Hi [[ session.user.profile.firstName ]]

Financial Regulation

  • Re:Call from TeleWare at Microsoft Future Decoded 2018
    Re:Call from TeleWare at Microsoft Future Decoded 2018
    Mark Elwood - Marketing Director, TeleWare Recorded: Nov 12 2018 2 mins
    Check out our highlights video from Future Decoded 2018 to see what we got up to (you might have even made the final cut!).
  • 5 Ways Fraudsters Fake IDs and how your face can stop them
    5 Ways Fraudsters Fake IDs and how your face can stop them
    Kevin Trilli, Chief Product Officer at Onfido and Karen Webster, CEO at PYMNTS Recorded: Nov 8 2018 58 mins
    Identity theft is the fastest-growing crime in the U.S. Globally, one in 60 online transactions are fraudulent. So, if you fail to catch that fraud, the cost to your business – both reputational and financial – can be catastrophic

    PYMNTS CEO Karen Webster and Kevin Trilli, chief product officer at Onfido, discuss the current trends in fraud techniques, and reveal how risk and fraud managers can utilize new technologies to catch them.

    Attendees will learn:

    - The most common identity document fraud techniques and how to spot them
    - The challenges of tackling 3D fraud in digital, 2D environments
    - How AI and biometrics are changing the face of online security and access
    - Why fighting fraud will require a mix of human and machine expertise
  • Making the Most of PSD2 and Open Banking
    Making the Most of PSD2 and Open Banking
    Yodlee and FinTech Futures Recorded: Nov 8 2018 59 mins
    Join us for a new webinar sponsored by Envestnet | Yodlee and hosted by Fintech Futures

    Intended to protect consumers, promote innovation, and make European payments services safer, complying with the Revised Payment Service Directive (PSD2) and Open Banking requirements can be both challenging and rewarding. Envestnet | Yodlee® and Fintech Futures have teamed up to discuss how PSD2 is revolutionizing the financial services industry in the UK and beyond, and how you can position your firm to comply with the regulations while taking advantage of the opportunities.

    In the webinar, we’ll cover:

    • The impact of PSD2 on financial institutions and fintech innovators inside and outside Europe

    • How to meet PSD2 and open banking specifications with a single API solution

    • How to comply with Strong Customer Authentication (SCA), consent management, and federated authentication requirements

    • How open banking generates opportunities to deliver additional offerings such as mortgages, loans, cash management solutions, and more, all easily accessible to consumers

    Join us for this webinar and hear from Brian Costello, Chief Information Security Office, Envestnet | Yodlee and Gavin Littlejohn, Financial Data and Technology Association as they discuss how to position your firm for success in the new open banking environment.
  • Regulating financial benchmarks for European transactions
    Regulating financial benchmarks for European transactions
    Jeremy Jennings-Mares, partner and Peter Green, senior of counsel, Morrison & Foerster, John Crabb, IFLR Recorded: Nov 7 2018 64 mins
    The EU Benchmark Regulation came into force in June 2016 and most of its provisions came into effect at the start of 2018. It establishes a new regime for the authorisation and supervision of administrators (including non-EU administrators) of financial benchmarks that are used in the EU. We will consider the likely impact of the Regulation in the EU financial markets and look in detail at certain issues raised by market participants including:
    · Timetable for benchmark administrators to be authorised under the regulation and the extent to which administrators of pre-existing benchmarks can rely on 'grandfathering' relief up until 2020.
    · What indices are within the scope of the Regulation and when will an index be regarded as 'available to the public'?
    · What is meant by 'use' of a benchmark in the EU?
    · Are there any regulatory obligations on entities that contribute benchmark data?
    · What is the impact of Brexit on UK benchmark administrators?
  • Fixed Income Series | ESG in loans: risk, impact & opportunity
    Fixed Income Series | ESG in loans: risk, impact & opportunity
    Responsible Investor Recorded: Nov 5 2018 58 mins
    Lending books are arguably where the rubber hits the road for originating sustainable projects, but how do banks and other lenders identify ESG risks in loan books, and stimulate opportunities to lend to sustainable projects?

    In this sessions, our experts will discuss a number of initiatives that have been started to address mortgage lending, price adjustments and assessing risk exposure.

    Speakers confirmed:

    Jakob Thomä, Director, 2° Investing Initiative

    Florence Palandri, Climate Finance Analyst, 2° Investing Initiative

    Roland Mees, Director of Sustainable Finance, ING Bank

    Luca Bertalot, Secretary General of European Mortgage Federation, European Covered Bond Council

    Moderated by Sophie Robinson-Tillett, Deputy Editor, Responsible Investor
  • Cybersecurity Documentation
    Cybersecurity Documentation
    Donald E Hester, Ron Puccinelli, & Robert De Roeck Recorded: Nov 2 2018 63 mins
    Policies, Plans, Procedures and supporting documentation. We will cover the types of cybersecurity documents an organization may have, what topics they should cover, and guidelines on what should be included in your policies. We will also focus on the unique challenges and opportunities for state and local governments. Cities, Districts and Counties have an advantage on policy development.
  • Leveraging AI to automate Regulatory Change
    Leveraging AI to automate Regulatory Change
    Ben Richmond, CEO, CUBE Recorded: Nov 1 2018 30 mins
    This 30-minute webinar explores practical examples of how Artificial Intelligence (AI) and Machine Learning (ML) is leveraged to drive regulatory change strategies based on our experience of bringing together customer best practice and the latest technology.

    What will you learn?

    - The key factors that need to be taken into consideration to build an effective RegChange strategy?
    - How AI and ML drive insight to support a RegChange strategy?
    - How to establishing RegChange as a BAU process

    Find out how RegTech can transform the world of compliance and regulatory change!
  • Fixed Income Series | ESG in sovereign bond investing: risk, impact & engagement
    Fixed Income Series | ESG in sovereign bond investing: risk, impact & engagement
    Responsible Investor Recorded: Nov 1 2018 60 mins
    A growing number of investors are screening out companies from lending portfolios because of exposure to climate change and other sustainability risks, but sovereign portfolios are often not assessed in the same way. This webinar looks at why: how serious are the sovereign default risks arising from ESG, how can they be quantified, and do investors have a responsibility to engage with governments on policy through bond buying?

    Speakers confirmed:

    Gabriel Torres, Vice President & Senior Credit Officer for Sovereigns, Moody's

    Lupin Rahman, Head of Emerging Market Sovereign Credit, PIMCO

    Bob Buhr, Honorary Research Fellow, Imperial College Business School

    Moderated by Sophie Robinson-Tillett, Deputy Editor, Responsible Investor
  • Webinar: Regulatory Change and AI - a customer journey
    Webinar: Regulatory Change and AI - a customer journey
    Ben Richmond, CEO, CUBE Recorded: Nov 1 2018 30 mins
    Join us on a journey to explore a case study of a global financial institution leveraging Artificial Intelligence (AI) to support their regulatory change initiatives and the lessons they learnt along the way.

    This session, hosted by CUBE's Founder & CEO, is designed to help those involved in managing the complex world of regulatory change within financial institutions.
  • How will the EU’s sustainable finance 'taxonomy' really work?
    How will the EU’s sustainable finance 'taxonomy' really work?
    RI and PRI Recorded: Oct 11 2018 75 mins
    One of the most significant recommendations being pursued in the EU’s Action Plan is ‘to introduce a common sustainable finance taxonomy to ensure market consistency and clarity’.

    - In what way would it work?

    - How can such a taxonomy be both flexible and have integrity for identifying activities, assets and revenue segments that deliver on key sustainability goals?

    - How could the EU and its Member States apply relevant rules, and who would regulate them?

    - What would that mean outside of the EU?

    This webinar will answer these issues and many more, and let you pose your own questions on the Taxonomy.

    Speakers:

    Martin Spolc, Head of Unit, Capital Markets Union, DG Financial Stability, Financial Services and Capital Markets Union at the European Commission (EC),

    Nathan Fabian, Chief Responsible Investment Officer, Rapporteur of the Taxonomy Group, PRI

    Moderator: Sophie Robinson-Tillett, Deputy Editor, Responsible Investor
  • Overpromised & Underdelivered: Common Misconceptions About AI for Banking
    Overpromised & Underdelivered: Common Misconceptions About AI for Banking
    Finn AI & FinTech Futures Recorded: Oct 9 2018 58 mins
    Connecting with your customers using conversational AI can be a game-changer for your bank. Customer satisfaction scores will skyrocket, brand loyalty will increase, and people will take control of their money and empower themselves financially like never before.

    So where are all the success stories?

    You’d be surprised how often banks get it wrong. Not because of the technology, but because their expectations are unrealistic and often the reason they fail.

    Join Dan Latimore, Senior VP at Celent and Ben Terrill, VP of Customer Success at Finn AI, on Tuesday October 9th to learn the truth behind conversational AI for banking. These experts will examine the most common misconceptions that could tank your bot deployment. Avoid these pitfalls and write your own AI success story.

    • Slow and steady wins the race – why quick wins aren't long term successes
    • You can’t set it and forget it – understanding that AI isn't self-sufficient
    • Bots are NOT Conversational Assistants - knowing the difference can make all the difference
    • A good relationship needs to be cultivated – how to optimize customer adoption and interaction post- launch
    • Cross-bot integration is hard – when to consolidate multiple deployments
  • Accelerate Open Banking with APIs, Strong Authentication and Risk-Based Security
    Accelerate Open Banking with APIs, Strong Authentication and Risk-Based Security
    From CA Technologies: Sanjay Tailor, Mehdi Medjaoui, Robert Lindberg, David Chui Recorded: Oct 9 2018 61 mins
    Whether driven by PSD2 compliance, market demand for mobile apps, or fintech competition, open banking is becoming a top priority for financial businesses. Through exclusive research and customer successes, we determined that building a modern application architecture with APIs, microservices and strong authentication is a key success factor in this space. In fact, our latest report shows that fully digital banks enjoy an estimated 25% cost-to-income ratio, versus 60% for traditional institutions.

    For this webcast, we assembled a panel that includes Mehdi Medjaoui, author of Banking APIs: State of the Market, along with experts in API and security capabilities, to introduce the elements of modern application architecture that all digital banking business leaders should know about – API management, microservices, strong authentication and risk-based security. You’ll learn about:

    * The current state of open banking, and what your peers are doing

    * How to invest in modern application architecture to improve your open banking projects

    * How to align better with IT to accelerate your time-to-market

    All registrants will also benefit from a complimentary copy of our Banking APIs: State of the Market report.
  • Blockchain and Fraud Prevention in Financial Services
    Blockchain and Fraud Prevention in Financial Services
    Erik Wilgenhof Plante, Chief Compliance Officer at Bequant Capital Recorded: Oct 9 2018 35 mins
    Erik Wilgenhof Plante, Chief Compliance Officer at Bequant Capital, a crypto currency broker, talks us through financial crime investigation in blockchain.
  • What’s next for top-tier banks and financial messaging?
    What’s next for top-tier banks and financial messaging?
    Atos and equensWorldline and Finovate Recorded: Oct 8 2018 61 mins
    Can't make the live event? Don't worry! Register, and we'll send you a recording.

    SWIFT remains a mission critical channel for all financial institutions. But the cost and complexity of operating SWIFT for top-tier banks has increased substantially since the introduction of SWIFT’s CSP programme. As payments and connectivity become increasingly commoditised for all financial institutions, banks are re-thinking how best to maintain secure, reliable and compliant SWIFT operations and back-office applications at the lowest cost.

    To respond to our customers’ needs, equensWorldline has launched a new fully managed service to meet the needs of tier-1 banks that can no longer afford to invest in ageing infrastructure or meet increasingly stringent regulations and market practices.

    Now, for the first time, outsourcing of SWIFT and other financial messaging channels is a realistic and attractive option for tier-1 banks that previously operated their SWIFT infrastructures in-house.

    Commerzbank AG, a top SWIFT user, recognised the benefits and adopted the Next Generation Financial Messaging service from Worldline, an Atos Group Company. The service uses the BOX Messaging Hub from Intercope.

    The webinar will give an overview of the:

    Fundamental changes to SWIFT operations impacting Tier-1 banks
    Changes to the regulatory environment including SWIFT’s CSP programme
    The key financial benefits of using this managed service
    Key benefits of a modern and high performance platform
    Flexible customization to customer needs
    Ease of integration to back-end applications
  • Nation States - Threat Source
    Nation States - Threat Source
    Donald E. Hester & Robert De Roeck Recorded: Oct 4 2018 60 mins
    There has been a rise in the Nation State sponsored, backed, or directed cyber-attacks if not at least an awareness of such attacks. Whether it is a rise in the Nation State cyber-attacks or just the awareness of it, I think it is time to take a look at Nation States as a serious threat actor and start to look at what we know about them. Their motivation and capabilities differ from the traditional hackers and cybercriminals and as such may require a different response in mitigating threats.
  • A Stocktake on Emerging ESG Stewardship Themes: Spotlight on Climate Change
    A Stocktake on Emerging ESG Stewardship Themes: Spotlight on Climate Change
    Responsible Investor and ISS Recorded: Oct 4 2018 60 mins
    A successful ESG stewardship strategy requires investors to proactively address ESG risks in their portfolios. Over the last three years, climate change has become a top ESG shareholder proposal issue. Many shareholder proponents encourage companies to align their reporting with the recommendations of the Task Force on Climate-related Financial Disclosures, set GHG emission reduction targets, conduct 2°C scenario analyses and disclose on climate impact. However, the percentage of companies providing such disclosures remains generally very low.

    This webinar gives an overview of emerging climate change topics from the 2018 proxy season and how investors can proactively identify climate-related risks and opportunities in their portfolios.

    - What are the takeaways from the 2018 proxy season and Climate Week NYC 2018?

    - Are we any closer to meaningful scenario analysis?

    - How is data developing to help investors capture physical climate risk?

    - Where are we at with TCFD reporting?

    - How important is collaboration on these issues, through things like ClimateAction100+?

    Moderator: Sophie Robinson-Tillett, Deputy Editor, Responsible Investor

    Confirmed Speakers:
    Maximilian Horster, Managing Director, Head, ISS-Climate
    Anne Simpson, Director, Board Governance and Strategy, reporting to the CEO, CalPERS and Chair ClimateAction 100+

    This webinar is produced by Responsible Investor, for dedicated news and events on ESG and sustainable finance check out our website at www.responsible-investor.com
  • UNDP: The organisation behind the SDGs in conversation with Responsible Investor
    UNDP: The organisation behind the SDGs in conversation with Responsible Investor
    Responsible Investor Recorded: Oct 2 2018 61 mins
    Hear from the UN body that is evolving the SDGs 3 years on, on the Ethical Finance 2018 conference pre-event webinar.

    Ahead of the Ethical Finance 2018 conference on October 22/23 in Edinburgh, meet the United Nations Development Programme (UNDP), the lead UN development agency for implementing the UN Sustainable Development Goals (SDGs) with governments.

    The UNDP is a supporting partner for the Ethical Finance 2018 Conference, along with the UK and Scottish governments.

    On this webinar, Responsible Investor's Managing Editor will talk to Gail Hurley, UNDP Policy Specialist for Development Finance, about the work the UNDP is doing on driving the SDGs with policy makers, and about how they see the role of investors within that.

    Don’t miss out on the opportunity to put your questions to UNDP about the evolution of the world’s biggest sustainability initiative!

    Speakers:
    Gail Hurley, Policy Specialist Development Finance, UNDP
    Hugh Wheelan, Managing Editor, Responsible Investor
  • Financial Services, Fraud and the Future of Digital Onboarding
    Financial Services, Fraud and the Future of Digital Onboarding
    Parker Crockford, Director of Policy & Strategic Accounts, Onfido Recorded: Sep 27 2018 39 mins
    Identity theft is the fastest growing crime in the US. Globally, 1 in 60 online transactions are fraudulent. And if you don’t know who your customers are, you can’t onboard them to your platform.

    Though businesses are moving online, their identity verification and KYC processes haven’t. Instead, the old processes are being shoehorned into the digital age. So how can you update your onboarding for the digital age?

    Join this webinar with Onfido’s Parker Crockford to learn:

    What new CDD and KYC regulation means for user onboarding
    Why the SSN is no longer reliable – and what’s going to replace it
    How new technology like biometrics, AI and blockchain can help
  • Cumplimiento Corporativo en Latinoamérica: principales retos y oportunidades
    Cumplimiento Corporativo en Latinoamérica: principales retos y oportunidades
    Leila Szwarc & Paola Fonseca TMF Group and Yoab Bitran, LRN Recorded: Sep 25 2018 61 mins
    Acerca de este webinario:

    Enfrentando el desafío global de evolucionar en cumplimiento Corporativo
    Los principales temas a discutir incluirán:

    1.Visión general del Índice de Complejidad de Cumplimiento Corporativo 2018 - tendencias clave a nivel global, países más y menos complejos

    2.Perspectivas sobre los principales desafíos en Latinoamérica

    - Países con mayor índice de complejidad en las Américas.
    - Cumplimiento y principales desarrollos regulatorios en América Latina

    3.Tips acerca de cómo las empresas deben prepararse para enfrentar los desafíos
  • Regulatory capital relief: legal framework, expected changes and BRRD impact
    Regulatory capital relief: legal framework, expected changes and BRRD impact
    Vladimir Maly, partner, Oliver Ireland, senior counsel, and Yulia Makarova, of counsel - Morrison & Foerster Recorded: Sep 24 2018 62 mins
    In this webinar, we will analyse capital relief driven transactions and structures, focusing on the principle purpose of using this tool, the main structures used in the market and the legal and regulatory framework underpinning the relevant structuring solutions. Among other things, this webinar will cover:
    - the most commonly used capital relief driven structures and why the market choses them, including a comparative summary of the structures used in the EU and the US;
    - the existing legal and regulatory framework and expected changes, including potential impact of different Brexit scenarios;
    - BRRD and its implications: how the rules affect structuring and the mitigating techniques investors may explore.
  • 5 Surprising Ways to Reduce Abandonment During Online Identity Verification
    5 Surprising Ways to Reduce Abandonment During Online Identity Verification
    Jumio and Finovate Recorded: Sep 19 2018 60 mins
    Increasingly, financial services companies and retail banks are going digital -- not necessarily by choice -- but as a result of new competitive threats that include new challenger (digital) banks, upstart fintech companies, and even the likes of Amazon and Google.

    Recent research suggests that retail banks now lose as many as 52% of potential customers at the on-boarding stage, an increase of 35% in the last two years. Much of this abandonment occurs during the identity verification process -- presumably because the enrollment process is too time-consuming, complicated, and taxing.

    In this webinar, you'll discover some clever tips and tricks and best practices from Jumio, the global leader in online identity verification, including:

    The importance of offering multiple channels for ID capture
    The subtle art of messaging & its impact on conversions
    The critical need to reduce the number of screens
    Why you need a "yes" or a "no" verification decision....and not a "maybe"
    Pssst...Can't attend? Register and we'll send you a recording.
  • Email and File Compliance Solution for GDPR
    Email and File Compliance Solution for GDPR
    Waterford Technologies Recorded: Sep 19 2018 3 mins
    ComplyKEY from Waterford Technologies has been developed to help organizations address their unstructured Email and File Data to meet new compliance regulations such as GDPR.

    Talk to us today about how our Data Management experts can help your compliance needs.

    https://www.waterfordtechnologies.com...

    Call us today for a FREE Data Strategy Review
    EMEA: +353 (0) 51 334 967
    UK: 0845 378 0935
    USA: +1 (949) 428 9300
  • Global Unified Commerce Forecast: Top Trends Reshaping Retail
    Global Unified Commerce Forecast: Top Trends Reshaping Retail
    Sheryl Kingstone, Research Vice President, and Jordan McKee, Research Director Recorded: Sep 18 2018 58 mins
    The confluence of new technologies, new entrants and new consumer demands has catapulted retail into a state of flux. These market shifts are influencing not only the way in which shoppers choose to obtain their desired goods and services, but how and where they spend their money. Join Research Vice President Sheryl Kingstone and Research Director Jordan McKee as they share key findings from 451 Research’s recently launched Global Unified Commerce Forecast. The webinar will hone in on insights derived from the forecast, pinpointing major market shifts occurring in retail.
  • Corporate compliance in Latin America: main challenges and opportunities
    Corporate compliance in Latin America: main challenges and opportunities
    Leila Szwarc & Paola Fonseca, TMF Group and Yoab Bitran, LRN Recorded: Sep 18 2018 61 mins
    Meeting the global challenge of evolving corporate compliance.

    Issues to be discussed include:

    1.An overview of the Compliance Complexity Index 2018 (CCI 2018) - Key global trends and the most and least complex countries.

    2. Insights about the main challenges in Latin America:
    - Which are the most complex countries in the Americas (from CCI 2018)
    - Compliance and main regulatory developments in Latin America

    3. How companies should prepare to meet these challenges
  • Introducing Re:Call
    Introducing Re:Call
    TeleWare Recorded: Sep 18 2018 1 min
    Introducing Re:Call - An App that gives you a second number on your personal phone for business calls and SMS
  • Fixed Income Series | ESG in corporate bond investing: risk, impact & engagement
    Fixed Income Series | ESG in corporate bond investing: risk, impact & engagement
    Responsible Investor and Barclays Nov 13 2018 2:00 pm UTC 60 mins
    How can investors think about sustainability in their wider corporate bond portfolios, and how are regulators and other public bodies beginning to address climate risk in bond markets?

    In this webinar, our experts discuss the current efforts being made to integrate ESG into the asset class and some of the lessons learnt so far.


    Speakers:

    Tomas Morsing, Head of Quant Strategies, Swedish pension fund AP2

    Carmen Nuzzo, Senior Consultant, ESG in Credit Ratings Initiative, PRI

    Lev Dynkin, MD, Head of the Quantitative Portfolio Strategy Group, Barclays Research

    Moderated by Sophie Robinson-Tillett, Deputy Editor, Responsible Investor

    Further Readings:

    https://www.investmentbank.barclays.com/our-insights/ESG-investing-yields-positive-returns-in-select-bond-markets.html?icid=ESG2_RIwebinar
  • Why open source is a critical ingredient for open banking
    Why open source is a critical ingredient for open banking
    Red Hat & FinTech Futures Nov 14 2018 3:00 pm UTC 60 mins
    Net new revenue can only come from net new offerings. Expanding the landscape by embedding services into daily activities brings financial transactions into context for customers.

    Inclusion in broader ecosystems, to drive innovative services that impact the top line - is founded in open source projects, principles and practices.

    In this session, learn:

    - Where innovation in open source is leading the way
    - Why safety and trust will become more critical than ever
    - How open platforms are creating new value streams

    SPEAKER
    Alessandro Petroni, Global Director of Strategy and Solutions, Red Hat Financial Services

    MODERATOR
    Henry Vilar, Reporter, FinTech Futures
  • Future Proofing GDPR Compliance
    Future Proofing GDPR Compliance
    Nathalie Semmes - KPMG, Mark Thompson - KPMG, Matt Malone - KPMG and Guy Mettrick, Appian Nov 15 2018 2:00 pm UTC 45 mins
    Webinar presented by Appian and KPMG - 15 November 2018 2pm GMT.

    The race to tighten up GDPR compliance is still on. Are you managing GDPR effectively?

    November will mark six months since the General Data Protection Regulations (GDPR) came into effect. Faced with the regulations, numerous institutions have had to modify how they harvest, store and use their customers’ data.

    Having significant experience with regulatory compliance, many financial services and insurance companies are well ahead of the curve with GDPR compliance. However, a number of large organisations have only implemented measures to deal with the minimum requirements.

    In a brand-new live broadcast on 15th November at 2 pm GMT, Nathalie Semmes, KPMG and Guy Mettrick, Appian will discuss handling GDPR compliance and sustainable technological solutions - the right way.

    Key Themes
    ●Achieving alignment across the business
    ●Ensuring integration with existing systems to comply with the requirements
    ●Assuring compliance is demonstrable to regulators
    ●Operationalising GDPR compliance
    ●Security - handling new threats in the digital environment

    Please note that your details will be shared with Appian after you have viewed this webinar.
  • How Effective is Your Internal Audit Function?
    How Effective is Your Internal Audit Function?
    Alec Arons, Ed Williams, CIA, CRMA, Christine Dobrovich, CRMA, and C. Michael Baron, CIA, CISA, CFSA, AMLP of Experis Finance Nov 15 2018 5:00 pm UTC 60 mins
    Experis Finance is pleased to announce the third webinar in our Hot Topics series. Our goal is to provide you with a series of webinars that provide practical insights on topics of interest to internal audit, risk and compliance professionals, audit committees, and board members.

    Our third session covers Internal Audit Function Effectiveness.

    In this webinar, a panel of seasoned Internal Audit practitioners from Experis Finance will share their insights, experiences and recommendations on how Internal Audit functions can assess the effectiveness of their activities. With different drivers and many available possibilities, this is a classic “one size does not fit all” scenario. This session will help Internal Audit leaders understand the available options in order to determine the approach and methodology that best suits their individual situation and relevant stakeholders.

    During this webinar, we will address the following topics:
    •How is Internal Audit effectiveness defined and how can Internal Audit manage the competing expectations of their stakeholders (Senior Management, the Board, the Audit Committee, Regulators, External Auditors, etc.)?
    •What are the elements of the Quality Assurance and Improvement Program (QAIP) as defined by the IIA’s International Standards for the Professional Practice of Internal Auditing? Are there different options and possibilities for assessing Internal Audit effectiveness?
  • 3 Year Anniversary of the SDGs: How Investors Are Measuring Impact
    3 Year Anniversary of the SDGs: How Investors Are Measuring Impact
    Responsible Investor and ISS Nov 21 2018 2:00 pm UTC 60 mins
    Three years ago, the United Nations adopted the Sustainable Development Goals (SDGs) as a global call to action for positive change. Ever since, the global investment community has become increasingly eager to achieve some kind of “SDG alignment”.

    Near the anniversary of the establishment of the SDGs, this RI/ISS-ESG webinar provides an overview of how impact investing connects to the SDGs, and how investors are measuring effectiveness.

    - What drives investors to choose the SDGs as a framework for investing and how are they approaching this?

    - What tools are available to identify and measure companies’ contributing to the SDGs? Should SDG investments be focusing on products & services or on companies’ operations?

    - What are the challenges to investing in the SDGs? Are the SDG even investable in mainstream investment, given the fact that many of the SDGs and targeting problems in emerging markets that are probably rather solved by modest projects rather than large listed corporates?

    - Is there a risk of SDG-washing and sticking SDG labels on existing mainstream investments? How can this be prevented?
  • How To Create A Mobile-First People Strategy To Modernise Employment
    How To Create A Mobile-First People Strategy To Modernise Employment
    Mark Elwood Nov 22 2018 11:00 am UTC 45 mins
    Just 29% of UK employees work for firms that operate flexible working policies for all employees according to recent research commissioned by TeleWare.

    This highlights the stark differences in how firms are creating workforces who can work flexibly in an increasingly mobile environment. One thing is certain, tools that enable employees to work wherever and whenever they want to are here to stay, but how firms deploy them could be the difference between success or failure.

    Join us in the latest webinar in our mobility and productivity programme where we will share exclusive insight into mobile and flexible working practices.

    Join our panel of experts to find out:
    •The impact on businesses who fail to deliver changing flexible working expectations
    •The technological advancements that are helping firms operate flexibly
    •The benefits and the pitfalls of a more mobility enabled workforce
    •The barriers to successful adoption and how you can overcome them.
  • US and EU risk retention requirements: impact on financing transactions
    US and EU risk retention requirements: impact on financing transactions
    Vladimir Maly and Geoff Peck, partners; Kenneth Kohler, senior of counsel; Yulia Makarova, of counsel - Morrison & Foerster Nov 29 2018 4:00 pm UTC 60 mins
    Risk retention requirements, or 'keeping skin in the game' were intended as a means of addressing the misalignment of incentives that were inherent in many of the 'originate to distribute' securitisation products. Has the aim been achieved and how have these requirements developed in the US and in the EU?

    This presentation will cover:
    · comparison of US and EU risk retention requirements;
    · market reaction to the LSTA decision; and
    · new regulatory framework for securitisations transactions in the EU.
  • Disrupting the Financial World: What’s Next?
    Disrupting the Financial World: What’s Next?
    Parker Crockford, Director of Policy & Strategic Accounts, Onfido Nov 29 2018 5:00 pm UTC 60 mins
    Current trends and disruption in the financial world are being driven by changing regulation
    - These are in response to the changing landscape of financial crime
    - To keep ahead of both of these challenges, we need to look at new identity models. Current tech solutions include biometrics, machine learning etc etc
    - What we need to get to a more secure identity model is privacy, ux, scalability, fraud detection...
    - Future identity models will hand more power back to the user and include for eg. self sovereign identity
  • RegTech for Information Governance
    RegTech for Information Governance
    Ben Richmond, CEO, CUBE Dec 5 2018 3:00 pm UTC 60 mins
    How are Superheroes combating the colliding worlds of records, data, privacy and security?

    When worlds collide, it takes super-hero experience, skill and agility to solve new challenges.

    Changes in financial services regulation have created seismic challenges for records managers, the data office and everyone else involved in information governance. Heightened focus on data protection has resulted in newly-formed intersections between data, records, privacy and security, which must be managed at a highly granular level to ensure compliance throughout the information lifecycle.

    Attend this webinar if you want answers to the following questions:

    - How are financial institutions ensuring compliance, faced with extensive regulatory change?
    - How have changes in data privacy and protection disrupted information governance?
    - How are cross-border records and data transfer challenges being addressed?
    - What is the role of RegTech in managing regulatory change?

    If you are a Chief Data Officer, Head of Information Governance, Head of Records Management or a Chief Compliance Officer, join our information governance superheroes to learn how they view these challenges and what steps you can take to avoid compliance breaches.