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Financial Regulation

  • Looking Ahead to the 2018 PRI Reporting Cycle
    Looking Ahead to the 2018 PRI Reporting Cycle Responsible Investor + ISS-Ethix Recorded: Nov 16 2017 61 mins
    Looking Ahead to the 2018 PRI Reporting Cycle
    16th November 2017
    11:00 AM EST | 8:00 AM PST | 4:00 PM GMT | 5:00 PM CET

    Join this one hour webinar discussing the complexities of PRI signatory reporting and emerging trends investors should consider in fulfilling client mandates and meeting their active ownership responsibilities.


    Confirmed Speakers:
    • Elina Rolfe, Head of Reporting and Assessment, PRI
    • Adrie Heinsbroek, Head of Responsible Investment, NN Investment Partners
    • Bruce M. Kahn, PhD, Portfolio Manager, Sustainable Insight Capital Management
    • Ulrika Hasselgren, Global Head of Responsible Investment Strategy & ESG Integration, ISS 
     
    Moderated by Tony Hay, Publisher, Responsible Investor

    This webinar is in partnership with ISS-Ethix
  • Digitized identity verification - the future of ID & KYC
    Digitized identity verification - the future of ID & KYC Sarah Clark,Mitek Systems, Mike Montemarano, JP Morgan & Supriyo Guha, GENPACT Recorded: Nov 14 2017 49 mins
    Financial institutions from all over the world are facing increasingly strict regulations regarding the verification and authentication of their customers’ identity. Furthermore, with the increasing amount of data breaches, status-quo identity verification processes have not only been compromised but have also made complying with current regulations harder. This ever-changing environment has forced a tipping point for organizations to regard the adoption of new technologies for identity verification as a must-have rather than a nice-to-have.

    In the end, financial institutions must satisfy consumers’ demands for speed and ease of use to prevent them from going to the competition. To gain a competitive edge, remain compliant, and offer a frictionless and user experience, it is imperative for FIs to invest in technologies that bridge the compliance-convenience gap.
  • Integrating ESG into your passive strategy
    Integrating ESG into your passive strategy Responsible Investor & FTSE Russell Recorded: Nov 14 2017 60 mins
    This webinar will discuss ESG integration into passive investing and smart beta strategies. The world of index-based investing is in flux as ESG integration into passive is on course to become the norm for new mandates as we enter the era of “Smart Sustainability”.

    DISCUSSION TOPICS:
    • The why - rationale from major asset owners on integrating ESG into passive strategies
    • Global developments - ESG, sustainability metrics and indexes
    • Smart Sustainability - bringing together ESG with smart beta factors
    • The challenges - corporate disclosure and access to data
    • Corporate engagement - passive funds/indexes driving changes in corporate behavior
    • The action and implementation - the pension fund perspective
    • Live Q&A with the audience members

    SPEAKERS:
    David Harris, Head of Sustainable Investment, FTSE Russell
    Mark Thompson, CIO, HSBC Bank UK Pension Scheme
    Maurice Versaevel, Investment Strategist, PGGM
    Moderated by Daniel Brooksbank, Editor, Responsible-Investor.com

    This webinar is in partnership with FTSE Russell
  • PSD2 and Jenny's Washing Machine
    PSD2 and Jenny's Washing Machine Jenny the animation Recorded: Nov 13 2017 2 mins
    Animation that talks about how PSD2 could impact customer journey and how PSPs can mitigate against this by securing payments using transaction risk analysis instead of strong customer authentication
  • Demostración Práctica: Progrese en la Omnicanalidad con Openbravo Commerce Cloud
    Demostración Práctica: Progrese en la Omnicanalidad con Openbravo Commerce Cloud Aurora Gete, Senior Pre-Sales Consultant en Openbravo Recorded: Nov 9 2017 50 mins
    Los clientes esperan ahora que los minoristas ofrezcan capacidades omnicanal y, si no pueden ofrecerlas, pueden irse a otro lado. Entonces, ¿cómo implementar su estrategia omnicanal con éxito y evitar los problemas que han afectado a muchos minoristas? Su software de venta minorista puede ser el punto más débil. Elija Openbravo Commerce Cloud y obtenga una solución innovadora y ágil basada en la nube diseñada para situar a la omnicanalidad en el centro de sus operaciones.

    Lo que aprenderá:
    En este webinar, aprenderá cómo Openbravo Commerce Cloud ayuda a desbloquear la agilidad y la innovación requeridas para adoptar la omnicanalidad en sus operaciones minoristas a través de robustas capacidades de punto de venta (POS) y gestión minorista sobre una plataforma rentable, confiable y escalable en la nube.

    Demostraremos cómo esta solución altamente flexible, móvil y lista para la nube le ayuda a soportar escenarios omnicanal esenciales como la compra online y recogida en tienda (BOPIS), compra online y devolución en tienda (BORIS) y otros, que aumentan la satisfacción del cliente durante su proceso de compra.
  • Practical Demo: Change the Game in Omnichannel with Openbravo Commerce Cloud
    Practical Demo: Change the Game in Omnichannel with Openbravo Commerce Cloud Aurora Gete, Senior Pre-Sales Consultant at Openbravo Recorded: Nov 9 2017 43 mins
    Customers now expect retailers to offer Omnichannel capabilities and if you cannot deliver, they may go elsewhere. So how do you implement your omnichannel strategy successfully and avoid the pitfalls that have affected many retailers? Your retail software may be the weakest link. Choose Openbravo Commerce Cloud and gain an innovative and agile cloud-based solution designed to put omnichannel at the center of your retail operations.

    What you will learn:

    In this webinar, you will learn how Openbravo Commerce Cloud helps unlock the agility and innovation it takes to embrace omnichannel in your retail operations with robust POS and Retail Management capabilities and a cost-effective, reliable and scalable cloud-based platform.

    We will demonstrate how this highly flexible, cloud- and mobile-enabled solution helps you support essential omnichannel scenarios such as Buy Online Pickup in Store (BOPIS), Buy Online Return in Store (BORIS), and other scenarios that boost customer satisfaction during their shopping journey.
  • The Sustainable Development Goals: A new tool for putting value on values?
    The Sustainable Development Goals: A new tool for putting value on values? Responsible Investor & Thomson Reuters Recorded: Nov 8 2017 58 mins
    The Sustainable Development Goals: A new tool for putting value on values?
    Wednesday 8th November, 9:00 EST / 14:00 GMT / 15:00 CET

    • The SDGs are 17 aspirational Global Goals launched in 2015 that are gaining traction amongst investors, companies and policy-makers
    • Some of the world’s leading investors have started to allocate capital to the SDGs, recognising a new way to identify and unlock value
    • New products such as funds and indices themed around the SDGs are in the pipeline or in development
    • The SDGs: a new language you need to learn!

    Speakers:
    Xander den Uyl, Board of Trustees, ABP
    Christopher Greenwald, Executive Director, Sustainable and Impact Investing, UBS Asset Management
    Carly Greenberg, Senior ESG Analyst, Walden Asset Management
    Tim Nixon, Head of Sustainability, Thomson Reuters

    Moderator: Daniel Brooksbank, Editor, Responsible Investor

    This webinar is presented in partnership with Thomson Reuters
  • The Truth & Consequences of QE
    The Truth & Consequences of QE Presented by: Matt Toms, Chief Investment Officer of Fixed Income at Voya Investment Management Recorded: Nov 2 2017 61 mins
    Replay eligible for one CFP Board® and IMCA® CE credit.

    Nearly 10 years after its unprecedented response to the 2008 crisis, the Fed is finally making plans to unwind $4 trillion of fixed income investments. Other global central banks are not far behind. From interest rates to credit spreads and defaults, the impact of these actions will reach all corners of the fixed income market. Matt Toms Fixed Income CIO for Voya Investment Management will discuss:

    • Pitfalls and risks in the current fixed income market;
    • Overlooked opportunities; and
    • What investors should consider when building fixed income portfolios to navigate this uncharted environment.

    Matt will answer attendees’ questions during the session and will be available to continue the discussion on APViewpoint.

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    The CFP Board® has accepted this program for one hour of CE credit towards the CFP® certification. In addition, IMCA® has accepted this program for one hour of CE credit towards the CIMA®, CIMC® and CPWA® certifications. If you provide the required information during the webinar registration process and stay for the entire session we can report your attendance to these organizations.
  • Are Your Fraud Operations Ready for PSD2?
    Are Your Fraud Operations Ready for PSD2? Gabriel Hopkins, Matthew Cox, Russell Robinson Recorded: Nov 2 2017 51 mins
    How will you balance Strong Customer Authentication with customer service? Can you implement PSD2 without causing friction in the customer journey?

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    In a few months time, PSD2 becomes law across the European Economic Area. the regulated use of Strong Customer Authentication changes how payment service providers interact with their customers. Managed badly, disruptions to the payment process will see customers take their business elsewhere, but those PSPs who manage it well, will have a competitive advantage.

    Join our PSD2 webinar to explore the likely impact of PSD2 on customer relationships and learn what you need to do to prepare.

    * Strong Customer Authentication vs Transaction Risk Analysis - Learn how Transaction Risk Analysis helps customer relationships, when you may use is and what you need to do NOW to prepare your fraud operations for PSD2.

    *Putting Customer Communications at the Heart of Your PSD2 Strategy - When additional authentication requirements stop your customers from managing their accounts or making payments, how can you communicate with them to get things back on track fast?

    *Hype or Reality? PSD2 and Machine Learning - Will PSD2 be the catalyst for you to add machine learning capabilities to fraud management? How will it help and what is it about PSD2 that builds the case for artificial intelligence and machine learning?
  • Digital Coin Offerings: Recent SEC Guidance and Tax Considerations
    Digital Coin Offerings: Recent SEC Guidance and Tax Considerations Morrison & Foerster's Joshua Klayman, Jay Baris, Alfredo Silva, Daniel Kahan and Shiukay Hung Recorded: Oct 31 2017 90 mins
    Token sales, also known as ICOs, represent a new capital-raising method that is being explored by a variety of companies in the market. In the past few months, the US Securities and Exchange Commission (SEC) has provided guidance concerning token sales. Although the SEC did not declare that all digital tokens constitute securities, it cautioned that certain tokens may be securities and that existing securities frameworks apply to token sales, notwithstanding that digital tokens may be distributed via distributed ledger technology.

    In addition, the IRS has published guidance relating to tokens that are “convertible virtual currencies” and has indicated that such tokens generally are treated as property for US federal income tax purposes.
    Token sales, and the legal and regulatory landscapes in the US and around the world with respect to digital tokens, continue to evolve.

    This webinar will explore the current legal, regulatory and tax landscape relating to token offerings and will consider the following:

    •What are digital tokens and how are they typically used and sold?
    •What guidance has the SEC provided regarding token sales, and what is the significance of that guidance?
    •What guidance has the IRS provided regarding tokens and what tax considerations are relevant to tokens and token sales?
    •What are some of the other legal matters that token issuers and their counsel should be aware of when contemplating launching token sales?
  • Reduce Friction and Cut Compliance Costs with Digital ID Verification
    Reduce Friction and Cut Compliance Costs with Digital ID Verification Joe Bloemendaal, Vice President, Sales EU, Mitek Systems; Chris Phillips, Compliance Department, Gain Capital Recorded: Oct 25 2017 41 mins
    The latest EU Anti-Money Laundering directive will significantly increase the frequency with which financial service providers need to conduct ‘Know Your Customer’ (KYC) checks. To maximise the effectiveness of digital transformation initiatives, financial services and other regulated industries must find effective digital identity verification solutions.

    Current methods for identity verification checks place an enormous cost burden on banks, payments processors, and lenders, as most methods rely heavily on manual processes. Furthermore, these processes are cumbersome for users, driving away potential customers.

    Figuring out how to balance the competing needs of compliance and costs against the expectations of today’s digital native users is key to any financial service provider looking to win and retain new customers.
  • Customer Due Diligence after the Money Laundering Regulations 2017
    Customer Due Diligence after the Money Laundering Regulations 2017 Jane Jee, CEO, Kompli-Global Recorded: Oct 19 2017 41 mins
    Do you really know your customer? Customer Due Diligence after the Money Laundering Regulations 2017 and the Criminal Finances Act 2017

    * How do you ensure you conduct a thorough search for, and provide ongoing monitoring of, adverse information on existing and potential clients?
    * How do you prove you are conducting compliant CDD?
  • Cultivating Your Strategic and Creative Thinking
    Cultivating Your Strategic and Creative Thinking Dr. Ted Marra Recorded: Oct 18 2017 72 mins
    Join our guest, Dr. Ted Marra as he introduces his new strategic leadership course in Global Risk Academy.

    During the webinar we will cover:

    How does a truly strategic organization think? What is strategic thinking versus strategic planning? What are the vital few factors that will determine your organisation’s long-term success or failure and are they on your radar screen?

    Who should attend.

    People with 10 years management experience minimum up to and including C-Level in all disciplines responsible for strategic decisions or large scale operational issues - so they have large budget and many people reporting to them.

    Managers and senior management from all areas of the organisation having responsibility for planning and achievement of key business objectives.

    Why you should attend.


    - Reflect on how you got where you are as an organisation;

    - What factors were critical to your success? What factors were the basis for your success?

    - What held you back – prevented you from being even more successful?
    - What could you have done differently


    Understand what are the most critical factors that will better ensure your organisation is a “winner” in the future (e.g., next 3-5 years).

    Find out which ones you may be missing and what to do about it before it’s too late and you become just an “average or good” organisation when, with a little effort and the right strategic thinking and creativity, you could take the organisation to the next level of performance and move toward “greatness”.

    How to build exceptional stakeholder relationships and why doing this is critical in especially in turbulent times.
  • Conseguir la excelencia operacional en el comercio minorista omnicanal
    Conseguir la excelencia operacional en el comercio minorista omnicanal Maarten Tromp, Director de Product Management en Openbravo Recorded: Oct 10 2017 53 mins
    La excelencia operativa es más importante que nunca en el entorno actual del retail omnicanal. El aumento de las expectativas de los clientes y la mayor competencia a través de los distintos canales desvelarán rápidamente a aquellos minoristas que no cumplen sus promesas. Esto ha llevado a los minoristas a explorar qué estrategias de excelencia operativa son las que mejor apoyan la evolución de las tiendas físicas y los flujos de trabajo multidireccionales requeridos para la venta al por menor de omnicanal. Para lograr este objetivo, el software de venta minorista ofrece herramientas indispensables – integración de datos, operaciones y tecnología – que son requisitos previos para operar con éxito en un entorno omnicanal.
    Lo que aprendera:
    Este webinar revisa los principales principios de la excelencia operacional y los nuevos retos y procesos operativos exigidos por el retail omnicanal. Usted aprenderá una plataforma de comercio moderno como Openbravo puede ayudarle a aplicar los principios de excelencia operacional y hacer prosperar su negocio de retail omnicanal.
  • The TeleWare Microsoft Story
    The TeleWare Microsoft Story Mark Elwood Recorded: Oct 10 2017 3 mins
    TeleWare work in collaboration with Microsoft to help our partners and their customers achieve more through better communications. This short video explains how.
  • Achieving Operational Excellence in Omnichannel Retail
    Achieving Operational Excellence in Omnichannel Retail Maarten Tromp, Director of Product Management at Openbravo Recorded: Oct 10 2017 46 mins
    Operational excellence is more important than ever in today’s omnichannel retail environment. Heightened customer expectations and more competition across the various channels will swiftly unravel retailers who fail to deliver on their promises. This has led retailers to explore which operational excellence strategies best support the evolution of physical stores and the multidirectional workflows required for omnichannel retail. To achieve this end, retail software offers indispensible tools – integrating the data, operations, and technology – which are prerequisites for operating successfully in an omnichannel environment.
    What you will learn:
    This webinar reviews the main principles of operational excellence and why they are essential in omnichannel retail. You will learn how a modern commerce platform such as Openbravo can help you apply the principles of operational excellence and to make your omnichannel retail business thrive.
  • Legal Landmines: How Changing Collection Laws Can Affect YOUR Business
    Legal Landmines: How Changing Collection Laws Can Affect YOUR Business Michelle Kreidler Dove, Esq. Recorded: Oct 4 2017 60 mins
    The dynamic nature of collection rules and regulations has many businesses and healthcare facilities unclear as to how far they can go in pursuit of delinquent accounts. This free, on-demand webcast will educate and engage viewers with insightful tips for effectively and safely refining their internal collections practices.
    You’ll learn tips such as:
    How to ensure accurate and effective credit reporting
    Why recent changes in case law should have you rethinking your current processes
    What Important information should be included in your consumer agreement
    How you can work with your collection agency to maximize recoveries.

    Michelle Kreidler Dove, Esq., General Counsel and Chief Compliance Officer at IC System leads this engaging presentation that will answer your most pressing collections-law related questions. You’ll benefit by taking cues and lessons learned from the experts at I.C. System, a family-owned, Seventy-nine year old collection agency.
  • MiFID II: Ask the Experts
    MiFID II: Ask the Experts London Stock Exchange Group Recorded: Oct 3 2017 59 mins
    This webinar will give viewers the chance to ask the hard unanswered questions on MiFID II reporting to a panel of experts.

    The webinar agenda will be created by the viewers, send your questions in before the event and we will build the conversation around them. You will also get a chance to ask questions live to the panelists and participate in a series of polls with your peers to benchmark your preparations against the rest of the industry.

    Host
    Leonard Ng - Partner, Sidley LLP

    Expert Panel
    Dan Shepherd – Head of Sales, TRADEcho
    David Nowell – Head of Compliance, UnaVista, LSEG
    Hannah Meakin – Partner, Norton Rose
    Manmeet Rana – Director, Risk Advisory, Deloitte
    Tom Wieczorek – MD Product Management, UnaVista, LSEG
  • PSD2 Will Strong Customer Authentication End the Fraud Problem?
    PSD2 Will Strong Customer Authentication End the Fraud Problem? Matt Cox, Senior Director Fraud, Compliance and Cyber Crime at FICO Recorded: Sep 28 2017 1 min
    One minute of PSD2 wisdom from Matt Cox, who takes a look at what might happen with fraud once Strong Customer Authentication is securing payments under PSD2
  • Maintaining a good relationship with your funders! Crowdfunding for startups and
    Maintaining a good relationship with your funders! Crowdfunding for startups and European Crowdfunding Network Recorded: Sep 28 2017 6 mins
    This video explains how to follow up with you funders after the campaign closes, i.e. your investor relations following a successful fundraising or you customer engagement until you deliver your product or service.
    This video was created for http://www.epluseurope.eu/ and http://startupeuropeclub.eu/
  • How to create an image video! Crowdfunding for startups and SMEs: Lession 6
    How to create an image video! Crowdfunding for startups and SMEs: Lession 6 European Crowdfunding Network Recorded: Sep 28 2017 3 mins
    This video explains how to create a good and convincing video for your campaign, with limited resources. This is one of your key entry points for potential investors and customers, which you can use for online marketing. Make use of free resources.
  • Your Target! Crowdfunding for startups and SMEs: Lesson 5
    Your Target! Crowdfunding for startups and SMEs: Lesson 5 European Crowdfunding Network Recorded: Sep 27 2017 5 mins
    This video explains how to set an adequate funding target for crowdfunding campaigns and how to aim for the best outcome in relation to your funding needs.
    This video was created for http://www.epluseurope.eu/ and http://startupeuropeclub.eu/
  • Types of Crowdfunding! Crowdfunding for Startups and SMES: Lesson 1
    Types of Crowdfunding! Crowdfunding for Startups and SMES: Lesson 1 European Crowdfunding Network Recorded: Sep 27 2017 3 mins
    This video helps startups and SME management to better understand the basic differences of the most applicable crowdfunding structures for attracting funds. Lending, Equity and Reward structures are applied to the basic funding needs. The video series continues with more details and help to understand type of crowdfunding might be applicable.
    This video was created for http://www.epluseurope.eu/ and http://startupeuropeclub.eu/
  • How to plan your crowdfunding page? Crowdfunding for startups and SMEs: Lesson
    How to plan your crowdfunding page? Crowdfunding for startups and SMEs: Lesson European Crowdfunding Network Recorded: Sep 27 2017 7 mins
    This video gives you guidelines on how to use crowdfunding platforms most effectively depending on what type of crowdfunding you are undertaking. It also reiterates key communication aspects.
  • How to crowdfund successfully? Crowdfunding for startups and SMEs: Lesson 3
    How to crowdfund successfully? Crowdfunding for startups and SMEs: Lesson 3 European Crowdfunding Network Recorded: Sep 27 2017 4 mins
    In this video you learn how to chose the right platform and how to apply best practice to create high potential crowdfunding campaigns. Please watch also the previous videos in this series, if you have not done so yet.
    Visit www.eurocrowd.org for more updates on crowdfunding in Europe. This video was created for http://www.epluseurope.eu/ and http://startupeuropeclub.eu/
  • The Millennial Workforce
    The Millennial Workforce Timothy Lietz, Director of Risk Advisory Services, Experis Finance Dec 5 2017 5:00 pm UTC 60 mins
    The Millennial Generation is one of the five generations in today's workforce and now, also the largest! Learn what motivates this powerful generation as they move into leadership roles and mold the future direction of organizations they work within.

    This informative webinar will provide an in-depth look at the Millennial workforce and cover the following aspects of this new generation:
    •A look at the five generations interacting in today's workforce
    •An overview of Millennial Generation characteristics
    •Management tips for all generations to consider
    •Current examples of leading and mentoring Millennials
    Whether you lead Millennials today, have them as teammates or colleagues, or you report to one, this session provides insight into what motivates this powerful generation and the ways they will change our workforce over the coming years.
  • MiFIR Webinar Series - Surveillance made easy
    MiFIR Webinar Series - Surveillance made easy LSEG Apr 26 2018 2:00 pm UTC 60 mins
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.