Thought Leadership for Financial Advisors

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Business insight for RIAs and fee-only FAs

Thought Leadership for Financial Advisors (TLFA) provides Registered Investment Advisors (RIA) and fee-only financial advisors with practice management insights. You can find industry luminaries presenting weekly webinars on topics such as social media, marketing, referrals, engaging the affluent, compliance, life planning, retirement planning, and succession planning.

You can attend the webinars at no cost and will be able to submit real-time questions to presenters during the live online events. If you are unable to attend a webinar live, you can also view it afterward on demand.

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Enhancing Deal Distribution & Creating Liquidity for Crowdfinanced Small Caps Join us as Father of the JOBS Act, Dave Weild and Industry Recognized Securities Attorney, Sam Guzik discuss ways to enhance deal distribution and create liquidity for new small cap offerings such as Reg A+ crowdfinanced offerings (RACOs). Key discussion points will include status of Reg A+, using technology to enhance deal distribution, the legislative movement to increase tick sizes, building a solid base of aftermarket support and new venture exchanges for emerging companies. Read more >
Mar 12 2015 5:00 pm
UTC
60 mins
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