Next Talk
Regulation or not, how to do right by your clients when discussing a 401(k) rollover
A 401(k) rollover is one of the most impactful actions an advisor can take with a client. The process which the firm implements can range from thorough fiduciary documentation to what is known as an “education only” approach. This Education only approach involves a financial professional presenting data/options/statements about what a rollover would involve/imply with…
