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Financial Regulation

  • SkyStem: Spooky Tales from the SEC
    SkyStem: Spooky Tales from the SEC
    Nancy Wu, Sales and Customer Support, SkyStem Recorded: Sep 12 2019 56 mins
    [Live Recording] Join us in this webinar, where we arm ourselves with knowledge that can help our organization deter and detect organizational fraud. Learn the most common fraud practices, the best fraud detection and prevention activities, as well as recent SEC fraud cases.

    Please note: CPE credit not available for this playback
  • The importance of accessibility in the digital age
    The importance of accessibility in the digital age
    See Wah Cheng (Senior Product Manager), Charlotte Sferruzza (Product Design Lead) and Sergio Moura (Senior Software Engineer) Recorded: Sep 12 2019 28 mins
    Accessibility is often the last thing to be considered in the digital development process. In the physical world, accessibility is entrenched into planning, development and execution - so why isn’t it in the digital world?

    In this webinar See Wah Cheng (Senior Product Manager), Charlotte Sferruzza (Product Design Lead) and Sergio Moura (Senior Software Engineer) talk through their experiences in integrating accessibility at the heart of our product development process.

    Register now to learn:

    - What is accessibility, and how does it impact us all
    - The business impact of ignoring it
    - Why accessibility is more important than ever in a maturing digital world
    - How we’ve assessed our own product and workflow to embed accessibility at their heart - and what you can learn from our experience
  • SFTR Webinar Series - 5 things you should know about your clients
    SFTR Webinar Series - 5 things you should know about your clients
    UnaVista | LSEG, Message Automation | Broadridge Financial Solutions Recorded: Sep 11 2019 47 mins
    As part of their SFTR preparation process, many firms in the industry will need to know more about their clients in order to prepare adequate plans in place ahead of the deadline in advance of this important regulation.

    Having a structured approach can, no doubt, help financial institutions to achieve an effective client outreach process necessitated by new regulatory compliance obligations, such as, in this case, SFTR, ensuring a fully tracked, efficient and client-centric approach to collecting data and documentation.

    In this webinar, UnaVista and Broadridge come together to discuss 5 key components of that outreach that are critical but can sometimes get overlooked, including:

    • How to get the required reference data (LEI, ISINs)?
    • Who will generate UTI?
    • Are they small non-financial counterparties (NFC-)?
    • Do they have a non-EEA reporting obligation?
    • Agreeing on the workflow

    Our panel of experts will also discuss quick polls and answer any audience questions during the live webinar and real-time Q&A session.

    11 September 2019 at 3.00pm London | 4.00pm Paris | 10.00am New York

    Even if you cannot attend on the date, we encourage you to register anyway. The webinar will be recorded and we’ll make the link available to all registrants who are unable to join us live.

    Expert Panel:
    • Catherine Talks, Product Manager, UnaVista | London Stock Exchange Group; and
    • Dean Bruyns, Senior Product Manager, Message Automation | Broadridge Financial Solutions.

    Hosted by: UnaVista | London Stock Exchange Group
  • SkyStem: Perfecting the Close Checklist
    SkyStem: Perfecting the Close Checklist
    Nancy Wu, Sales and Customer Support, SkyStem Recorded: Sep 10 2019 55 mins
    [Live Recording] It's time to spruce up the close checklist! Join us in this webinar where we will revisit best practices as well as practical tips to help improve the financial close process. Whether you have a close checklist, a close calendar, or even if you are still forming a close process, these practices will surely help your period-end close.

    Please note: CPE credit not available for this playback
  • SkyStem: Back to Basics with Reconciliations
    SkyStem: Back to Basics with Reconciliations
    Nancy Wu, Sales and Customer Support, SkyStem Recorded: Sep 5 2019 59 mins
    [Live Recording] It's time to show some love for the workhorse of the financial close process -- balance sheet account reconciliations! Join us in this webinar, where we share best practices on how to think about the reconciliation work each month, when best to do reconciliations, how they should be prepared, and some common pitfalls to avoid.

    Please note: CPE credit not available for this playback.
  • Global update on the future of sustainable finance
    Global update on the future of sustainable finance
    Responsible Investor Recorded: Sep 5 2019 57 mins
    Responsible Investor is proud to present a new edition in our sustainable finance webinar series focused on the global implications of the European Commission’s Sustainable Finance Action Plan, with updates on developments in Asia and North America. Coming after the G7 meeting in Biarritz, France at the end of August, this webinar will unpack the implications of the sustainable finance regulatory agenda for global investors.

    As the world grapples with populist politics, worsening economic inequality, and the prospect of climate breakdown, this is a crucial time for sustainable finance policy to reorient global capital markets. Against a backdrop of macroeconomic risks, this unique webinar will consider how sustainable finance policy on three continents could impact the banking and asset management industries.

    With the European Commission leading action on new rules covering investment mandates, sustainability definitions and green finance fiscal policy tools, this webinar will reflect on ‘the HLEG-effect’. Speakers will consider how sustainable finance regulation coming out of Brussels and Beijing could impact investors in North America and other parts of the world.

    Speakers:
    Barbara Zvan, Chief Risk & Strategy Officer, Ontario Teachers‘​ Pension Plan and a member of the Canadian Government Expert Panel on Sustainable Finance

    Michael Sheren, Senior Advisor, Bank of England and Co-Chairman of the G20 Sustainable Finance Study Group

    Morgan Després, Deputy Head of Financial Stability at Banque de France and Head of the Central Banks and Supervisors Network for Greening the Financial System (NGFS)

    Moderator:
    Sophie Robinson-Tillett, Deputy Editor, Responsible Investor
  • How to Build Trust & Secure Online Connections
    How to Build Trust & Secure Online Connections
    Head of Fraud at Onfido, Michael Van Gestel & Global Partnership Manager at iovation, Gavin Barker Sep 19 2019 3:00 pm UTC 43 mins
    Onfido and iovation have teamed up to examine how companies in the Demand Economy balance detecting and eliminating fraudulent account activity, provide safe and seamless authentication/authorization experiences, and maintain compliance in digital environments across any industry. You will hear from world-renowned fraud expert and Onfido Head of Fraud, Michael Van Gestel, who will dive into current fraud techniques and challenges in a digital world. Many government agencies count on Michael’s expertise and training - including global airports and Interpol - to detect the most innovative and clever forms of fraud.

    You will learn:

    - Keys to ensuring provider and consumer safety and how to create a trusted digital business
    - Ways to make the internet a safer and more trustworthy place to do business
    - How to build trusted and secure online connections for your members/clients
    - Steps you can take to protect your business and your members/clients
  • SkyStem: Overview of the SEC's Whistleblower Program
    SkyStem: Overview of the SEC's Whistleblower Program
    Nancy Wu, Sales and Customer Support, SkyStem Recorded: Aug 29 2019 57 mins
    [Live Recording] Join us for an overview of the SEC's Whistleblower Program. Learn about how the program is set up, the extent of damages awarded to date, and the resulting benefits the program has produced for our society at large.

    Please note: CPE credit not available for this playback
  • Automating Regulatory Change & The Regulatory Rules Engine
    Automating Regulatory Change & The Regulatory Rules Engine
    Conor Coughlan, Joe Dunphy, Laura Glynn Recorded: Aug 28 2019 37 mins
    An insight into the industry's leading regulatory automation solutions and services, market research, insights and best practices. This special webinar aims to ensure compliance, regulatory, risk and operations professionals are armed with a key insights into how to solve the problem of regulatory change when it comes to KYC, AML & Client Lifecycle Management. This webinar will:

    Watch our recent webinar to learn more about:

    Market Trends & Regulatory Outlook
    The Fenergo approach to Regulatory Change
    The Fenergo regulatory rules engine
  • Understanding the Libra Ecosystem
    Understanding the Libra Ecosystem
    David Siegel Recorded: Aug 22 2019 60 mins
    In this one-hour presentation, I will give a nontechnical overview of the Libra proposal by Facebook, followed by Q&A.
  • Navigating Regulatory Compliance for Information Governance
    Navigating Regulatory Compliance for Information Governance
    Lynn Molfetta and Lee Fairey Recorded: Aug 22 2019 22 mins
    How to solve the top 3 information governance challenges for financial services

    Information governance got way more challenging in recent years. Escalating volumes of financial services regulation, and complexities linked to the intersecting worlds of records, data, privacy and security, have put age-old manual processes and outdated systems to the test. The frequency and severity of enforcement fines proves that many financial institutions are failing to deliver on compliance.

    Join this 30-minute review, with information governance specialists Lynn Molfetta and Lee Fairey, to learn how to solve today’s top three challenges:

    1.Navigating the regulatory landscape
    2.Setting the right policy and controls
    3.Distributing and implementing policy and controls enterprise-wide, to ensure compliance

    Featuring:
    Lynn Molfetta. An experienced financial services information governance specialist, Lynn has been responsible for global records management at American Express, Citi and Deutsche Bank, in a career spanning more than 30 years. With a focus on enforcing compliance and reducing legal and regulatory risk, Lynn has specialist expertise in IT Strategy, Management, Corporate Governance, Risk Management, and Business Development.

    Lee Fairey. Prior to his current role as Head of Customer Success at CUBE, Lee gained 15 years first-hand experience managing information and technology risk at a variety of financial institutions, including RBS, Barclays, BNY Mellon, BNP Paribas and Citi. Lee’s specialist expertise includes the application of regulatory technology (RegTech) to capture regulatory intelligence and manage regulatory change for information governance.
  • AI for Regulatory Change... why, what and how?
    AI for Regulatory Change... why, what and how?
    Elliot Burgess, Head of Product, CUBE Recorded: Aug 21 2019 46 mins
    Since the financial markets collapse of 2008, the financial services sector has been engulfed in new rules and regulations. Compliance teams must track regulatory data, and assess the impact of every regulatory requirement, to avoid breaches and punitive enforcement fines.

    With 45 new regulatory documents to deal with every week, and more than 53,000 regulatory updates issued every year, manual approaches to monitoring regulatory intelligence and managing regulatory change are putting financial services businesses at risk.

    Artificial intelligence (AI) allows you to marry human expertise with the almost limitless ability of technology to consume and analyze huge amounts of data, automate manual processes and reduce complexity. In doing so, financial institutions can leverage AI to respond to regulatory change more efficiently and effectively.


    Join regulatory change expert, and Head of Product Management at CUBE Elliot Burgess to learn

    Why AI is the only answer to addressing big data compliance challenges, at scale
    What elements of AI are driving value for Risk and Compliance teams (e.g. Machine Learning, Natural Language Processing, Robotic Process Automation)
    How regulated financial institutions are utilizing AI today to ease and accelerate regulatory change processes

    NOTE: The audio during the first five minutes of this webcast is audible but slightly distorted. Apologies for any inconvenience.
  • Why financial and professional services firms must get flexible working right
    Why financial and professional services firms must get flexible working right
    Kirsty Leighton Recorded: Aug 21 2019 51 mins
    Financial service companies will need to lead the charge in flexible and remote working if they are to attract the best possible talent. Something that has never been more important against a backdrop of Brexit and a growing millennial and Gen Z workforce.

    Today, only one in six (15%) employees work in businesses that don’t offer flexible working. What used to be a perk is now a mandatory offering.
    Alongside the importance of employee satisfaction, the UK is also facing a productivity challenge, on average the UK is 31% less productive than France.

    Join Mark Elwood, Director at TeleWare, Dr Lucy Green, CEO & Business Development Expert at Larato and David Mellard, Director and Founder at Bedrock HR, as they discuss:
    •The flexible working challenges financial services companies face – including security and data protection
    •Can financial services companies safely implement a bring your own device (BYOD) policy?
    •How to use tech to increase productivity
    •Scalable IT solutions for growing companies
  • Reflecting on the EU legislative changes in sustainable finance
    Reflecting on the EU legislative changes in sustainable finance
    Responsible Investor and DVFA Recorded: Aug 19 2019 57 mins
    Reflecting on the EU legislative changes in sustainable finance: How organisations and individuals can master the educational challenge?


    - While the EU's Action Plan for Financing Sustainable Growth and it's Technical Expert Group have made exceptional progress towards creating a financial market infrastructure that is conducive to a truly sustainable financial market, the exceptional amount, ambition and execution of the work have also led to an unprecedented educational challenge in the sustainable finance space


    - Prof. Hoepner, one of only two TEG members appointed in personal capacity, will share his reflections on the significant progress to date as well as the long term ambitions for taxonomy, trajectory & co. and explain how these can contribute to a conflict-free Capitalism


    - He will furthermore contrast Friedman's intransparent definition of risk with Markowitz' transparent one and explain why full risk transparency is crucial to measure and understand the merits of sustainable investing. Prof Hoepner is convinced that any investor practicing full risk transparency and accurate return per unit of risk measurement will deliver superior performance for clients and fully understand Fuerer's credo that "unsustainable investing is non-economic".


    - Finally, Andreas will give some very practical tips how organisations and individuals can master this significant educational challenges, both the challenge resulting from the exceptional recent progress on the area of green finance as well as the challenge originating from decades of intransparent risk definitions and other misunderstandings of standard finance.
  • Ask the Biometrics Expert: Q&A on the current state of Biometrics
    Ask the Biometrics Expert: Q&A on the current state of Biometrics
    Susana Lopes, Biometrics Product Manager & Niamh Cassidy, Head of Content Recorded: Aug 15 2019 21 mins
    Biometric technology has been gathering traction and is becoming almost ubiquitous across a range of industries and applications. But how does it work, what are the benefits, and what do businesses need to look at when implementing the technology?

    Watch this Q&A with Onfido’s biometrics expert, Susana Lopes, to learn:
    The new trends and tech that are seeing biometrics replace traditional identifiers
    Why a single biometric isn’t a silver bullet, and why multi-factor doesn’t always mean more secure
    The difference between behavioural and biological biometrics, and which will work best for your users
    What should be on your checklist when implementing biometric solutions.
  • AI for Identity Verification: Going Beyond the Buzzwords
    AI for Identity Verification: Going Beyond the Buzzwords
    Parker Crockford – Director of Policy & Strategic Accounts, Onfido | Mohan Mahadevan – VP of Research, Onfido Recorded: Aug 13 2019 55 mins
    The way we verify our identities is changing. With traditional enterprises evolving and taking their operations fully digital, and newer all-digital businesses are growing exponentially, it makes sense that identity verification and KYC move online too. But in a remote setting, it’s hard for businesses to scale up their user onboarding without also increasing risk. Now, many are turning to AI-based solutions to meet that need.

    From hybrid to augmented, machine learning to deep learning, there are lots of new approaches to identity verification out there. But how can businesses tell the difference between buzzword and true black box, and what are the benefits of each?

    In this discussion, we’ll decode the various different applications of AI to the identity verification problem. We’ll also discuss how to use these new technologies to increase efficiencies at scale and provide exceptional customer experiences.

    Join this expert panel webinar to hear a dynamic panel discussion on:
    -The challenges of traditional methods of identity verification, and why enterprises are turning to AI
    -The different ways AI can be applied for more efficient identity verification
    -The benefits of a hybrid human-AI approach
    -A new identity reality: How will we be able to use our identities in future
  • RegTech in 10 ... Managing regulatory change for cybersecurity
    RegTech in 10 ... Managing regulatory change for cybersecurity
    Dr Alexander Duisberg, Bird & Bird and David Noble, CUBE Recorded: Aug 13 2019 10 mins
    Cybercrime is rising rapidly, takes more time to resolve and costs the financial services industry US$18 billion annually. The average cost of cybercrime for financial institutions increased US$1.4 million to US$13.0 million in the past year, according to a recent Accenture report.

    The financial toll is set to escalate even further, with Germany’s stringent new regulation looming large on the horizon, which imposes GDPR-like fines for non-compliance.

    Join this 10-minute chat with leading cybersecurity lawyer Dr Alexander Duisberg and regulatory technology expert David Noble, who will answer these burning questions:

    - How are financial services institutions coping with the growing number and complexity of global cybersecurity regulations?

    - Are banks ready for the new German cybersecurity legislation, and is it likely to have broader impact across Europe – or indeed the rest of the world?

    - What should you be doing to monitor regulatory change more effectively and assess its impact on your business?

    For more information on automating regulatory change, visit www.cube.global/solution
  • Delivering Digital Client Onboarding For Better Client Experience
    Delivering Digital Client Onboarding For Better Client Experience
    Conor Coughlan, James Follette, Rachel Woolley, Jonathan Jones, Philippe Guiral Recorded: Aug 13 2019 43 mins
    In this webinar, Fenergo and Accenture join forces to present a target operating model for how commercial and business banks can design their digital client journeys from end-to-end to deliver a better client experience throughout initial client onboarding and throughout the entire client lifecycle.

    In this webinar, you'll learn:

    The top trends in digital transformation and client experience
    Expected regulatory changes in 2019/2020 impacting Client Lifecycle Management
    Target Operating Model: How to design and implement a frictionless, straight through client journey from initial onboarding to ongoing lifecycle management, including the key digital technologies that will make this happen e.g. eSignatures, digital ID&V, biometrics etc.
  • SkyStem: Overview of the SEC's Whistleblower Program
    SkyStem: Overview of the SEC's Whistleblower Program
    Nancy Wu, Sales and Customer Support, SkyStem Recorded: Aug 8 2019 57 mins
    [Live Recording] Join us for an overview of the SEC's Whistleblower Program. Learn about how the program is set up, the extent of damages awarded to date, and the resulting benefits the program has produced for our society at large.

    Please note: CPE credit not available for this playback
  • SkyStem: From Caterpillar to Butterfly
    SkyStem: From Caterpillar to Butterfly
    Nancy Wu, Sales and Customer Support, SkyStem Recorded: Jul 30 2019 58 mins
    [Live Recording] Metamorphosis describes the process of transformation from a child form to a mature form in two or more distinct stages. Within your organization, some of the key finance processes have worked the same way for decades, and could probably benefit from a transformation of sorts. Join us in this webinar where we explore common technologies that can be easy incorporated into your current processes to modernize the traditional workplace. We'll cover everything from time and expense reporting, to accounts payable, to budgeting as well as financial close automation.

    Please note: CPE credit not available for this playback
  • Learning from Fraud Detection: Segmenting AML to Fight Financial Crime
    Learning from Fraud Detection: Segmenting AML to Fight Financial Crime
    Brendan Brothers Recorded: Jul 30 2019 60 mins
    Why do we think about AML as a single idea, when fraud is segmented specifically by customer, channel or loss type? In this insightful session, Jim Richards and Brendan Brothers discuss the limitations of the current one-size-fits-all approach to compliance and anti-money laundering. Learn why segmentation is effective at fighting fraud, and how these lessons can be applied to transform the AML industry.

    Learning Objectives
    - Review of the limitations of current AML approaches and technologies to -effectively fight financial crime
    - Understand how segmentation improves fraud detection and how these lessons can be applied to strengthen anti-money laundering efforts
    - Learn how innovative technologies and customer segmentation will transform the AML industry
  • The Omnichannel Approach: Is It Already Outdated?
    The Omnichannel Approach: Is It Already Outdated?
    Vanessa Hodgkinson, Retail Analyst, Openbravo Recorded: Jul 30 2019 35 mins
    The answer to the question is clearly “No” and even though we hear the term omnichannel a lot in retailing, the reality is that very few retailers have been able to advance their omnichannel strategy as quickly as they would like.
    Most of the growth retail is coming from digital, so a retailer that cannot optimize digital commerce as a growth channel has a bleak future. Similarly, if you have yet to consolidate your channel silos, you cannot offer a joined-up customer experience that is essential for improving customer satisfaction and keeping shoppers visiting your stores.. This webinar will look at these two components of your omnichannel strategy and explain how Openbravo Commerce Cloud can help you overcome the obstacles in the path to successful omnichannel retailing.
  • SkyStem: Perfecting the Close Checklist
    SkyStem: Perfecting the Close Checklist
    Nancy Wu, Sales and Customer Support, SkyStem Recorded: Jul 25 2019 55 mins
    [Live Recording] It's time to spruce up the close checklist! Join us in this webinar where we will revisit best practices as well as practical tips to help improve the financial close process. Whether you have a close checklist, a close calendar, or even if you are still forming a close process, these practices will surely help your period-end close.

    Please note: CPE credit not available for this playback
  • Why financial and professional services firms must get flexible working right
    Why financial and professional services firms must get flexible working right
    Kirsty Leighton Recorded: Jul 23 2019 52 mins
    Financial service companies will need to lead the charge in flexible and remote working if they are to attract the best possible talent. Something that has never been more important against a backdrop of Brexit and a growing millennial and Gen Z workforce.

    Today, only one in six (15%) employees work in businesses that don’t offer flexible working. What used to be a perk is now a mandatory offering.
    Alongside the importance of employee satisfaction, the UK is also facing a productivity challenge, on average the UK is 31% less productive than France.

    Join Mark Elwood, Director at TeleWare, Dr Lucy Green, CEO & Business Development Expert at Larato and David Mellard, Director and Founder at Bedrock HR, as they discuss:
    •The flexible working challenges financial services companies face – including security and data protection
    •Can financial services companies safely implement a bring your own device (BYOD) policy?
    •How to use tech to increase productivity
    •Scalable IT solutions for growing companies
  • SkyStem: Spooky Tales from the SEC
    SkyStem: Spooky Tales from the SEC
    Nancy Wu, Sales and Customer Support, SkyStem Recorded: Jul 18 2019 56 mins
    [Live Recording] Join us in this webinar, where we arm ourselves with knowledge that can help our organization deter and detect organizational fraud. Learn the most common fraud practices, the best fraud detection and prevention activities, as well as recent SEC fraud cases.

    Please note: CPE credit not available for this playback
  • Banking on ESG: How will the banking sector adapt in an era of global volatility
    Banking on ESG: How will the banking sector adapt in an era of global volatility
    Responsible Investor & MSCI Sep 16 2019 2:00 pm UTC 60 mins
    Sustainable finance and ESG integration are fast becoming a global preoccupation for the banking sector. As ESG reporting shifts from niche to mainstream and begins to have balance sheet implications, investors are raising challenging questions on how ESG performance is assessed, managed, and reported on across core banking business units. From corporate governance and board composition to loan portfolio credit quality, new data is driving a shift in approach to ESG integration and reporting across jurisdictions.

    This unique webinar will dig into the details of how ESG risks and opportunities can have material impacts on bank balance sheets, investor returns and the long-term financial health of the global economy. The discussion will consider key ESG trends in the banking sector from the perspective of reporting banks, investors, and one of the world’s largest investment data analysts. Join us to learn how responsible investment and corporate governance policies are helping to raise professional and ethical banking standards, and how action on ESG themes is evolving in a time of market turbulence.


    Speakers:

    Daniel Klier, Group Head of Strategy and Global Head of Sustainable Finance, HSBC
    Marisa Buchanan, Executive Director, Sustainable Finance, JPMorgan Chase
    Simone Dettling, Banking Team Lead, UN Environment Finance Initiative
    Sonja Gibbs, Managing Director, Global Policy Initiatives, Institute of International Finance
    Panos Seretis, ESG Research, Executive Director, MSCI

    Moderator: Hugh Wheelan, Managing Editor, Responsible Investor
  • Comment choisir votre prochain POS pour une stratégie omnicanale réussie ?
    Comment choisir votre prochain POS pour une stratégie omnicanale réussie ?
    Anne Bardon, Openbravo Sep 17 2019 9:30 am UTC 27 mins
    Votre système de point de vente fait il sa part du travail? Avec des attentes omnicanales plus élevées que jamais, votre système de point de vente doit travailler beaucoup plus dur pour garantir que vos clients continuent de revenir dans vos magasins.

    Ce webinaire présentera certaines des fonctionnalités clés qu'un point de vente moderne devrait avoir pour permettre aux retailers d'augmenter leurs ventes et ainsi améliorer les performances de leurs magasins.
  • Financial benchmark regulation in the EU
    Financial benchmark regulation in the EU
    Peter Green and Jeremy Jennings Mares, Morrison & Foerster; Shabana Qaiser, Bank of America Merrill Lynch Sep 17 2019 3:00 pm UTC 75 mins
    This webinar will focus on the current and future state of regulation of financial benchmarks used in the EU, both EU and non-EU benchmarks. The EU’s Benchmarks Regulation imposes a range of stringent requirements aimed at ensuring the integrity and reliability of benchmarks used in a vast number of financial transactions. Although the provisions of the Regulation are already in force, transitional provisions mean that many index providers will only be required to comply with the Regulation from 1 January 2020 or, in the case of critical benchmarks and non-EU benchmarks, 1 January 2022. After these dates, EU banks, fund managers and other financial institutions will be unable to use financial benchmarks in a huge range of funds, securities, derivatives and other financial instruments, unless they comply with the provisions of the Regulation. In particular, this webinar will discuss what financial markets participants need to know about:

    •Which persons/entities are affected by the Regulation
    •When an index or benchmark will fall within the scope of the Regulation, in particular its restrictions on benchmark use for certain transactions
    •Specific rules that affect certain benchmarks, such as critical benchmarks and commodity benchmarks
    •The timing for compliance with the Regulation
    •The specific provisions concerning the use of benchmarks from non-EU providers
  • SkyStem: From Caterpillar to Butterfly
    SkyStem: From Caterpillar to Butterfly
    Nancy Wu, Sales and Customer Support, SkyStem Sep 17 2019 6:00 pm UTC 58 mins
    [Live Recording] Metamorphosis describes the process of transformation from a child form to a mature form in two or more distinct stages. Within your organization, some of the key finance processes have worked the same way for decades, and could probably benefit from a transformation of sorts. Join us in this webinar where we explore common technologies that can be easy incorporated into your current processes to modernize the traditional workplace. We'll cover everything from time and expense reporting, to accounts payable, to budgeting as well as financial close automation.

    Please note: CPE credit not available for this playback
  • The role of biometrics and KYC in seamless onboarding
    The role of biometrics and KYC in seamless onboarding
    Susana Lopes, Senior Product Manager at Onfido Sep 18 2019 3:00 pm UTC 23 mins
    What does effective onboarding look like? It’s a balancing act. With user friction, identity proofing and effective KYC all fighting for attention. In this webinar, Susana Lopes, Senior Product Manager at Onfido, considers how best to assess these competing factors in creating an ideal user onboarding flow, and how biometrics can help to mitigate traditional tensions.

    She will be discussing:

    - The evolution of account opening in the modern age and how user experiences have changed
    - The principles of proportional risk, and how they can help you ask for more at the right moments
    - How biometrics can help increase security and confidence in identity proofing
  • Accelerating New Customer Acquisition with Digital Account Opening Best Practice
    Accelerating New Customer Acquisition with Digital Account Opening Best Practice
    OneSpan and Fintech Futures Sep 19 2019 1:00 pm UTC 60 mins
    With the increase in pressure on Banks and FIs to secure transactions and customer data, the prevailing question becomes, how to ensure the account opening process is as seamless as possible.

    As demonstrated by the Aite Group statistics, high abandonment rates are abundant, lying between 65% and 90%, and it falls to the service providers to implement digital solutions to minimize friction and quickly acquire new customers.

    The combination of digital identity verification and e-signature technologies can be used to great effect to not only combat cart abandonment but to support new customer acquisition. And once the account opening process has been a success, retention becomes a much brighter proposition also.

    Banks must make sure the protection of customer data doesn’t come at the expense of the user experience and convenience. Achieving this is not without its challenges, however. And satisfying KYC and AML regulations is no mean feat, as increasing amounts of data means increasingly sophisticated and intelligent methods of protection, all of which needs to be dealt with invisibility without slowing or impeding the customer experience.

    Join this webinar from Fintech Futures, in association with OneSpan, to hear experts discuss:

    -Best practice principles around digital account opening

    -How to implement digital identity verification and e-signature solutions and secure customers data

    -How to ensure a consistent user experience throughout the digital customer journey

    -Navigating increasingly stringent KYC and AML rules and how to acquire new applicants quicker
  • SkyStem: Seducing the Auditors with Internal Controls
    SkyStem: Seducing the Auditors with Internal Controls
    Nancy Wu, Sales and Customer Support, SkyStem Sep 19 2019 6:00 pm UTC 57 mins
    With the auditors approaching (or maybe they just never left), the accounting team needs to put its best foot (and documentation) forward in order to avoid a long and drawn out affair with the auditors. Join us in this webinar, where we share the best ways to build and maintain your internal controls infrastructure to impress your auditors and make the year-end audit as quick and painless as can be.

    Please note: CPE credit not available for this playback.
  • ESG Integration into Manager Selection & Monitoring
    ESG Integration into Manager Selection & Monitoring
    Responsible Investor & Style Analytics Sep 23 2019 3:00 pm UTC 60 mins
    Join us on 23 September at 4pm BST as we explore the topic of ESG integration in manager selection and monitoring. The webinar will feature industry experts from Aon and the San Francisco Employee’s Retirement System (SFERS).

    As the effects of climate change shape our world, investors are coming under increasing pressure to integrate ESG into their processes. For asset owners who rely on external managers, it is vital to be able to understand and monitor the integration process. For those selecting funds on behalf of their clients, it is important to validate how ESG is being incorporated and if it is being done on a consistent basis.

    Responsible Investor and Style Analytics are holding this webinar to discuss real examples of ESG integration, including a review of the key challenges faced and lessons learned from a public pension fund.

    The speakers will also explore how ESG approaches differ between the US and the UK, the tools and practices developed to select and monitor fund managers, and how the industry can look at ESG alongside other traditional factors.

    They will answer live audience questions at the end of the webinar.

    Speakers:
    Andrew Collins, Director of ESG & Responsible Investing, City and County of San Francisco Retirement System
    Tim Manuel, UK Head of Responsible Investment, Aon
    Bernie Nelson, President of Style Analytics North America


    Moderator:
    Tony Hay, Publisher, Responsible Investor
  • Livestream Discussion - Revolutionising the Banking and Securities Sector
    Livestream Discussion - Revolutionising the Banking and Securities Sector
    Leda Glyptis, 11:FS | Polina Evstifeeva, Deutsche Bank | Jennifer Bers, Onfido | Denise Bedell, Content Innovo Sep 25 2019 10:30 am UTC 45 mins
    "Banking and securities organisations are expected to accelerate business processes and innovate at a much faster scale than ever before. However, finding the balance between innovating and still staying compliant comes with its share of risks.

    Join this panel to learn:
    -How can financial institutions reduce operational expenses whilst also reducing risk
    -Best practices for data management and streamlining processes
    -The benefits and challenges of moving to the cloud"

    Leda Glyptis, Chief of Staff, 11:FS
    Jennifer Bers, VP of Sales, Onfido
    Denise Bedell, Executive Director, Content Innovo
    Polina Evstifeeva, Head of Regulatory Strategy - GTB Digital, Deutsche Bank
  • Daon Interview
    Daon Interview
    Conor White, CIO, & President, Americas,Daon Oct 29 2019 4:30 pm UTC 30 mins
  • Banking 2020: Emerging Trends and Technologies
    Banking 2020: Emerging Trends and Technologies
    Jillian Williams (Anthemis Group), Conor White (Daon), Sridhar Kotamraju (PNC), Kathryn Petralia (Kabbage) Oct 29 2019 5:30 pm UTC 60 mins
    Banks need to adapt to the constantly evolving needs of their customers. Join this panel to learn:
    -How banks and financial institutions can use technology to improve the customer experience
    -How new technologies can ensure they are staying agile and ahead of the curve
    -How we can cut through the hype when it comes to emerging trends and threats and capitalize on the solutions that will really deliver value
    -Learn the importance and benefits of experiences optimized around a consumer’s digital identity

    Speakers-
    Jillian Williams, Principal, Anthemis Group (Moderator)
    Conor White, CIO & President of the Americas, Daon
    Sridhar Kotamraju, SVP, Head of Digital Identity & Fraud, PNC
    Kathryn Petralia, President, COO & Co-Founder, Kabbage