Hi [[ session.user.profile.firstName ]]

Pershing Webcast Series

  • Date
  • Rating
  • Views
  • Regulatory and Compliance Webcast
    Regulatory and Compliance Webcast
    Advisor Solutions Recorded: Jul 16 2019 58 mins
    Building an Effective Compliance Program
  • The Evolving Standard of Care Landscape and Regulation Best Interest
    The Evolving Standard of Care Landscape and Regulation Best Interest
    Brian Baltz, Tonia Bottoms, Robert Cirrotti and Hans Schemmel Recorded: Jul 16 2019 86 mins
    Join us for an overview of the Securities and Exchange Commission’s Regulation Best Interest, Form CRS and other interpretations. During this webcast, we will take a look at this industry altering regulation and share our observations as firms begin to prepare for compliance.
  • Regulatory and Compliance Webcast
    Regulatory and Compliance Webcast
    Pershing Recorded: Jul 10 2019 36 mins
    Topics on the agenda include:
    - Credit Risk - Order Management Rules Engine
    - Importance of Setting Up Acting in Concert Groups for LOPR
    - The Evolving Standard of Care Landscape: Regulation Best Interest
    - Update on Venezuelan Sanctions
  • Operations Webcast
    Operations Webcast
    Pershing Recorded: Jun 27 2019 24 mins
    Monthly Operations Webcast

    Duration is 60 minutes
  • BNY Mellon | Pershing EMEA Regulatory and Compliance Webcast - June
    BNY Mellon | Pershing EMEA Regulatory and Compliance Webcast - June
    BNY Mellon | Pershing EMEA Recorded: Jun 25 2019 34 mins
    Hear from BNY Mellon | Pershing subject-matter experts as they cover Central Securities Depositories Regulation (CSDR) and Anti-Money Laundering Regulation (AMLD).
  • Operations Webcast
    Operations Webcast
    Pershing Recorded: May 30 2019 42 mins
    Monthly Operations Webcast

    Duration is 60 minutes
  • Practice Management: Advisory Conversations
    Practice Management: Advisory Conversations
    Jeff Caruso and Kathleen Johnson Recorded: May 16 2019 45 mins
    Successfully growing your advisory business requires an investment of time and thought. Advisors that join the Advisory Conversations webcast will learn best practices for meaningful advisory conversations with clients that extend beyond investments and are aligned with their broader needs—adding value to the fee-based relationship.
  • Regulatory and Compliance Webcast
    Regulatory and Compliance Webcast
    Pershing Recorded: May 15 2019 53 mins
    Topics presented during this webcast include:
    - Asset Movement Fraud Trends and Prevention
    - State Fiduciary and Best Interest Developments
    - Review of "See-through" Trust Procedures with Inherited Trust IRA Accounts
    - Public Corruption in Venezuela
    - FINRA Notice 19-18 Anti-Money Laundering Program
  • Pershing Webcast Series: New Issue Center
    Pershing Webcast Series: New Issue Center
    Nancy Barker, Vice President, BNY Mellon | Pershing Recorded: May 14 2019 46 mins
    Experience an in-depth tour of the redesigned New Issue Center within the Fixed Income Center in NetX360. In this webcast, Nancy Barker of Trading Services will share practical guidance on how to use several dynamic enhancements, including how to easily and efficiently buy certificates of deposit (CDs), medium term notes (MTNs) and structured products. Take on purchasing new issues with our intuitive platform designed to simplify and support your unique style of fixed income trading.
  • Driving Profitable Growth Through Platform Strategy
    Driving Profitable Growth Through Platform Strategy
    Evan LaHuta, Christina Townsend and Daniella Tutela Recorded: May 7 2019 44 mins
    Mark your calendars for the next live session of BNY Mellon Pershing's Platform Strategy Webcast Series – specifically tailored to the needs of advisory firms! Join us for this special event on May 7 to learn about:

    • Recent and upcoming enhancements designed to increase your efficiency, such as the digitization of non-purpose loan applications

    • New integrations with third-party technology providers specially focused on enhancing your client experience

    • Expert tips on how to use some of our best, but least familiar, tools

    • Best practices for 2019

Embed in website or blog