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Financial Regulation

  • Introducción a la Suite de Comercio de Openbravo para minoristas especializados Introducción a la Suite de Comercio de Openbravo para minoristas especializados Xavier Places, Product Marketing Director en Openbravo Recorded: Feb 16 2017 58 mins
    La Suite de Comercio de Openbravo es una solución de gestión multicanal para minoristas especializados de tamaño medio y grande que buscan avanzar en su estrategia omnicanal. Desde una solución de tienda a un completo ERP minorista, ofrece una excelente relación calidad-precio y mayor flexibilidad de adopción, en las propias instalaciones o en la nube en Amazon Web Services.
  • KYC in the online age KYC in the online age Panel Discussion featuring: UK Cabinet Office, CurrencyFair, IOX & Mitek Recorded: Feb 16 2017 47 mins
    Financial institutions from all over the world are facing increasingly strict regulations regarding the verification and authentication of their customers’ identity. The imminent enforcement of the 4AMLD and the publication of the 5AMLD will nothing but add pressure on the financial services industry.

    To keep a competitive edge and still be compliant with the latest Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations, banks, prepaid card operators, digital currency processors, exchanges, and wallets are being compelled to embrace the digitalisation of traditionally cumbersome processes such as customer due diligence and ongoing authentication.

    Aiming to simplify KYC in this ever-changing regulatory environment, and optimizing the digital channels for further security and convenience, financial institutions need to successfully achieve this change within their policies, procedures, business models, and technology infrastructures.

    During this webinar, our panel of experts will provide answers to the following questions:

    •Are the technologies to underpin digital identity verification reliable and robust enough for financial institutions to rely on them?

    •Are customers prepared to go down the digital route?

    •Can financial institutions strike the right balance between rock-solid compliance, and smooth, easy, digital customer experience?

    •How are financial institutions coping with the challenges posed by the latest regulatory updates?

    Join us for this panel discussion with our expert speakers:

    Don Thibeau, Chairman & President, The Open Identity Exchange (OIX)
    Fintan Byrne, Head of Risk & Chief Compliance Officer, CurrencyFair
    Sarah Clarke, General Manager - Identity, Mitek
    David Rennie, Identity Assurance Programme, UK Cabinet Office
  • Introduction to the Openbravo Commerce Suite Solution for Specialty Retailers Introduction to the Openbravo Commerce Suite Solution for Specialty Retailers Vanessa Hodgkinson Recorded: Feb 16 2017 48 mins
    The Openbravo Commerce Suite is a multi-channel retail management solution for mid-size to large specialty retailers looking to advance their omnichannel strategy. From Store solution to complete Retail ERP, it offers excellent value for money and greater adoption flexibility, either On Premise or in the Cloud in Amazon Web Services.
    Openbravo Commerce Suite features a powerful web- and mobile-ready POS with a broad set of assisted sale capabilities as well as support for store and headquarters operations such as inventory management, financials and analytics.
    These functionalities are delivered through an intuitive, user-friendly and productivity-enhancing web interface – all built on a highly flexible technology platform that allows the solution to be tailored to any retailer-specific need.
  • Introduction to the Openbravo Commerce Suite Solution for Specialty Retailers Introduction to the Openbravo Commerce Suite Solution for Specialty Retailers Vanessa Hodgkinson Recorded: Feb 9 2017 1 min
    The Openbravo Commerce Suite is a multi-channel retail management solution for mid-size to large specialty retailers looking to advance their omnichannel strategy. From Store solution to complete Retail ERP, it offers excellent value for money and greater adoption flexibility, either On Premise or in the Cloud in Amazon Web Services.
    Openbravo Commerce Suite features a powerful web- and mobile-ready POS with a broad set of assisted sale capabilities as well as support for store and headquarters operations such as inventory management, financials and analytics.
    These functionalities are delivered through an intuitive, user-friendly and productivity-enhancing web interface – all built on a highly flexible technology platform that allows the solution to be tailored to any retailer-specific need.
  • MiFIR: Beyond the reporting MiFIR: Beyond the reporting UnaVista, TRADEcho Recorded: Jan 31 2017 62 mins
    MiFIR goes live in just over 365 days, leading firms are now moving past trade and transaction reporting and focusing on remaining requirements. UnaVista and TRADEcho invite you to this webinar where we will be talking about the ancillary parts of MIFIR reporting.

    How will your firm address RTS 23 Reference Data Reporting? Are you required to do Commodities Position Reporting? How are you going to acquire LEIs and ISINs for your reporting?

    Find out more on this webinar.
  • Rise to the GST Challenge in Indian Retail Rise to the GST Challenge in Indian Retail Hari Madhavan - Director ERP Practice - Promantia Global Consulting LLP (& Geoff Nairn) Recorded: Jan 31 2017 33 mins
    The Goods and Service Tax (GST) will radically reform India’s economy creating a common Indian market for goods and services, and bringing important benefits for retailers. For example, manufactured goods could become cheaper, logistics and inventory costs will fall, and the obstacles to e-commerce in India created by state restrictions and levies will reduce. GST has to be implemented by September 16 2017 at the latest, so time is running out for retailers that have not yet embarked on a strategy to make their practices and systems compliant with the new GST regime.
  • The Softer Side of IT: Cultivating hard-to-find soft skills in today's workforce The Softer Side of IT: Cultivating hard-to-find soft skills in today's workforce Experis and Right Management Recorded: Jan 17 2017 60 mins
    IT leaders are increasingly uncovering the value of soft skills within their workforce. They’re telling us that soft skills—specifically communication and collaboration skills—can be as important as some technical competencies. What is causing increasing demands for soft skills in IT talent? How do IT leaders assess the soft skills of new recruits? Can these skills be developed in existing employees?

    During this webinar, you’ll hear experts from Experis and Right Management discuss the need for improved soft skills within today’s IT workforce and how IT leaders can ensure their workforce has the skills required to succeed in today’s world of work.

    By participating in this webinar, you will:
    Understand the increasing importance of communication and collaboration skills in IT roles today
    Gain greater insight from workforce experts about how to assess new IT recruits for soft skill proficiency
    Learn best-practice strategies for developing communication and collaboration skills within your team

    * NOTE: This event qualifies for 1 CPE credit.
    Experis is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org. Should this course need to be cancelled or rescheduled by Experis, a 24-hour notice will be provided. For more information regarding administrative policies such as complaint and refund, contact Learning & Development at 414-319-3400.
  • Demo for Retailers: Demand Forecasting & Inventory Planning-Openbravo & frePPLe Demo for Retailers: Demand Forecasting & Inventory Planning-Openbravo & frePPLe Geoff Nairn, Hicham Lahlou, Maarten Tromp Recorded: Dec 15 2016 46 mins
    As a follow-up to our previous webinar, "Demand Forecasting and Inventory Planning in Omnichannel Retail: Are You Ready for the Challenge?" this new webinar will examine the Openbravo-FrePPLe integration in greater detail with a practical demonstration of how the integration of both solutions helps retailers implement these critical activities successfully.
  • Year End Tax Update: What You Need to Know to Prepare for 2017 Year End Tax Update: What You Need to Know to Prepare for 2017 Experis Finance Tax Directors: Myron Vansickel, Raj Basi, and Saleem Siddiqi Recorded: Dec 7 2016 58 mins
    Year-end tax activities can be overwhelming and put extra stress on you and your tax team. Corporations are often challenged to clarify what their priorities need to be when planning for year-end tax activities. As 2016 comes to a close, there are a number of important items that should be taken into consideration as part of your planning efforts. This 60-minute webinar will update participants on the latest federal, state and international tax developments.

    By attending this session, participants will:

    -International Tax - Learn about international tax updates including BEPS and, in particular, the impact of Country by Country reporting on compliance and reporting obligations as well as Global Indirect Tax (VAT/GST) updates
    -Federal Tax - Understand the latest developments and changes in federal tax including section 179 and bonus depreciation, deductions which were made permanent or extended via tax extenders bill, and other major developments for business entities
    -State and Local Tax - Be aware of critical state income, sales and use tax legislative modifications and case that may impact your business
  • Identity & KYC Webinar Series Identity & KYC Webinar Series Michelle Schofield, Ervinna Lim Recorded: Dec 6 2016 29 mins
    Ensure KYC, Reduce Fraud, Provide a Great Customer Experience -- How digital currency is Winning on 3 Fronts

    From traditional banks to, money transfer and now the growing Bitcoin market, meeting KYC requirements is critical. Come learn how Coinbase, the leader in digital currency, is using Jumio to ensure regulatory compliance, reduce fraud, and ensure a frictionless customer experience.
  • Demand Forecasting and Inventory Planning in Omnichannel Retail Demand Forecasting and Inventory Planning in Omnichannel Retail Geoff Nairn, Hicham Lahlou, Maarten Tromp Recorded: Dec 1 2016 37 mins
    Demand Forecasting and Inventory Planning are now critical activities for retailers that want to succeed in today’s omnichannel world. Rapid changing customer tastes and behavior, intense competition, and rising costs associated with labor, real estate and more complex fulfillment options force retailers to optimize their capacity to forecast and plan in order to improve margins while ensuring an excellent customer service.

    In this webinar we explain the main challenges facing retailers who wish to improve their current demand forecasting and inventory planning capabilities, how to assess these processes, and what best practices and initiatives they can implement to improve them. We explain the importance of advanced planning software in producing more reliable sales forecasts and optimizing the allocation of inventory in retail supply chains.
  • Moving away from the C-corporation: understanding Reits, MLPs, PTPs and BDCs Moving away from the C-corporation: understanding Reits, MLPs, PTPs and BDCs Thomas Humphreys and Remmelt Reigersman, Morrison & Foerster; Tom Young, IFLR Recorded: Nov 30 2016 89 mins
    Traditionally, most public companies in the US were organised as C-corporations. However, tax developments in recent years have given corporate planners a wide range of new tools to structure a public company. For example, tax pass-through MLP and Reit structures are spreading into new asset classes. Also, traditional double taxed ‘C’ corporations are using tax pass-through entities, including partnerships, to reduce or eliminate entity-level taxes as well as optimise their internal structures with tax ‘disregarded entities’. These new tools lead to a variety of tax choices in deciding how to structure a public company.

    During this briefing, which is intended for a general audience, the speakers will explain the structures, restrictions and pitfalls in this evolving hybrid world of C-corporations mixed with tax pass-throughs. Specifically, they will discuss:

    •Master limited partnerships;
    •Reits and alternative assets that may qualify as ‘real estate’;
    •Business development companies;
    •Consolidated groups of corporations and disregarded entities; and
    •Up-C structures.

    Nb: By signing up for IFLR webinars, you agree to receive follow-up communications from IFLR and the webinar sponsor but you can unsubscribe at any time
  • Realising New Investment Opportunities in China Realising New Investment Opportunities in China Paul Ellis, EU Head of Product Solutions Recorded: Nov 24 2016 55 mins
    China continues to liberalise and improve the infrastructure of its financial markets, creating new
    investment opportunities for international firms. Fixed income investors could benefit from
    expansion of the China Interbank Bond Market and equity investors from the opening of the new
    Shenzhen Hong Kong Stock Connect trading link.
    Join our panel of China and regulatory experts as we share our experiences and explore how
    firms could realise these opportunities.
  • Realising New Investment Opportunities in China Realising New Investment Opportunities in China Paul Ellis, EU Head of Product Solutions Recorded: Nov 24 2016 55 mins
    China continues to liberalise and improve the infrastructure of its financial markets, creating new
    investment opportunities for international firms. Fixed income investors could benefit from
    expansion of the China Interbank Bond Market and equity investors from the opening of the new
    Shenzhen Hong Kong Stock Connect trading link.
    Join our panel of China and regulatory experts as we share our experiences and explore how
    firms could realise these opportunities.
  • How to optimize and reconcile regulatory reporting How to optimize and reconcile regulatory reporting UnaVista, London Stock Exchange, FTFNews Recorded: Nov 22 2016 61 mins
    How do you develop a regulatory reporting and data reconciliation strategy that allows your firm to not only comply but become more efficient?

    In the wake of the financial crisis, global regulators have created a conundrum of overlapping regulations with challenging data demands to be delivered in multiple formats. In order to comply with these regulations in time for the tight deadlines, firms often rely on separate tactical solutions, leading to further operational and technical challenges down the line. Firms also have the additional task of integrating data integrity controls to confirm the accuracy information throughout their data workflow.

    In this webcast, experts discuss strategies for incorporating optimal regulatory reporting and reconciliation processes.

    The 60-minute webinar drills down on:

    An overview of current and upcoming reporting regulations
    Which data points can provide harmonization
    How to create operational efficiency across multiple global reporting regimes.
    A regulators view of what reporting best practice looks like
  • Corporate Heroism - The Whistleblower Corporate Heroism - The Whistleblower Eric Ben-Artzi, Dana Gold, Benjamin Galdston, Lucas Gilmore Recorded: Nov 17 2016 56 mins
    Dr. Eric Ben-Artzi, former Deutsche Bank Risk Officer, and Dana Gold, Esq., Senior Fellow at the Government Accountability Project ("GAP") discuss Dr. Ben-Artzi's remarkable whistleblower effort to expose improper accounting practices at Deutsche Bank, as well as GAP's ground-breaking advocacy efforts on behalf of whistleblowers and to advance corporate and regulatory reform.
  • Internal Audit and Third Party Risk Internal Audit and Third Party Risk Tim Leitz, Regional Practice Leader for Risk Advisory Services, Experis Finance Recorded: Nov 16 2016 63 mins
    Regulators acknowledge the risks associated with vendor relationships and have demanded that business leaders monitor and take responsibility for the actions of their vendors through various laws and standards such as the Sarbanes-Oxley Act, the Gramm-Leach-Bliley Act, the FCPA, the Health Insurance Portability and Accountability Act, as well as the Payment Card Industry Data Security Standard (PCI DSS) requirements and CFPB guidance.

    Consequently, vendor management is currently at the forefront of organizational risk management priorities and Internal Audit needs to address vendor management and third party risk in their audit planning and execution.

    In this presentation, you will:
    - Gain an understanding of the potential risks that may arise from the use of third party service providers
    - Identify the basic elements of an effective third party risk management program
  • UnaVista MiFIR Update Webinar UnaVista MiFIR Update Webinar David Nowell, Industry Relations & Regulatory Compliance, UnaVista; Tom Wieczorek, Product Mgt and Marcus Jeffery, Pre-Sales Recorded: Nov 15 2016 51 mins
    UnaVista is hosting this webinar to help firms with their preparations for MiFIR reporting. On 10 October ESMA released the final guidelines on MiFIR transaction reporting, we will provide a summary of the changes and details of how your firm can make the most of MiFIR reporting by illuminating best practices.

    We will also demonstrate UnaVista’s MiFIR service, which is now available for clients to test in , and showcase a few services that will help your business not just comply but thrive because of MiFIR.

    Agenda
    - Details of the final guidelines for MiFIR transaction reporting
    - Demo of the new UnaVista MiFIR ARM
    - Turning MiFIR into an opportunity
  • Identity & KYC Webinar Series Identity & KYC Webinar Series Husayn Kassa Recorded: Nov 4 2016 34 mins
    How Machine Learning is improving the User Experience
  • How to Grow Successfully in Emerging Retail Markets with Openbravo How to Grow Successfully in Emerging Retail Markets with Openbravo Xavier Places, Francesco Leto Recorded: Oct 27 2016 46 mins
    Technology is dramatically reshaping retailing around the globe and the transformations are most evident in emerging economies, where demographic trends, ecommerce and the shift away from traditional physical formats are creating big opportunities for both local players and multinationals. The challenge for retailers is to adopt a technology platform that adapts to the distinct characteristics of these markets in areas such as business agility, ease and speed of deployment, and cost effectiveness, while also supporting new omnichannel capabilities designed to build loyalty and satisfy heightened customer expectations.
  • Auditing Corporate Culture Auditing Corporate Culture Alec Arons, National Practice Leader, Risk Advisory Services, Experis Finance Recorded: Oct 26 2016 61 mins
    The subject of auditing Corporate Culture is gaining a higher level of visibility among board and audit committee members in response to increased concern among regulators and investors. There is a clear "Expectation Gap" that exists between management, boards and third parties as it relates to management ownership of internal controls.

    The topic goes well beyond the assessment of entity level controls and the discussion of Tone at the Top associated with review of regulatory compliance, ICFR and COSO 2013. The presenter will share his perspectives gained over a 30 year career on the topic of educating management as to its responsibilities regarding promoting an effective system of internal controls.

    This webinar features Alec Arons, National Practice Leader, Risk Advisory Services. He will:
    - Provide background and perspective on the underlying regulations and expectations
    - Discuss lessons learned from the implementation of COSO 2013 and the 2015 PCAOB inspection process relating to the expectation gap
    - Introduce the topic of soft controls and define indicators of good culture
    - Introduce tools to perform an assessment of corporate culture
    - Share practical recommendations to address performing an audit
    - Review the role of the Audit Committee in evaluating corporate culture
  • UnaVista announces G20 Reporting Support for SIX FinFrag reporting UnaVista announces G20 Reporting Support for SIX FinFrag reporting Sceaf Berry, Business Analyst, UnaVista and John Cummins, Senior Business Manager, SIX Group Recorded: Oct 26 2016 49 mins
    UnaVista and SIX Group have formed a partnership to help make reporting for this regime as simple as possible. Using your connection to UnaVista, you can route trades to SIX’s derivative trade repository allowing you to have one view of all your regulatory reporting.
    Join us at this webinar to hear from our UnaVista and SIX experts on how the regulation affects you and get an overview of the solution for Swiss reporting.
  • Identity & KYC Webinar Series Identity & KYC Webinar Series Robert Prigge Recorded: Oct 19 2016 33 mins
    Millennials in Banking: Millennials speak out on their global view of banking
  • Identity & KYC Webinar Series Identity & KYC Webinar Series Robert Prigge Recorded: Oct 18 2016 33 mins
    Millenials in Banking: Millenials speak out on their global view of banking
  • The Relevance of Business Continuity Management The Relevance of Business Continuity Management Jeffrey Butler, Risk Advisory Services for Experis Finance Recorded: Oct 13 2016 60 mins
    Why is Business Continuity Management (BCM) relevant to your organization? BCM is most relevant to organizations seeking to mitigate exposure to emerging global risk and trends. Learn the "value added" role of Internal Audit.

    After attending this webinar, you will be able to:
    •Understand the importance of Business Continuity Management to your organization
    •Discover the emerging global risks and trends that could impact the viability of your organization
    •Learn the "value added" role of Internal Audit as it relates to Business Continuity Management
  • Confusion or Clarity? Cross-Border Regulation of Derivatives Confusion or Clarity? Cross-Border Regulation of Derivatives Peter Green, Jeremy Jennings-Mares, Julian Hammar of Morrison & Foerster; Ali Hosseini, JP Morgan Feb 22 2017 4:00 pm UTC 90 mins
    We will provide an update on cross-border derivative issues including recent developments in the US and the EU. Among the topics to be considered are:

    An update on the rollout of the margining rules relating to uncleared derivatives in both the US and the EU;

    Ongoing implementation of clearing requirements for OTC derivatives;

    What is the current position in relation to exchange trading of derivatives – in particular, what effect will Mifid II have in the EU?

    Where are we on substituted compliance/equivalence as between the US and the EU?

    Will Brexit and/or the new Trump administration have any effect on the international framework for derivative regulation?
  • How to put the customer first with a service-oriented retail strategy How to put the customer first with a service-oriented retail strategy Geoff Nairn Feb 23 2017 10:30 am UTC 60 mins
    Customers increasingly look to retailers to go beyond simply selling products by also offering experiences and services for their lifestyles. Retailers that can successful deliver a more service-oriented retail strategy stand to benefit in several ways. They can increase profitability and wallet share by offering higher-margin services, and they reinforce brand loyalty using service as a differential factor that is difficult for rivals to reproduce.
  • Cómo situar al cliente en el centro con una estrategia orientada al servicio Cómo situar al cliente en el centro con una estrategia orientada al servicio Geoff Nairn Feb 23 2017 4:00 pm UTC 60 mins
    Los clientes esperan cada vez más que los minoristas vayan más allá de la simple venta de productos para ofrecer también experiencias y servicios para sus estilos de vida. Los minoristas que puedan ofrecer con éxito una estrategia de venta más orientada al servicio podrán beneficiarse de varias formas. Pueden aumentar la rentabilidad al ofrecer servicios de mayor precio y margen, y reforzar la lealtad a la marca utilizando el servicio como un factor diferencial que es difícil de reproducir por parte de los competidores.
  • MiFID II Commodities Positions Reporting Webinar MiFID II Commodities Positions Reporting Webinar Sceaf Berry, UnaVista Regulations Business Analyst Mar 1 2017 3:00 pm UTC 45 mins
    During our recent "MiFIR: Beyond the Reporting" webinar, we highlighted some of the ancillary parts of MiFID II that firms are looking into in order to stay ahead of the regulatory reporting curve.

    Some of the ancillary reporting obligations have not been talked about much by the industry resulting in firms not knowing enough about how they will be affected by these regulations.

    Join UnaVista at this webinar on Wednesday, 1 March as we shine the light on MiFID II Commodities Positions Reporting.
    You'll learn :
    What requirements you have as part of the commodities position limits regime
    If your firm is subject to commodities position reporting requirements
    If your firm can be exempted from the MiFID II commodities regime
  • Brexit and the Funds and Securities Industry Brexit and the Funds and Securities Industry Paul Ellis, Head of Regulatory Change, HSBC Securities Services Mar 9 2017 9:00 am UTC 60 mins
    ‘According to the UK Prime Minister Theresa May, Brexit means Brexit, but what does Brexit mean for the investment management industry?

    Much has changed since the UK referendum decision in June 2016 to leave the European Union, while the UK government moves closer to its self-imposed 31 March deadline to deliver its “Article 50” notice to leave.

    Join experts from HSBC Research and HSBC Securities Services as they discuss the economic developments since the referendum, the outlook and possible scenarios for the funds and securities industry as the UK prepares for life beyond the EU.’
  • Brexit and the Funds and Securities Industry Brexit and the Funds and Securities Industry Paul Ellis, Head of Regulatory Change, HSBC Securities Services Mar 9 2017 2:00 pm UTC 60 mins
    According to the UK Prime Minister Theresa May, Brexit means Brexit, but what does Brexit mean for the investment management industry?

    Much has changed since the UK referendum decision in June 2016 to leave the European Union, while the UK government moves closer to its self-imposed 31 March deadline to deliver its “Article 50” notice to leave.

    Join experts from HSBC Research and HSBC Securities Services as they discuss the economic developments since the referendum, the outlook and possible scenarios for the funds and securities industry as the UK prepares for life beyond the EU.
  • How to Navigate the Seismic Shift in Buy Side Compliance How to Navigate the Seismic Shift in Buy Side Compliance Stephen Anikewich Head of Compliance NICE Actimize Mar 9 2017 3:00 pm UTC 60 mins
    Change is the new normal for the buy side. Accommodating expanding global regulations and your own evolving business model can be a significant compliance challenge. Join us to hear how buy side firms are addressing the challenge from experts at PWC, Aite and NICE Actimize on March 9 th .

    During this Webinar we’ll discuss:

    • What's behind the shift in compliance regulations, and what to expect in the future
    • How are hedge funds and asset managers, like you, reacting
    • Why you should embrace the change
    • Lessons learned from peers
    • Choosing the right technology

    Presenters:
    Stephen Anikewich, Head of Compliance, NICE Actimize
    Danielle Tierney, Senior Analyst, Aite
    Harshad Pitkar, Partner, Financial Services – Risk and Compliance, PWC
  • Revenue Recognition Implementation: Beyond the Debits and Credits Revenue Recognition Implementation: Beyond the Debits and Credits Pam Henry, CPA, CGMA and Ladonna Johnson, CPA; both of Experis Mar 15 2017 4:00 pm UTC 60 mins
    Assessment and implementation of the new revenue recognition standard is in full force and moving beyond the assessment phase for many companies. This webinar will provide a high-level summary of the new revenue recognition standard focusing on implementation considerations including tax and internal control documentation and procedures, as well as disclosure requirements and examples of the new significant footnote disclosures. This webinar will go beyond the debits and credits and into specific areas that companies should focus on as they move toward the adoption date. The presenters will share their perspectives gained and other issues noted when advising clients on their assessment and implementations as well as noted within industry guidance.

    Presented by:
    Pam Henry, CPA, CGMA; Director – Denver Finance and Accounting Operations
    Ladonna Johnson, CPA; Senior Manager – Technical Accounting and Financial Reporting Center of Expertise
  • Privilege: Shifting Sands, Protecting Information in Cross-Border Investigations Privilege: Shifting Sands, Protecting Information in Cross-Border Investigations Satindar Dogra (Partner, London) and Adam Lurie (Partner, Washington D.C.), Linklaters LLP Apr 5 2017 3:00 pm UTC 75 mins
    With cross-border enforcement on the rise, companies must consider what information, if any, to provide to various regulators. But that’s only the start of the challenge. Having decided to provide information, companies must carefully consider how to protect their privileged and otherwise protected information, including information subject to data protection law.

    This GIR Live webinar will break down these challenges as well as looking at various strategies that companies can take to protect that which is privileged or protected when interacting with regulators around the world.

    In the GIR Live style, the webinar will aim to be highly conversational and will include time for a question and answer session with the presenters.

    Issues to be addressed include:
    •How to protect privilege and data privacy during an internal investigation in response to a regulator.
    •How to interact with regulators while preserving privilege and data protection rules.
    • How do legal privileges and data privacy protections vary between key jurisdictions?
    •How does increasing cross-jurisdictional cooperation between regulators impact these considerations?
    •What recent developments should practitioners should be aware of?