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Banking and Treasury

  • Building the 5th Pillar of an Effective Anti-Money Laundering Compliance Program
    Building the 5th Pillar of an Effective Anti-Money Laundering Compliance Program Alma Angotti, Daniel L. Stipano, John Davidson, Valerie-Leila Jaber, Myrna Olvera Recorded: Aug 10 2017 63 mins
    In May, 2016 the Financial Crimes Enforcement Network (FinCEN) issued final rules under the Bank Secrecy Act to clarify and strengthen customer due diligence requirements for: Banks; brokers or dealers in securities; mutual funds; and futures commission merchants and introducing brokers in commodities. The rules contain explicit customer due diligence requirements and include a new requirement to identify and verify the identity of beneficial owners of legal entity customers.

    Join a distinguished panel of industry professionals to discuss what the rule requires and what it means to your firm. More importantly, the event will include a practical discussion of what firms should be considering and doing in advance of the rule’s May 2018 final applicability date. Topics to be covered include:

    · How do financial institutions (“FIs”) intend to identify and verify Beneficial Owners (“BOs”) and Control Persons (“CPs”)?
    · What is a “customer profile” and what do you do with it?
    · How will the rule affect transaction monitoring, suspicious activity investigations and reporting from both a technology and compliance program standpoint?
    · What risk-based trigger events are FIs considering when updating beneficial ownership information?
  • Webcast: Transform Client Interactions with Digital Onboarding & eSignatures
    Webcast: Transform Client Interactions with Digital Onboarding & eSignatures Glenn Bolstad – Appway, Amruta Dongre – Appway & Mary Ellen Power - eSignLive Recorded: Aug 9 2017 60 mins
    Clients today demand a seamless digital onboarding experience that is high-quality, multi-channel and tailored to meet their needs.

    Customers want simplified and unified interactions, but many advisors are still not interacting digitally. As organizations move to improve automation and eliminate the inherent inefficiencies in manual and paper processes, IT and business leaders are working to remove obstacles from the environment to deliver better onboarding processes and increased client satisfaction.

    Join eSignLive and Appway for this 60 minute webinar on how technologies like e-signature and digital onboarding facilitate seamless client interactions, to empower employees and better serve customers.
  • Do you know what your Cash Processing data is trying to tell you ?
    Do you know what your Cash Processing data is trying to tell you ? Oscar Pinto, and Cleo Mavredis NCR Global Cash Management Specialists Recorded: Aug 3 2017 45 mins
    Struggling with the cost of managing cash in your branch, vaults and self-service network? See how a thorough evaluation of your existing cash replenishment data can pinpoint potential cost savings. NCR’s Marketing and Pre-Sales Global Managers, Cleo Mavredis and Oscar Pinto, will unveil NCR’s secret weapon for Cash Management success - The Data Trial.

    This session will cover :
    •What is a data trial
    •How can I drive out cash costs
    •What resources / data may be needed
    •What can I expect to get out of a data trial
    •What other customers have done one
    •How much do I need to invest

    The session will be recorded for those unable to attend.
  • High Scale, High Stakes: Adjusting Focus and Investment at the Network Gateway
    High Scale, High Stakes: Adjusting Focus and Investment at the Network Gateway Dan Cummins, Senior Analyst with 451 Research and Tim Chiu, Senior Director of Product Marketing with Symantec Recorded: Aug 2 2017 50 mins
    As cloud continues to erase the network perimeter, it’s more important than ever to align IT infrastructure to track more closely to the businesses it serves.

    As a result, gateway technology choices and investments need to fit the cloud model and fit in terms of security use case, value, and real-world business requirements.

    Join Dan Cummins, analyst with 451 Research and Tim Chiu, Senior Director of Product Marketing at Symantec, for an informative webinar on August 2 to hear a discussion of network security today.

    Agenda:

    - Discussion on the increased dependence on HTTP and HTTPS

    - The limitations of Firewalls in the web and cloud world

    The increasing critical need for web gateways, both on premise and in the cloud, for achieving:

    - Access governance for users and devices

    - Verifiable protection against advanced attack methods

    - Agile risk management and measurable return on investment.

    Important opportunities are at hand right now to integrate network and cloud-based approaches to achieve coordinated and robust anti-malware, privacy, policy and connectivity capabilities, while continuing on a path to flexible, software-defined infrastructure.

    Register Today
  • Webcast: Next Step in the Customer Journey: Expand E-Signature to Multi-Channels
    Webcast: Next Step in the Customer Journey: Expand E-Signature to Multi-Channels Nicole Sturgill, Principal Executive Advisor, Retail Banking – CEB & Rahim Kaba, Director of Product Marketing – eSignLive Recorded: Aug 1 2017 57 mins
    Paper-related processes pose a significant cost to banks and are an inefficient use of employee time. E-signature solutions boost automation for banks, reducing errors and the costs incurred by these paper-dependent processes. Fifty-one percent of retail banking executives expect spending on electronic signature technology to increase over the next two years. Since nearly a quarter of banks that had digital technology in 2016 adopted it in the last two years, lessons can be learned from those that have already made the transition.*

    However, it is not about the bottom line, in a recent study 42% of global customers preferred digital channels however 30% of customers opening an account online had to go to the branch to sign paperwork. Enabling digital account opening for customers with electronic signatures allows for a true end-to-end process. As consumers continue to incorporate digital interactions into their daily activities, retail banking executives have the opportunity to streamline their own processes to improve the customer journey across all delivery channels, including online, mobile, call center and modernizing the in-branch experience.

    Watch this on-demand webinar with industry experts Nicole Sturgill of CEB and Rahim Kaba of eSignLive to uncover:
    - Valuable insights gleaned from CEB’s latest retail banking report
    - How consumers are banking now, including their preferred journeys for account opening and receiving customer support
    - Features, capabilities, and requirements of best-in-class e-signature solutions
    - Examples of how leading banks are incorporating e-signature across their branch, call center, online and mobile channels

    *CEB 2017 Financial Services Technology Survey

    Presenters:
    -> Nicole Sturgill, Principal Executive Advisor, Retail Banking – CEB
    -> Rahim Kaba, Director of Product Marketing – eSignLive by VASCO
  • [Podcast] Ethereum, Goldman’s SIMON, 2 x Sofi news and Consumers & Tech
    [Podcast] Ethereum, Goldman’s SIMON, 2 x Sofi news and Consumers & Tech George Popescu & Ryan Ross Recorded: Jul 26 2017 19 mins
    George & Ryan Talk about 5 articles:

    DBRS Student Loan ABS report
    Goldman Sachs is looking to spinoff one of its tech bets at a $ 75 million valuation
    The State Of Consumers And Technology: Benchmark 2017, US
    SoFi loses another senior executive, as chief revenue officer Michael Tannenbaum departs
    SoFi CEO: Why Ethereum Is Much More Valuable Than Bitcoin
  • Workloads, Data Centers & Cloud Strategy: Market & Technology Trends
    Workloads, Data Centers & Cloud Strategy: Market & Technology Trends Carl Lehmann, Principal Analyst with 451 Research, and Don Davis, Technology Director for Iron Mountain’s Data Center busines Recorded: Jul 25 2017 58 mins
    IT planners have far more options as to where to run their workloads than ever before. On-premises data centers, co-location facilities and managed services providers are now joined by hybrid multi-clouds – a combination of Software-, Infrastructure- and Platform-as-a-Service (SaaS, IaaS, and PaaS) execution venues. All have unique operational, performance and economic characteristics that need to be considered when deploying workloads.

    In this Webinar Carl Lehmann, Principal Analyst with 451 Research, and Don Davis, Technology Director for Iron Mountain’s Data Center business will discuss how industry leading enterprises determine the best execution venues for their workloads by addressing:

    •The market and technology trends that influence workload, data center and cloud strategy
    •How to evaluate the characteristics of various workloads and execution venues
    •How to manage workloads across on-premises and off-premises ecosystems
    Attendees will learn how to formulate an IT strategy that can be used to guide the decision criteria needed for placing workloads on their best execution venues, and enable the migration and ongoing management of workloads across a hybrid multi-cloud enterprise architecture.
  • India states’ finances and borrowings: The other half of the story
    India states’ finances and borrowings: The other half of the story Euromoney Moderator: Rashmi Kumar, Editor, GlobalCapital Asia Recorded: Jul 19 2017 47 mins
    Euromoney Moderator:
    Rashmi Kumar, Editor, GlobalCapital Asia

    Standard Chartered Bank Speakers:
    - Anubhuti Sahay, Head, South Asia Economic Research (India)
    - Nagaraj Kulkarni, Senior Asia Rates Strategist
    - Divya Devesh, Asia FX Strategist

    Overview
    - The rise in SDLs issuance: Deteriorating finances and shift in sources of financing
    - How stressed is FY18 fiscal health amidst farm loan waivers, salary revisions, interest burden and GST?
    - Not all states finances are equal
    - SDL yields: Disconnected with fundamentals. Why?
    - Policy changes: The need of the hour
    - Is the INR overvalued?


    By signing up to this webinar you agree to be contacted (by email) by the hosts Euromoney & Global Capital, as well as the sponsor Standard Chartered.
  • Open Banking – what does it mean for banks & fintechs?
    Open Banking – what does it mean for banks & fintechs? Jason O'Shaughnessy, Senior Vice President - EMEA and Australia, ENVESTNET | YODLEE Recorded: Jul 18 2017 28 mins
    ECN is pleased to be hosting, via webinar, an expert interview with Jason O'Shaughnessy, Senior Vice President - EMEA and Australia, ENVESTNET | YODLEE on 18 July.

    Open Banking is coming in January 2018, but what does this mean and does it change anything?

    Tune in to find out exactly what it means for you and join in the discussion.
  • Why are Behavioral Biometrics So Popular Now?
    Why are Behavioral Biometrics So Popular Now? Andras Cser, Forrester Research and Uri Rivner, BioCatch Recorded: Jul 13 2017 60 mins
    The history of behavioral biometrics, the measurement of patterns relating to human activity, goes back to the 1860s, with the invention of the telegraph and the recognizable ways people would send dash and dot signals. Today’s behavioral biometrics, though, go way beyond, looking at multiple data and end point interactions to prevent new account fraud and provide continuous authentication after login. As more and more applications move online and consumers demand that the availability of functions in their digital worlds match their physical worlds, the popularity of behavioral biometrics has continued to grow. Join guest speaker Andras Cser from Forrester Research and Uri Rivner, Head of Cyber Strategy at BioCatch for an engaging discussion on what makes this modality so popular and effective in meeting today’s cybersecurity challenges.

    In addition, financial industry executives will gain key insights on:

    - How behavioral biometrics drive the 3 F’s – less fraud, less friction, more functionality - online

    - The ways that behavioral biometrics satisfy risk-based authentication requirements

    - How behavioral biometrics work with other technologies to provide strong authentication and protect against today’s cyberthreats like malware, social engineering and Remote Access Trojans.

    - Current trends in fraud and new areas for the use of behavioral biometrics
  • From Asset To Risk Allocation - Free Workshop and Online Course Intro
    From Asset To Risk Allocation - Free Workshop and Online Course Intro William Goodwyn Ferrell Recorded: Jul 12 2017 54 mins
    Learn How to Manage Risk for Protection - Allocate Risk to Improve Performance for capital market investors.

    Join our guest, William Goodwyn Ferrell, a Wall Street veteran and the founder of Ferrell Capital Management as he introduces his new course.

    During the webinar we will cover:

    1. Why traditional notions of portfolio diversification are no longer effective tools. By replacing Asset Allocation with Risk Allocation you will achieve much more effective means for managing your investment portfolio.

    2. We're going to lay out a system that will teach you how to manage risk for protection and allocate risk to improve performance.


    3. We will introduce a new online course with a special offer for attendees only.
  • [Podcast] Fastest Consumer Lender, Prosper President, SoFi shuts Zenbanx, Blockc
    [Podcast] Fastest Consumer Lender, Prosper President, SoFi shuts Zenbanx, Blockc George Popescu & Ryan Ross Recorded: Jul 7 2017 22 mins
    George & Ryan talk about popular news articles;

    The Fastest Consumer Lenders to $ 1 Billion in Originations
    Ron Suber, Prosper President and Industry Legend, Stepping Down
    Six months after acquisition, SoFi is shutting down Zenbanx
    Bloomberg Report is Critical of Online Lenders
    Summer Fintech Reading Ideas
  • From Asset Allocation to Risk Allocation - The Introduction to a new Course
    From Asset Allocation to Risk Allocation - The Introduction to a new Course William Goodwyn Ferrell Recorded: Jul 6 2017 6 mins
    In this short video, William G. Ferrell will show in a very illustrious way what his upcoming course will be all about.

    If you are a risk manager or a professional investor, your main goal is to increase returns in good times and protect your assets during the bad times.

    Listen to the introductory video and check out the upcoming course
    at www.globalriskacademy.com/p/riskallocation

    Use the attachment tab inside the webinar viewer.

    This course will teach you that traditional notions of portfolio diversification are no longer effective tools. By replacing Asset Allocation with Risk Allocation you will achieve much more effective means for managing your investment portfolio.
  • Fraud Mutates – Detect, Understand and Block It
    Fraud Mutates – Detect, Understand and Block It Kedar Samant, CTO & Co-Founder, Simility and Ravi Sandepudi, Head of Engineering, Simility Recorded: Jul 5 2017 18 mins
    Fraudsters are conjuring up new techniques to compromise systems, and today’s digital businesses are constantly evolving. In this environment of change, you need a fraud prevention solution that can effectively adapt to both the changing and evolving threat vectors as well as take into account the evolving business scenarios.

    In this session, we will demonstrate how a combination of flexible data ingestion and signal analysis bolstered by advanced machine learning models in combination of human analysis can provide an adaptive fraud prevention solution.
  • UK Bribery Act Update: Enforcement, the Future of the SFO and Much More
    UK Bribery Act Update: Enforcement, the Future of the SFO and Much More Vivian Robinson QC, Barry Vitou, Richard Kovalevsky QC, Julian Glass Recorded: Jul 5 2017 63 mins
    As the Bribery Act starts to bite, the UK Government looks to abolish the SFO!

    On the 6th anniversary of the Bribery Act entering into force we have now seen further significant enforcement activity in the UK.

    In this webcast, our panel of expert UK attorneys and consultants look back over the last 12 months and forecast where we see developments in the year to come. The panel will discuss issues including:

    -- Key developments over the last twelve months, including the Rolls Royce DPA and corporate prosecution under the Bribery Act.
    -- What’s next:
    * DPA’s v. Prosecution. Latest developments?
    * Privilege and bribery investigations, what are the issues coming out of ENRC?
    * What is the future of the SFO?
  • Workshop: Mastering Operational Risk - Theory and Practice in a single package
    Workshop: Mastering Operational Risk - Theory and Practice in a single package Boris Agranovich, Calvin Lee Recorded: Jul 5 2017 66 mins
    This workshop is designed for busy risk professionals who are interested in studying both theoretical and practical application of ORM but don’t have time to attend in-person classes.

    During the workshop we cover:

    1. 3 things most organizations are focusing on right now.
    2. What are the major steps to take control of operational risks.
    3. How to use Collaborative Risk Management tools to conduct your ORM operations and why traditional risk management practices involving risk registers and Excel are not effective anymore.

    The goal is three-fold:

    1. Existing students will be able to understand more on how to work with the RISKID tool and get an opportunity to ask questions about the subject matter.
    2. People who are planning to join the course will get some explanation in what is the course about, how the e-learning system works.
    3. People who are just interested to know more about ORM
  • Mastering Operational Risk. Theory and Practice in a single package.
    Mastering Operational Risk. Theory and Practice in a single package. Boris Agranovich, Calvin Lee Recorded: Jun 27 2017 62 mins
    Join me and our guest, Calvin Lee, Operations Director at RISKID, for a lively discussion as we aim to dispel confusion surrounding many of the elements of the Operational Risk framework.


    Operational risk is perhaps the most significant risk organizations face. Virtually every major loss that has taken place during the past 30 years, from Enron, Worldcom and Baring's Bank to the unauthorized trading incident at Société Générale and the subprime credit crisis, has been driven by operational failures.

    Many financial institutions have spent millions of dollars trying to develop a robust framework for measuring and managing operational risk. Yet, in spite of this huge investment, for many firms developing a viable operational risk management (ORM) program remains an elusive goal.

    This webinar is designed for both current students of the “Mastering Operational Risk” - http://www.globalriskacademy.com/p/orm online course and for other busy risk professionals who are interested in studying both theoretical and practical application of ORM but don’t have time to attend in-person classes.

    The goal is three-fold:

    1. Existing students will be able to understand more on how to work with the RISKID tool and get an opportunity to ask questions about the subject matter.
    2. People who are planning to join the course will get some explanation in what is the course about, how the e-learning system works.
    3. People who are just interested to know more about ORM

    During the webinar we will cover:

    1. 3 things most organizations are focusing on right now.
    2. What are the major steps to take control of operational risks.
    3. How to use Collaborative Risk Management tools to conduct your ORM operations and why traditional risk management practices involving risk registers and Excel are not effective anymore.
  • [Podcast]Amazon’s Bank, Loan Performance, SoFi adds 400, Platformitisation
    [Podcast]Amazon’s Bank, Loan Performance, SoFi adds 400, Platformitisation George Popescu & Ryan Ross Recorded: Jun 22 2017 21 mins
    Why Banks Are Going To Survive
    Amazon Has Secretly Become a Giant Bank
    FinTech company SoFi to add 400 Delaware workers by 2018
    Latest PeerIQ Loan Performance Monitor
    + 2 events
  • RMB Investors Forum: reform and reinvention in China’s capital markets
    RMB Investors Forum: reform and reinvention in China’s capital markets Barnaby Nelson, Regional Head of Securities Services, Greater China and North East Asia, Standard Chartered Bank Recorded: Jun 22 2017 64 mins
    Euromoney moderator
    Andrew Capon, Contributor, Euromoney

    Presented by
    Barnaby Nelson, Regional Head of Securities Services, Greater China and North East Asia, Standard Chartered Bank

    External speaker
    Tae Yoo, Managing Director, Client & Marketing Services, Market Development Division, HKEX

    Agenda:
    * An overview of developments in the Chinese economy and capital markets 
    * The RMB Investors Forum outlined — a unique perspective on international investors’ role in Chinese capital markets
    * Attitudes to investing in China after a challenging year; what the survey shows
    * The evolution of market access models: new channels and uptake
    * The role of HKEX in opening market access and the ‘connect’ model
    * Accessing mainland capital markets —equities, bonds, loans 
    Participation of international investors — current status, future trends 
    * What are the missing pieces —the role of regulation, what reforms are needed?
    * Prospects for China —Moody’s rating downgrade, how big is the debt issue? Economic outlook, stock and bond market opportunities 



    By signing up to this webinar you agree to be contacted (by email) by the hosts Euromoney & Global Capital, as well as the sponsor Standard Chartered.
  • How can banks thrive in the cognitive era?
    How can banks thrive in the cognitive era? Dea Markova, Head of Programmes at Innovate Finance Recorded: Jun 20 2017 56 mins
    To ensure the seamless digital experience clients expect, banks are employing innovative solutions to provide better customer experience and derive more insights from customer data. In parallel, digital transformation creates opportunities for cost reduction, particularly as compliance costs have put pressures on banks’ bottom lines.

    Banks must radically reduce costs in order to invest in the technologies, business and operating models that can unlock the power of their data and create value for all stakeholders.

    Join this webinar hosted by Innovate Finance and IBM to hear from a panel of experts on:

    RegTech and Cognitive Technology: How can Banks adapt quickly & efficiently to changing regulations using cognitive technology that can learn & adapt to facilitate change.

    Open Innovation and FinTech Certification – how can open sandboxes and industry-level assurance drive FinTech adoption


    Chaired By:

    Dea Markova
    Head of Programmes
    Innovate Finance

    Participants:

    Winston Yong
    Chief architect, Industry Platform , IBM

    Grace Brasington
    Vice President , Global Banking and Financial Markets, IBM

    David Hayward
    Development Manager, United Kingdom Accreditation Service (UKAS)

    Nicola Cowburn
    Chief Marketing Officer (CMO) at Qumram and Executive Board Member at the International RegTech Association
  • IR Magazine Webinar - The future of news technology for IROs
    IR Magazine Webinar - The future of news technology for IROs IR Magazine and Bloomberg Recorded: Jun 15 2017 41 mins
    Thursday, June 15, 2017
    8.00 am PST / 11.00 am EST / 4.00 pm BST / 5.00 pm CET
    Duration: 30 minutes

    With 500 mn tweets being added to the daily flow of news, it can be a challenge to isolate the media content that will impact investors’ views of your company.

    Join our panelists as they discuss innovations being made to isolate the most important content, including:

    • Trends in news automation
    • The latest in news and social media analytics
    • When news and Twitter sentiment turns negative – and won’t go away

    Speakers include:

    • Ellen Braitman, news specialist and former Bloomberg TV anchor, Bloomberg
    • Nate Pollack, investor relations, Symantec
    • James Rubec, product marketing manager, Cision Global Insights / PR Newswire
    • Moderator: Tim Human, editor, IR Magazine

    Short, sharp and packed with expert insight, this webinar will get you up to speed on these critical issues in just 30 minutes. Sign up to BrightTALK to view this essential briefing and be informed of future webinars produced by IR Magazine.
  • Factor Research Quarterly: Forecasts & Market Events
    Factor Research Quarterly: Forecasts & Market Events Matthew Peron, Global Head of Equity, and Michael Hunstad, PhD, Director of Research at Northern Trust Asset Management Recorded: Jun 14 2017 40 mins
    Our most recent insights into equity factors around current market events and trends.Find out how timely market events have been affecting equity valuations and returns from the industry experts.
  • [Podcast] Goldman boosts rates, Orchard’s innovation, Ratesetter’s decision
    [Podcast] Goldman boosts rates, Orchard’s innovation, Ratesetter’s decision George Popescu & Ryan Ross Recorded: Jun 13 2017 17 mins
    George & Ryan talk about news & analysis from Lending Times, including:

    Behind the Scenes at Orchard Platform, a Struggle to Innovate
    Fitch Rates Prosper Marketplace Issuance Trust, Series 2017-1
    RateSetter decides not to lend to George Banco’s customers
    Goldman Sachs boost rates for savers in bid to attract deposits
    FinTech Alternatives to Short-Term Small-Dollar Credit — Helping Low-Income Working Families Escape the High-Cost Lending Trap

    Two events are also discussed:
    Event: Reg A+ Crowdfunding Conference
    Meetup: Risks and emerging solutions for investor confidence in online lending
  • Device Intelligence: Going Beyond Old-School Device Fingerprinting
    Device Intelligence: Going Beyond Old-School Device Fingerprinting Kedar Samant, CTO & Co-Founder, Simility Aug 23 2017 5:00 pm UTC 60 mins
    With old-school device fingerprinting, it’s easy to stop or allow known devices, but with the explosion of the number of new devices and companies engaging customers via multi-channels, the technology falls short in helping you identify transactions that are truly risky or good.

    In this webinar, you’ll see how device intelligence with machine learning allows you to derive more accurate fraud and risk insights from large amounts of device engagement data.
  • Factor Research Quarterly: Forecasts & Market Events
    Factor Research Quarterly: Forecasts & Market Events Matthew Peron, Global Head of Equity, and Michael Hunstad, PhD, Director of Research at Northern Trust Asset Management Aug 29 2017 2:30 pm UTC 45 mins
    Our most recent insights into equity factors around current market events and trends. Find out how timely market events have been affecting equity valuations and returns from the industry experts.
  • E-Signatures & Digital Lending: How to Move 99% of Customers off Paper
    E-Signatures & Digital Lending: How to Move 99% of Customers off Paper David Smith, Vice President, Application Systems, & Many More.. Aug 31 2017 6:00 pm UTC 60 mins
    In the sub-prime lending market, speed-to-close determines market share. Join us to learn how an end-to-end digital process with e-signatures transformed OneMain’s lending business – positioning the lender as the largest personal loan company in the U.S. Today,99% of OneMain’s loans are e-signed, enabling them to be closed and funded significantly faster than on paper.

    In this 60-minute presentation, you’ll learn how the company took a phased approach and implemented e-signatures in the call center and online channels, then expanded to the branch network. This year, OneMain will complete its e-signature roll-out to 1,700 branches, where the majority of its loans are transacted.

    Our speakers will share firsthand insights and advice on topics like:

    · Top e-signature requirements, such as security, deployment, scalability
    · Best practices for preparing a national roll-out – including working with regulators on a state-by-state basis
    · Designing optimal workflows for remote vs. in-branch transactions
    · Preparing the branch network for e-signature

    Presenters: David Smith, Vice President, Application Systems, OneMain
    Philip Hannah, Director of IT, OneMain
    Mary Ellen Power, VP Marketing, eSignLive by
    VASCO
  • Developing Risk Appetite Statements
    Developing Risk Appetite Statements Ian Beale Sep 6 2017 10:00 am UTC 75 mins
    In today's increasingly global work environment, more employees than ever before are making material decisions on behalf of the organization, and these decisions don't always adequately account for risks to the enterprise.

    This webinar will provide an overview of how to define your organisation’s level of ‘risk appetite’, helping you to determine the most relevant approach for drafting your organization’s risk appetite statements, assess stakeholders’ preferred risk-taking posture and write impactful risk appetite statements.
  • Preeminent PE: The new Masters of the Tech Universe
    Preeminent PE: The new Masters of the Tech Universe Brenon Daly, Research Director, Financials, 451 Research Sep 7 2017 5:00 pm UTC 75 mins
    Forget Oracle, IBM or any of the other big-name, publicly traded acquirers that – until now --have always set the tone in the tech M&A market. If a tech deal printed in 2017, the buyer is more likely a private equity firm than any of the well-known serial acquirers on the US stock market. This is the first time in the history of the multibillion-dollar tech M&A market that financial acquirers have been busier than these strategic acquirers. To understand how the ever-growing influence of buyout shops is reshaping the tech industry, join 451 Research for an hour-long webinar on Thursday, Sept. 7 2017.
  • Fishing the Data Lake? Cast a Smarter Net to Catch Fraud
    Fishing the Data Lake? Cast a Smarter Net to Catch Fraud Swastik Bihani, Simility, & Julie Conroy, Aite Group Sep 14 2017 5:00 pm UTC 60 mins
    There’s a new frontier in fraud detection. Join Julie Conroy, Aite Group, and Swastik Bihani, Simility, to learn how companies are using machine-learning models and behavioral analytics across a wide variety of structured and unstructured data to accurately detect fraud and suspicious activity.

    You’ll see how you can easily clean, transform, enrich, and deep dive into all the related suspicious activity that makes a potential transaction suspect.

    We’ll cover how these techniques yield insights from professionals in threat detection, fraud, security, and compliance use cases. Whether in a private cloud or on premise, you’ll see how your analytics stack can become clean, flexible, and accessible through an easy-to-use UI—no coding required.
  • Navigating Concurrent Matters in Multiple Jurisdictions
    Navigating Concurrent Matters in Multiple Jurisdictions Michele E. Rose, Robert P. Howard, Jr., Jim Barratt, Amy Gonce Sep 19 2017 5:00 pm UTC 75 mins
    After a significant corporate crisis event, issuers are often forced to navigate concurrent matters in multiple jurisdictions. The matters at issue may involve internal investigations, SEC and DOJ investigations, exchange listing inquiries, private class actions and derivative actions. There are multiple constituents in each of these forums -- many of which have competing interests and agendas.

    Decisions made in one forum can, and often do, have significant impact on the other. Having a thorough understanding of these competing interests and procedures is imperative in successfully coordinating navigating this complicated playing field.

    Join an experienced panel of securities lawyers and forensic accountants who conduct investigations, interact with government regulatory entities, audit committees and independent auditors, and represent issuers in multiple jurisdictions, as they discuss the often overlooked implications of dealing with multiple investigations and actions.

    Panel: Michele E. Rose and Robert P. Howard, Jr., of Murphy & McGonigle PC; and Jim Barratt and Amy Gonce of Ankura Consulting, LLC
  • Reduce Friction and Cut Compliance Costs with Digital ID Verification
    Reduce Friction and Cut Compliance Costs with Digital ID Verification Sarah Clark, General Manager- Identity, Mitek Systems Sep 20 2017 1:00 pm UTC 75 mins
    The latest EU Anti-Money Laundering directive will significantly increase the frequency with which financial service providers need to conduct ‘Know Your Customer’ (KYC) checks. To maximise the effectiveness of digital transformation initiatives, financial services and other regulated industries must find effective digital identity verification solutions.

    Current methods for identity verification checks place an enormous cost burden on banks, payments processors, and lenders, as most methods rely heavily on manual processes. Furthermore, these processes are cumbersome for users, driving away potential customers.

    Figuring out how to balance the competing needs of compliance and costs against the expectations of today’s digital native users is key to any financial service provider looking to win and retain new customers.

    During this webinar, our panel of experts will discuss the following topics:
    Quantifying the cost of manual, inefficient KYC checks and processes
    Examining the impact of the latest AML regulations on financial institutions, payments processors, and lenders
    How digital ID verification can help keep customer acquisition safe, compliant, and cost effective
  • Cultivating Your Strategic and Creative Thinking
    Cultivating Your Strategic and Creative Thinking Dr. Ted Marra Sep 20 2017 2:00 pm UTC 75 mins
    Join our guest, Dr. Ted Marra as he introduces his new leadership course in Global Risk Academy.

    During the webinar we will cover:

    How does a truly strategic organization think? What is strategic thinking versus strategic planning? What are the vital few factors that will determine your organisation’s long-term success or failure and are they on your radar screen?

    Who should attend.

    People with 10 years management experience minimum up to and including C-Level in all disciplines responsible for strategic decisions or large scale operational issues - so they have large budget and many people reporting to them.

    Managers and senior management from all areas of the organisation having responsibility for planning and achievement of key business objectives.

    Why you should attend.


    - Reflect on how you got where you are as an organisation;

    - What factors were critical to your success? What factors were the basis for your success?

    - What held you back – prevented you from being even more successful?
    - What could you have done differently


    Understand what are the most critical factors that will better ensure your organisation is a “winner” in the future (e.g., next 3-5 years).

    Find out which ones you may be missing and what to do about it before it’s too late and you become just an “average or good” organisation when, with a little effort and the right strategic thinking and creativity, you could take the organisation to the next level of performance and move toward “greatness”.

    How to build exceptional stakeholder relationships and why doing this is critical in especially in turbulent times.
  • IR Magazine Webinar - Leverage AI technology to perform competitive analysis
    IR Magazine Webinar - Leverage AI technology to perform competitive analysis IR Magazine and Alphasense Sep 20 2017 3:00 pm UTC 60 mins
    Wednesday, September 20, 2017
    8.00 am PST / 11.00 am EST / 4.00 pm BST / 5.00 pm CET
    Duration: 30 minutes

    As an IR professional, you spend your day preparing for investor calls, monitoring company mentions and responding to questions. If you’re not yet running competitive intelligence as part of your IR practice, you are likely missing valuable information on your industry that can greatly affect your company’s success.

    In order to effectively manage these responsibilities and provide necessary information to the C-suite, IROs need to be the equivalent of a superhero.

    Join us for a webinar to get key tips on how to easily stay on top of your competitive landscape and leverage innovative search technology to:

    •Prepare for conference call questions
    •Know what your peers are saying about you
    •Conduct peer and industry analysis
    •Research markets, products and competition

    In just 30 minutes, you’ll learn how to use technology to instantly find valuable insights and reduce your research and preparation time by hours – even days – so you can focus on showcasing the value your IR program adds to your organization.

    Short, sharp and packed with expert insight, this webinar will get you up to speed on these critical issues in just 30 minutes. Sign up to BrightTALK to view this essential briefing and be informed of future webinars produced by IR Magazine.
  • Win and Wow Customers – 6 Best Practices for Onboarding in Banking and Insurance
    Win and Wow Customers – 6 Best Practices for Onboarding in Banking and Insurance Sheryl Kingstone-451 Research, Jim Marous-Financial Brand, and Sarah Johnson-Kofax Sep 21 2017 6:00 pm UTC 60 mins
    Banks, credit unions and insurance companies may have differing business models, but they all have a common goal: better conversion and retention rates.

    Fortunately, better customer onboarding usually translates to better conversion and retention. For this reason, organizations continue to invest in digital technologies to streamline operations and eliminate time-consuming online interactions in areas such as new account opening, loan origination and policy applications.

    Those first information-intensive interactions, of course, are the most critical: you usually only get once chance to win a new customer’s business. But winning is only part of the equation. What if you could win—and wow—customers from those first moments and keep them engaged throughout the onboarding process?

    Mark your calendars for this upcoming webinar, where industry experts will share six best practices to help your organization win and wow customers:

    • Easy—Enable instant image and data capture via web and mobile technology
    • Accurate—Extract data from pictures of physical documents without error-prone manual entry
    • Automated—Invest in workflow tools to automate and track completion of process steps
    • Visible—Empower staff and customers with process transparency and timely communication
    • Consistent—Ensure data is complete and integrated across internal systems
    • Efficient—Meet expectations for speed, while effectively managing regulatory risks

    Speakers will include:
    •Sheryl Kingstone, Director, 451 Research
    •Sarah Johnson, Industry Solutions Architect, Kofax
    •Jim Marous, Owner and Publisher, Digital Banking Report

    Don’t miss out! Register now >>
  • Cyber-security: The risks to the financial system and how to prepare
    Cyber-security: The risks to the financial system and how to prepare Matthew Thomas, Asia Bureau Chief, Euromoney Institutional Investor Sep 26 2017 8:00 am UTC 105 mins
    Euromoney Moderator:
    Matthew Thomas, Asia Bureau Chief, Euromoney Institutional Investor

    Speakers:
    - Margaret Harwood-Jones, Global Head of Securities Services, Standard Chartered
    - Patrick Wheeler, Director, Cyberwayfinder

    Overview:
    - How much of a threat is cyber-security today?
    - Who should shoulder the burden?
    - How can banks best prepare?
    - Paradigm shifts

    By signing up to this webinar you agree to be contacted (by email) by the hosts Euromoney & Global Capital, as well as the sponsor Standard Chartered.
  • How Governments Adapt:  Digital Transformation a Reality in the Public Sector
    How Governments Adapt: Digital Transformation a Reality in the Public Sector Keith Dawson - Principal Analyst, 451 Research, Michael Mueller- Director - Solutions Management, CenturyLink Sep 27 2017 5:00 pm UTC 60 mins
    Can government institutions use modern tools and technologies to become more flexible and responsive to their constituents? What should they be looking at, and how should they adapt to the challenges of data security, privacy, and reliance on legacy systems? Digital transformation is an ambitious project for any organization; government decision-makers are hoping it will provide a path to broader citizen engagement, empowered employees, and new digital infrastructures that will provide better access to data and services.

    In this webinar we will discuss the results of a survey on the challenges and imperatives of digital transformation, including the perspectives of government managers on their technology and operational challenges and expectations.
  • The API Economy in Banking Part 1, Preparing internal environments for PSD2
    The API Economy in Banking Part 1, Preparing internal environments for PSD2 David Harvey, Senior Principal Banking Practice, NTT DATA Services, Richard Price Sales Director, FSI UK & Ireland, TIBCO Dec 4 2017 2:00 pm UTC 60 mins
    Regulatory conditions are preventing many banks from consolidating in the market, and there is evidence to support those financial institutions will need to re-engineer their own businesses and internal environments, transform current models to remain relevant, nurture and grow their customer bases.
    As part of this process, preparing internal IT environments and developing differentiating capabilities will be key in highly competitive markets and innovation before the adoption of the new ‘Fintech ecosystems’ or “fintegration” (i.e. the marrying up of banks and Fintechs) will be pivotal in the banking industry’s fight to maintain their current business and grow. Join David Harvey, Senior Principal, Banking Practice, NTT Data Services, and guest speaker Richard Price, Sales Director – FSI UK & Ireland, TIBCO.
    You will learn:
    - Trends, Implications, Challenges and Proposed Solutions
    - Internal preparation of your IT Environment for the new Digital banking Economy
    - Approaches on how to better prepare for new technologies through Open APIs
    - How to set up infrastructure and workflows to align Data Governance and Security in preparation for Open Banking.