Upcoming webcasts
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The FCPA Compliance Defense: Yes or No?
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- Presenting:Mike Koehler, Howard Sklar
- Channel:Securities Litigation and Enforcement Channel
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What is an ETF?
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- Presenting:Ben Johnson, Director of European ETF...
- Channel:Webinars for Financial Professionals
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Recent Developments in FCPA and Int'l Anti-Corruption Enforcement and...
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- Presenting:F. Joseph Warin, Benno Schwarz, Michael...
- Channel:Securities Litigation and Enforcement Channel
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Part 2: Employment Challenges Under FINRA Rule
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- Presenting:Scott M. Brown, JD, Director, Securities...
- Channel:Thought Leadership for Financial Advisors
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Recent webcasts
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Resolving Corporate Investigations with DPAs and NPAs: 2011 Year-End Upd...
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- Presenting:Joe Warin, Brian Baldrate, Alma Angotti
- Channel:Securities Litigation and Enforcement Channel
- Date: Jan 27 2012
- Duration: 01h 08m
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Insider Trading Compliance for Hedge Funds and Other Regulated Entities
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- Presenting:Adam Wasserman, John Reed Stark
- Channel:Securities Litigation and Enforcement Channel
- Date: Jan 26 2012
- Duration: 01h 13m
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Part 1: Legal and Compliance Considerations of Becoming an RIA
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- Presenting:Daniel A. Bernstein, JD
- Channel:Thought Leadership for Financial Advisors
- Date: Jan 24 2012
- Duration: 00h 44m
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2012 Outlook: A Brave New Year
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- Presenting:Best Advice: Closed-end Fund Forum
- Channel:Financial Advisers UK
- Date: Jan 18 2012
- Duration: 00h 53m
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2012 Outlook: A Brave New Year
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- Presenting:Best Advice: Closed-end Fund Forum
- Channel:Stockbrokers UK
- Date: Jan 18 2012
- Duration: 00h 53m
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Effective Insider Trading Policies for Public Companies and Regulated En...
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- Presenting:Jay Dubow, Anthony Creamer, Alma Angotti
- Channel:Securities Litigation and Enforcement Channel
- Date: Jan 12 2012
- Duration: 00h 59m
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Investigating Accounting Misconduct
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- Presenting:Kevin Stephens, John Geron, Bradley Bondi, ...
- Channel:Securities Litigation and Enforcement Channel
- Date: Jan 10 2012
- Duration: 01h 14m
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SEC Enforcement: Key Developments in 2011
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- Presenting:Andrew Vollmer, Douglas Davison, Marty Wilc...
- Channel:Securities Litigation and Enforcement Channel
- Date: Dec 14 2011
- Duration: 01h 06m
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