Hi [[ session.user.profile.firstName ]]

Audit and Compliance

  • How SaaS Automation Has Revolutionized eDiscovery for Solo and Small Firms
    How SaaS Automation Has Revolutionized eDiscovery for Solo and Small Firms Doug Austin and Karen DeSouza, Esq. Recorded: Jun 28 2017 63 mins
    Until recently, state of the art eDiscovery technology was only available to the largest law firms and corporations. Smaller firms and organizations were essentially priced out of the market and couldn’t afford the solutions that could be used by the “big boys” to manage their discovery workloads. Times have changed – thanks to cloud-based, software-as-a-service (“SaaS”) automated solutions that have made full-featured eDiscovery solutions affordable for even small and solo firms. This webcast* will discuss how SaaS automation technology has revolutionized eDiscovery for solo and small firms today.

    Webcast Highlights:

    + How Automation and the Cloud is Affecting All Industries, including eDiscovery
    + Drivers for the eDiscovery Automation Revolution
    + The Impact of Automation and the Cloud on the Lawyer Job Market
    + The Evolution of eDiscovery Technology
    + Whip Me, Beat Me, Call Me EDna: Two Challenges, Seven Years Apart
    + Key Components of a SaaS eDiscovery Automation Solution
    + Cost Alternatives for SaaS eDiscovery Automation Solutions
    + Can Automation Really Disrupt the eDiscovery Industry?

    Presenters Include:

    
Doug Austin: Doug is the VP of Operations and Professional Services for CloudNine. At CloudNine, Doug manages professional services consulting projects for CloudNine clients. Doug has over 25 years of experience providing legal technology consulting, technical project management and software development services to numerous commercial and government clients.

    Karen DeSouza: Karen is the Director of Review Services and a Professional Services Consultant for CloudNine. Karen is a licensed attorney in Texas and has over 15 years of legal experience. She also has a Bachelor of Science in Legal Studies - American Jurisprudence.

    * Submitted for MCLE in Selected States
  • Living with the DOL Fiduciary Rule
    Living with the DOL Fiduciary Rule Paul Borden, Hillel Cohn; Morrison & Foerster; Thomas Grygiel, ACA Compliance Group Recorded: Jun 28 2017 92 mins
    The first phase of the Department of Labor’s (DOL) new fiduciary rule (Fiduciary Rule) was implemented on June 9 2017. The Fiduciary Rule greatly expands the categories of persons who are deemed fiduciaries when dealing with retail retirement investors. Many investment professionals will now be deemed fiduciaries and need to comply with the new standards.

    Join Morrison & Foerster and the ACA Compliance group for this timely webinar in conjunction with the International Financial Law Review.

    Topics Will Include:

    · An overview of the history of the DOL rule;
    · The substance of the rule;
    · The exemptions;
    · Changes we’re already seeing in how broker dealers interact with clients and organize their offerings;
    · What we can expect in terms of future challenges and changes to the rule;
    · Legal liability and potential litigation.
  • GDPR and Privacy by Design: The New Competitive Advantage
    GDPR and Privacy by Design: The New Competitive Advantage Robert Cruz, Senior Director of Information Governance, Actiance Recorded: Jun 28 2017 30 mins
    The EU’s General Data Protection Regulation (GDPR), has far-reaching implications that extend far beyond the EU. Businesses that fail to meet the new mandates aimed at protecting personal data face can be fined up 4% of global revenues — a cost that makes this regulation impossible to ignore.

    However, GDPR also creates a new opportunity for those that are prioritizing and embracing data privacy as a core element of their service delivery.

    Watch the on-demand webinar now, where you will learn:

    •How GDPR impacts information governance practices
    •How firms can address EU citizen’s rights to access and rights to be forgotten
    •How you can use GDPR to differentiate potential service providers
    •Specific provisions of GDPR that impact information governance practices

    Speaker:

    Robert Cruz is Senior Director of Information Governance for Actiance. He has more than 20 years of experience in providing thought leadership on emerging topics including cloud computing, information governance, and Discovery cost and risk reduction.
  • The 2017 State of Enterprise Analytics – from Insight to Foresight
    The 2017 State of Enterprise Analytics – from Insight to Foresight Bruce Rogers, Chief Insights Officer of Forbes Recorded: Jun 27 2017 29 mins
    Join Dun & Bradstreet for a webinar led by Bruce Rogers, Chief Insights Officer of Forbes, to hear the results of our latest research on the state of enterprise analytics. We surveyed a cross-section of CEOs, CMOs, CPOs, CFOs and CAOs to understand the trends powering today’s insight-driven organizations.

    Bruce will be discussing the findings to give you a deeper understanding of the challenges and opportunities facing companies across North America and UK.
  • Mastering Operational Risk. Theory and Practice in a single package.
    Mastering Operational Risk. Theory and Practice in a single package. Boris Agranovich, Calvin Lee Recorded: Jun 27 2017 62 mins
    Join me and our guest, Calvin Lee, Operations Director at RISKID, for a lively discussion as we aim to dispel confusion surrounding many of the elements of the Operational Risk framework.


    Operational risk is perhaps the most significant risk organizations face. Virtually every major loss that has taken place during the past 30 years, from Enron, Worldcom and Baring's Bank to the unauthorized trading incident at Société Générale and the subprime credit crisis, has been driven by operational failures.

    Many financial institutions have spent millions of dollars trying to develop a robust framework for measuring and managing operational risk. Yet, in spite of this huge investment, for many firms developing a viable operational risk management (ORM) program remains an elusive goal.

    This webinar is designed for both current students of the “Mastering Operational Risk” - http://www.globalriskacademy.com/p/orm online course and for other busy risk professionals who are interested in studying both theoretical and practical application of ORM but don’t have time to attend in-person classes.

    The goal is three-fold:

    1. Existing students will be able to understand more on how to work with the RISKID tool and get an opportunity to ask questions about the subject matter.
    2. People who are planning to join the course will get some explanation in what is the course about, how the e-learning system works.
    3. People who are just interested to know more about ORM

    During the webinar we will cover:

    1. 3 things most organizations are focusing on right now.
    2. What are the major steps to take control of operational risks.
    3. How to use Collaborative Risk Management tools to conduct your ORM operations and why traditional risk management practices involving risk registers and Excel are not effective anymore.
  • GDPR Mini-Webinar Series - Episode 8 - Working with Third-Parties
    GDPR Mini-Webinar Series - Episode 8 - Working with Third-Parties Amar Singh & Chris Payne Recorded: Jun 23 2017 13 mins
    Our eight-part mini-webinar series aims to get you up to speed with the main articles of the GDPR with short, no nonsense and informative webinars. In this webinar we will discuss working with third-parties
  • Demo: Introducción a Openbravo para una gestión avanzada de almacenes
    Demo: Introducción a Openbravo para una gestión avanzada de almacenes Maarten Tromp, Director de Product Management, Openbravo Recorded: Jun 22 2017 59 mins
    Las funcionalidades de Openbravo para una gestión avanzada de las operaciones de almacén han sido diseñadas para ayudar a los minoristas a administrar mejor sus almacenes. En esta demostración práctica, la segunda de nuestra serie de webinars sobre gestión de inventario y almacén, mostraremos algunas de las nuevas funciones de Openbravo para la gestión avanzada de almacenes que ayudan a los minoristas a optimizar el stock, el espacio y el personal en sus almacenes, incluyendo características como cross-docking, wave picking, inspecciones de calidad, prioridades dinámicas y secuencias de movimiento en el almacén.
  • Practical Demo: Introduction to Openbravo for Advanced Warehouse Management
    Practical Demo: Introduction to Openbravo for Advanced Warehouse Management Maarten Tromp, Product Management Director, Openbravo Recorded: Jun 22 2017 57 mins
    Effective inventory management begins with getting better visibility of what comes into your warehouse and what goes out. In this hands-on demonstration, the second in our series of webinars on inventory management, we will show some of the new Advanced Warehouse Operations features in Openbravo software that help retailers optimise stock, space and staff use in warehouses. The features include cross-docking, wave picking, cycle counts, quality inspection, dynamic priorities and travel sequences.
  • The Future of Planning, budgeting and forecasting
    The Future of Planning, budgeting and forecasting Mark Nittler, VP Enterprise Strategy - Workday; Gary Simon, FSN Modern Finance Forum Leader - FSN Recorded: Jun 21 2017 32 mins
    As modern finance professionals, we are facing the most challenging FinTech conditions for decades as we strive to be better business partners.

    In this 30 minute webinar replay will explore the 2016 FSN "The Future of Financial Planning, Budgeting, and Forecasting"" global research findings, and reveal:

    The critical challenges facing everyone from the CFO to FP&A managers across the globe.
    A better understanding of the changing financial landscape around audit and compliance, cloud ERP and procurement.
    Why we need to transition to a culture of continuous financial planning.
    How the finance function can transform into a more strategic business partner.

    Watch now and learn how you can lead your organization into the future.
  • Compliance and Skype for Business Adoption
    Compliance and Skype for Business Adoption Aamer Kaleem, CTO, Skype for Business & Robert Cruz, Senior Director, Actiance Recorded: Jun 15 2017 48 mins
    Microsoft’s Skype for Business (S4B) continues to experience rapid adoption as organizations seek more agile means to communicate and collaborate. Organizations of all sizes are using Skype for Business to realize productivity improvement, greater responsiveness to customer needs, and more effective internal collaboration. However, for those faced with complex regulatory demands, they must also ensure that communications are managed to comply with external regulations and internal policies, such as the disabling of specific features or enforcement of ethical boundaries between departments and groups.

    With that in mind, what issues should organizations look out for when utilizing or considering deploying S4B?

    Join Robert Cruz from Actiance with Special Guest Aamer Kaleem, CTO, Skype for Business at Microsoft Corporation as they explore this and other topics including:

    • The market drivers impacting adoption of Skype for Business;
    • Key current and upcoming capabilities of S4B;
    • How Actiance can help in harnessing S4B, while also meeting regulatory and eDiscovery demands
  • ACEDS Webcast: Pitfalls and Potholes to Avoid in Your eDiscovery Projects
    ACEDS Webcast: Pitfalls and Potholes to Avoid in Your eDiscovery Projects Doug Austin and Karen DeSouza Recorded: Jun 15 2017 61 mins
    If you’ve conducted discovery for litigation, investigations or audits, you know that “Murphy’s Law” dictates that a number of “pitfalls” and “potholes” could occur that can derail your project. These issues can add considerable cost to your discovery effort through unexpected rework and also cause you to miss important deadlines or even incur the wrath of a judge for not following accepted rules and principles for discovery. This webcast* will discuss some of the most common “pitfalls” and “potholes” that you can encounter during the discovery life cycle and how to address them to keep your discovery project on track.

    Webcast Highlights

    + Avoiding the Mistake in Assuming that Discovery Begins When the Case is Filed
    + How to Proactively Address Inadvertent Privilege Productions
    + Up Front Planning to Reduce Review Costs
    + How to Avoid Getting Stuck with a Bad Production from Opposing Counsel
    + Understanding Your Data to Drive Discovery Decisions
    + Minimizing Potential ESI Spoliation Opportunities
    + Ways to Avoid Potential Data Breaches
    + How to Avoid Processing Mistakes that Can Slow You Down
    + Common Searching Mistakes and How to Avoid Them
    + Techniques to Increase Review Efficiency and Effectiveness
    + Checklist of Items to Ensure a Smooth and Accurate Production

    Presenters Include:

    
Doug Austin: Doug is the VP of Ops and Professional Services for CloudNine. At CloudNine, Doug manages professional services consulting projects for CloudNine clients. Doug has over 25 years of experience providing consulting, technical project management and software development services to numerous commercial and government clients.

    
Karen DeSouza: Karen is the Director of Review Services and a Professional Services Consultant for CloudNine. Karen is a licensed attorney in Texas and has over 15 years of legal experience. She also has a Bachelor of Science in Legal Studies - American Jurisprudence.

    * Submitted for MCLE in Selected States
  • Introduction à Openbravo Commerce Cloud pour les détaillants spécialisés
    Introduction à Openbravo Commerce Cloud pour les détaillants spécialisés Fabrice Pancino, Formateur, Phidias Recorded: Jun 15 2017 34 mins
    Ce webinaire expliquera pourquoi Openbravo Commerce Cloud est LA Solution pour les détaillants. Vous souhaitez une solution de vente au détail disposant nombreuses fonctionnalités, entièrement gérée via le Cloud ? Vous voulez éviter les investissements et frais associés au déploiement informatique sur site, tout en bénéficiant d’un niveau de support équivalent et de performances garanties lors de flux ininterrompus de ventes en magasin ? Openbravo Commerce Cloud est VOTRE solution.
  • How Leading PSOs Harness Talent and Grow Margins
    How Leading PSOs Harness Talent and Grow Margins Dave Hofferberth, Founder and Dir. - SPI Research; Mark David, Dir. Industry Strategy - Workday Recorded: Jun 14 2017 57 mins
    At a time when new client revenue in the industry is at the lowest it’s been in nine years and competition is soaring, professional services leaders are turning to their strongest assets for help: Their people.

    With a host of exciting new cloud-based technology applications, organizations are now able to utilize their Cloud ERP to better manage and develop talent—leading to increased productivity and higher levels of workforce efficiency, even during these challenging times.

    Yet only 56 percent of today’s professional services companies have adopted HCM solutions. Why?

    Watch the webinar replay “How Leading PSOs Harness Talent and Grow Margins” to gain a better understanding of audit, compliance, expense management, procurement, Financial IT and the current state of the industry and to learn how to improve retention, productivity, and profit.
  • GDPR Mini-Webinar Series - Episode 7 - Incident Response
    GDPR Mini-Webinar Series - Episode 7 - Incident Response Amar Singh & Chris Payne Recorded: Jun 14 2017 11 mins
    Our eight-part mini-webinar series aims to get you up to speed with the main articles of the GDPR with short, no nonsense and informative webinars. In this webinar we will discuss the fines and penalties available to the supervisory authority in the event of a breach.
  • GDPR Mini-Webinar Series - Episode 6 - The Data Protection Officer
    GDPR Mini-Webinar Series - Episode 6 - The Data Protection Officer Amar Singh & Chris Payne Recorded: Jun 14 2017 17 mins
    Our eight-part mini-webinar series aims to get you up to speed with the main articles of the GDPR with short, no nonsense and informative webinars. In this webinar we will discuss the fines and penalties available to the supervisory authority in the event of a breach.
  • Cómo mejorar la gestión de su cadena de restaurantes con Openbravo
    Cómo mejorar la gestión de su cadena de restaurantes con Openbravo Xavier Places , Director de Product Marketing, Openbravo Recorded: Jun 13 2017 51 mins
    En este webinar les presentamos la funcionalidad que Openbravo ofrece a las cadenas de restaurantes, incluyendo características específicas para reservas de mesas, recetas o gestión de menús, respaldadas por una amplia funcionalidad horizontal de POS y ERP.
  • Improve Management of Your Restaurant Chain with Openbravo
    Improve Management of Your Restaurant Chain with Openbravo Xavier Places, Director of Product Marketing, Openbravo Recorded: Jun 13 2017 34 mins
    In this webinar we will introduce you to the functionality Openbravo provides to Restaurant chains, including specific features for table reservations, recipes or menus management, backed by a broad horizontal POS and ERP functionality.
  • Abdullah Al Barwani Director General ICT OMAN- Insights with Cyber Leaders
    Abdullah Al Barwani Director General ICT OMAN- Insights with Cyber Leaders Amar Singh Cyber Management Alliance Recorded: Jun 12 2017 18 mins
    Cyber Management Alliance CEO Amar Singh interviews Abdullah Al Barwani, Director General, Infrastructure Division at Information Technology Authority - Oman
  • Top 5 Supervisory Failures and How to Avoid Them
    Top 5 Supervisory Failures and How to Avoid Them Mitch Atkins,Founder & Principal, FirstMark Regulatory Solutions & Robert Cruz, Senior Director, Actiance Recorded: Jun 8 2017 60 mins
    You’ve seen the headlines:

    • North Winward Financial expelled from FINRA for failing to respond to FINRA requests;
    • Caldwell International Securities fined $1M for failure to develop an adequate supervisory system;
    • Boenning & Scattergood fined $100K by FINRA for failing to supervise a representative’s private security transactions

    And, that is just from late 2016!

    Today, compliance officers at broker-dealer and investment advisory firms are challenged by supervisory review like never before.  SEC/FINRA/IIROC regulatory scrutiny over supervisory practices has never been higher, while many firms continue to rely upon supervisory tools that were designed 10+ years ago, for email.
     
    Watch this on-demand webinar for a:
    • Review of a sampling of recent supervisory mishaps
    • Discussion of best practices to address FINRA priorities outlined in the January 2017 Exam Letter
    • Overview of how Actiance can help

    Speakers:

    Mitch Atkins is Founder and Principal of FirstMark Regulatory Solutions, Inc., a compliance consulting firm. Previously, he spent 20 years at FINRA where he was an examiner, district director, and senior vice president and regional director.

    Robert Cruz is Senior Director of eDiscovery & Information Governance for Actiance. He has more than 20 years of experience in providing thought leadership on emerging topics including cloud computing, information governance, and Discovery cost and risk reduction.
  • Cómo optimizan los minoristas la gestión de inventario con Openbravo
    Cómo optimizan los minoristas la gestión de inventario con Openbravo Maarten Tromp, Director de Product Management, Openbravo Recorded: Jun 8 2017 52 mins
    Hoy en día, los minoristas necesitan adoptar sistemas de gestión de inventario más inteligentes que les permitan entregar los productos adecuados en el momento adecuado y con el coste adecuado. En este webinar introductorio explicaremos cómo optimizar el inventario en su almacén para satisfacer las demandas de los clientes mientras se asegura que el negocio no gestiona un exceso de inventario, lo que implica costes innecesarios que actúan como un obstáculo para el rendimiento financiero. En un segundo webinar demostraremos algunas de las nuevas características de la solución de Openbravo que permiten a los minoristas adoptar técnicas avanzadas de gestión de almacenes que optimizan el uso de stock, espacio y personal para reducir el capital circulante y así mejorar el rendimiento financiero.
  • How Retailers Optimize Inventory Management with Openbravo
    How Retailers Optimize Inventory Management with Openbravo Maarten Tromp, Product Management Director, Openbravo Recorded: Jun 8 2017 47 mins
    In today's retail environment, retailers need to adopt smarter inventory management systems that enable them to deliver the right goods at the right time and at the right cost. In this introductory webinar, we will explain how to optimize inventory in your warehouse to satisfy customer demands while ensuring the business is not carrying excess inventory that wastes money and acts as a drag on financial performance. In a second webinar we demonstrate some the new features in Openbravo software that allow retailers to adopt sophisticated warehouse management techniques that optimize stock, space and staff use to reduce working capital requirements and so enhance financial performance.
  • GDPR vs Trump vs Brexit vs Privacy Shield – how can you protect your data?
    GDPR vs Trump vs Brexit vs Privacy Shield – how can you protect your data? FRA’s co-founders; Toby Duthie, Frances McLeod and Greg Mason Recorded: Jun 7 2017 61 mins
    With Safe Harbor being invalidated and EU-US Privacy Shield and Swiss-US Privacy Shield yet to be tested, UK data privacy post Brexit an unknown, the General Data Protection Regulation coming into effect throughout the EU next year, and the Trump administration potentially poised to ride roughshod over EU surveillance concerns– the uncertainty surrounding the current regulatory environment will inevitably add complexity to the issue of data transfers, especially in the context of international investigations and disputes – and, by extension eDiscovery.

    As regulatory investigations and related processes frequently span several years, strategic decisions made today around data transfers will have important ramifications down the line.

    Do you know where your/your client’s data currently is hosted and if it is being held in accordance with the various and, at times, conflicting data privacy laws? If the answer is 'no', significant reputation and even financial implications could ensue.

    This GIR Live webinar will break down the current data protection laws and set out some considerations and practical guidelines to minimize risk exposure for companies and professional services firms dealing with cross-border investigations and litigation.

    In the GIR Live style, the webinar will aim to be highly conversational and will include time for a question and answer session with the presenters.

    Issues to be addressed include:

    • Data privacy and adequate protection
    • What you can do now to remain compliant
    • How to manage conflicts of law in a global investigation with practical tips from real life case studies
  • Meet GDPR Cyber Breach Notification Deadlines - With Time to Spare
    Meet GDPR Cyber Breach Notification Deadlines - With Time to Spare William Bent, Product Manager, CSPi Recorded: Jun 6 2017 31 mins
    In this webinar you will learn how CSPi’s Myricom nVoy Solution can dramatically reduce the time from cyber attack identification to incident response. Without any manual intervention, the nVoy Series packet recorder along with the Event Driven Data Recoding (EDDR) application will:
    - Automatically ingest and isolate alert events associated with critical assets
    - It will also trigger an extraction, from recorded data, of all the conversations involving those critical assets.

    Given the tightening notification requirements put forth by the General Data Protection Regulation (GDPR) - going into effect in 2018 - and other PII data privacy regulations, this immediately available data provides a complete evidentiary record of exactly what happened, to what records and when.
  • ¿Está listo su negocio para la nueva normativa del IVA (SII)?
    ¿Está listo su negocio para la nueva normativa del IVA (SII)? Patricia San Juan del Amo (Openbravo) & Alberto Sola Nogales (Opentix) Recorded: Jun 1 2017 50 mins
    En este webinar, explicaremos los cambios que introduce el "Suministro Inmediato de Información" (SII) y cómo afecta a la gestión diaria de facturación y liquidación del IVA de las empresas españolas. La sesión también incluirá una breve presentación de cómo Openbravo cubre estas nuevas necesidades de una manera sencilla y eficaz para soportar la gestión telemática de este impuesto de acuerdo a los nuevos requerimientos.
  • Top 5 Compliance Predictions for 2017
    Top 5 Compliance Predictions for 2017 Robert Cruz, Senior Director Information Governance, Actiance and Jasmine Wu, Director of Product Marketing, Actiance Recorded: May 31 2017 53 mins
    2016 was an eventful year for those who need to stay on top of compliance. The SEC undertook 868 enforcement actions totaling over $4B in sanctions, while sweeping new requirements contained within MiFID II and GDPR drew closer.

    Now, with the possibility of deregulation growing, what can compliance teams expect in 2017?

    Watch the webinar now, where you will learn:

    -Key recordkeeping and supervisory themes emerging from 2016 regulatory actions
    -Top 5 regulatory compliance predictions for 2017
    -What steps you can take to ensure the compliant use of new communications channels