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Financial Regulation

  • Introducción a Openbravo Commerce Cloud para minoristas especializados
    Introducción a Openbravo Commerce Cloud para minoristas especializados Xavier Places Recorded: Apr 27 2017 39 mins
    Este webinar explica por qué Openbravo Commerce Cloud es una opción adecuada para minoristas que quieran aprovechar el rico conjunto de características de una solución totalmente gestionada en la nube, evitando así la inversión y otros gastos generales de TI asociados a implementaciones tradicionales on-premise, a la vez disfrutando de el mismo nivel de apoyo a operaciones de ventas ininterrumpidas en las tiendas y a la garantía de rendimiento que ofrecen estas soluciones tradicionales.
  • MiFIR Webinar Series - Unified ARM and APA reporting
    MiFIR Webinar Series - Unified ARM and APA reporting LSEG Recorded: Apr 27 2017 47 mins
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.
  • Introduction to the Openbravo Commerce Cloud for Specialty Retailers
    Introduction to the Openbravo Commerce Cloud for Specialty Retailers Xavier Places Recorded: Apr 27 2017 31 mins
    This webinar will explain why Openbravo Commerce Cloud is the right choice for retailers who want to leverage the rich feature set of a fully-managed retail solution via the cloud, thus avoiding the investment and other IT overheads associated with traditional on-premise deployments, while enjoying the same level of support for uninterrupted sales operations in stores and guaranteed performance as in traditional solutions.
  • US IPOs:  Market and Legal Developments
    US IPOs: Market and Legal Developments Anna Pinedo, James Tanenbaum; Morrison & Foerster and Kent Nelson, Raymond James Recorded: Apr 26 2017 92 mins
    After the 2016 decline in the number of US initial public offerings (IPOs), commentators questioned whether the trend toward companies deferring listings and remaining private longer would be a new norm.

    Already this year’s IPO market appears to be rebounding. During the session, the presenters will discuss:

    • Whether cross-over (or late stage) private rounds still remain an important milestone on the road to the IPO;
    • US IPO activity (sectors, VC- and PE-backed companies, foreign private issuer activity, syndicate structures);
    • Disclosure and governance trends among IPO issuers;
    • Dual track processes and the legal and business considerations;
    • Multiple share classes; and
    • Other developments.
  • SDG Webinar Series: OVERVIEW
    SDG Webinar Series: OVERVIEW Responsible-Investor.com Recorded: Apr 19 2017 59 mins
    Responsible Investor presents a series of four webinars focused on the SDGs (Sustainable development Goals).

    The SDGs - officially know as "Transforming our world: the 2030 Agenda for Sustainable Development" – are 17 aspirational Global Goals.

    They have generated unprecedented interest from investors, companies and policy-makers and could be a pivotal moment for responsible investment.

    Responsible Investor is proud to present a series of webinars dedicated to the SDGs that will drill down into some of the key issues and highlight the main points.

    The SDGs could be a game-changer for responsible investment.

    This opening session will review all current SDG developments as well as their potential impact on investment decisions and corporate behaviour.

    SPEAKERS:
    Emma Doner, Innovation Project Manager, VigeoEiris
    Kris Douma, Director Investment Practice and Engagement, PRI
    Elodie Feller, Investment Commission Coordinator, UNEPFI
    Mark Gough, Executive Director, Natural Capital Coalition

    HOST:
    Daniel Brooksbank, Editor

    SDG Webinar Series:

    APR 19 - SDG Webinar Series: OVERVIEW
    MAY 03 - SDG Webinar Series: SUSTAINABLE CITIES & COMMUNITIES
    MAY 10 - SDG Webinar Series: GENDER EQUALITY
    MAY 17 - SDG Webinar Series: ZERO HUNGER
  • Introducción a Openbravo Commerce Suite para minoristas de productos deportivos
    Introducción a Openbravo Commerce Suite para minoristas de productos deportivos Xavier Places Recorded: Mar 30 2017 59 mins
    El webinar presenta los beneficios principales de la Suite de Comercio de Openbravo para minoristas de productos deportivos, incluyendo una breve demostración de producto, destacando funcionalidades del punto de venta y back office para apoyar tanto operaciones de las tiendas como de la central.
  • Introduction to the Openbravo Commerce Suite for Sporting Goods Retailers
    Introduction to the Openbravo Commerce Suite for Sporting Goods Retailers Xavier Places Recorded: Mar 30 2017 59 mins
    This webinar will highlight the benefits of Openbravo Commerce Suite for Sporting Goods Retailers, including a short product demo, highlighting POS and back office features which support store and as well as headquarter operations.
  • Oportunidad para CIOs en Retail: Mayor flexibilidad en la nube con Openbravo
    Oportunidad para CIOs en Retail: Mayor flexibilidad en la nube con Openbravo Xavier Places Recorded: Mar 28 2017 38 mins
    En este webinar explicaremos cómo las capacidades únicas de la arquitectura de Openbravo permiten a los minoristas moverse a la nube con mayor flexibilidad y confianza gracias a características clave como un soporte nativo a funcionamiento offline proporcionado por componentes técnicos como el Store Server que permite asimismo la posibilidad de escenarios distribuidos de despliegue.
  • Smart Move for Retail CIOs: Go Cloud with Openbravo for Greater Flexibility
    Smart Move for Retail CIOs: Go Cloud with Openbravo for Greater Flexibility Martin Taal Recorded: Mar 28 2017 35 mins
    In this webinar we will explain how the unique capabilities of the Openbravo architecture allow retailers to go Cloud with greater flexibility and confidence thanks to key features such as native offline support provided by technical components like the Store Server that also enable distributed deployment scenarios.
  • TLAC Implementation in the US and the EU
    TLAC Implementation in the US and the EU Jeremy Jennings-Mares and Oliver Ireland, Morrison & Foerster; Doncho Donchev and Michael Benyaya, Credit Agricole Recorded: Mar 16 2017 93 mins
    The end of 2016 saw the publication of the US Federal Reserve Bank’s final TLAC rules and the European Commission’s legislative proposals for the implementation of TLAC into the Bank Recovery and Resolution Directive and Capital Requirements Regulation in the EU. We will discuss the details of these rules and proposals and their effect on both future capital raisings by banks and existing stocks of bank debt, including:

    • MREL subordination requirements and the effect of jurisdictional differences;
    • Key cross-Atlantic differences in TLAC;
    • Eligibility of different products, including structured notes;
    • Recent TLAC/MREL issuances; and
    •The resolution process for GSIBs.
  • Revenue Recognition Implementation: Beyond the Debits and Credits
    Revenue Recognition Implementation: Beyond the Debits and Credits Pam Henry, CPA, CGMA and Ladonna Johnson, CPA; both of Experis Finance Recorded: Mar 15 2017 59 mins
    Assessment and implementation of the new revenue recognition standard is in full force and moving beyond the assessment phase for many companies. This webinar will provide a high-level summary of the new revenue recognition standard focusing on implementation considerations including tax and internal control documentation and procedures, as well as disclosure requirements and examples of the new significant footnote disclosures. This webinar will go beyond the debits and credits and into specific areas that companies should focus on as they move toward the adoption date. The presenters will share their perspectives gained and other issues noted when advising clients on their assessment and implementations as well as noted within industry guidance.

    Presented by:
    Pam Henry, CPA, CGMA; Director - Finance and Accounting
    Ladonna Johnson, CPA; Engagement Manager – Technical Accounting
  • Navigating the Seismic Shift in Buy Side Compliance
    Navigating the Seismic Shift in Buy Side Compliance Jodie Paula Cohen, Event Creation Network Recorded: Mar 15 2017 64 mins
    ECN is pleased to be hosting a webinar with experts from PWC, Aite and NICE Actimize on March, 15.

    Join us to hear how buy side firms are addressing the challenges of the expanding global regulations, and how your own evolving business model could be a significant compliance issue.

    During this webinar participants will discuss:

    • What is behind the shift in compliance regulations, and what to expect in the future
    • How hedge funds and asset managers are reacting
    • How are hedge funds and asset managers, like you, reacting
    • Why you should embrace the change
    • Lessons learned from peers
    • Choosing the right technology

    Presenters:
    Stephen Anikewich, Head of Compliance, NICE Actimize
    Danielle Tierney, Senior Analyst, Aite
    Harshad Pitkar, Partner, Financial Services – Risk and Compliance, PWC
    Jodie Paula Cohen, Event Creation Network
  • Industry Leader Interview - Top Five Regulatory Risk in Asia
    Industry Leader Interview - Top Five Regulatory Risk in Asia Kelly Ann McHugh Recorded: Mar 3 2017 23 mins
    ECN is pleased to be hosting an interview with Kelly Ann McHugh, Head of Regulatory Intelligence, Proposition – Asia Pacific and Japan for Thomson Reuters on the 3rd March at 9.am GMT to discuss the current state of financial regulation in Asia, the key risk areas that need to be considered and to explore the future of financial regulation and how new technologies could impact the way financial institutions manage risk and remain compliant particularly in the areas of KYC and AML.
  • MiFID II Commodities Positions Reporting Webinar
    MiFID II Commodities Positions Reporting Webinar Sceaf Berry, UnaVista Regulations Business Analyst Recorded: Mar 1 2017 37 mins
    During our recent "MiFIR: Beyond the Reporting" webinar, we highlighted some of the ancillary parts of MiFID II that firms are looking into in order to stay ahead of the regulatory reporting curve.

    Some of the ancillary reporting obligations have not been talked about much by the industry resulting in firms not knowing enough about how they will be affected by these regulations.

    Join UnaVista at this webinar on Wednesday, 1 March as we shine the light on MiFID II Commodities Positions Reporting.
    You'll learn :
    What requirements you have as part of the commodities position limits regime
    If your firm is subject to commodities position reporting requirements
    If your firm can be exempted from the MiFID II commodities regime
  • Cómo situar al cliente en el centro con una estrategia orientada al servicio
    Cómo situar al cliente en el centro con una estrategia orientada al servicio Geoff Nairn Recorded: Feb 23 2017 46 mins
    Los clientes esperan cada vez más que los minoristas vayan más allá de la simple venta de productos para ofrecer también experiencias y servicios para sus estilos de vida. Los minoristas que puedan ofrecer con éxito una estrategia de venta más orientada al servicio podrán beneficiarse de varias formas. Pueden aumentar la rentabilidad al ofrecer servicios de mayor precio y margen, y reforzar la lealtad a la marca utilizando el servicio como un factor diferencial que es difícil de reproducir por parte de los competidores.
  • How to put the customer first with a service-oriented retail strategy
    How to put the customer first with a service-oriented retail strategy Geoff Nairn Recorded: Feb 23 2017 34 mins
    Customers increasingly look to retailers to go beyond simply selling products by also offering experiences and services for their lifestyles. Retailers that can successful deliver a more service-oriented retail strategy stand to benefit in several ways. They can increase profitability and wallet share by offering higher-margin services, and they reinforce brand loyalty using service as a differential factor that is difficult for rivals to reproduce.
  • Confusion or Clarity? Cross-Border Regulation of Derivatives
    Confusion or Clarity? Cross-Border Regulation of Derivatives Peter Green, Jeremy Jennings-Mares, Julian Hammar of Morrison & Foerster; Ali Hosseini, JP Morgan Recorded: Feb 22 2017 91 mins
    We will provide an update on cross-border derivative issues including recent developments in the US and the EU. Among the topics to be considered are:

    An update on the rollout of the margining rules relating to uncleared derivatives in both the US and the EU;

    Ongoing implementation of clearing requirements for OTC derivatives;

    What is the current position in relation to exchange trading of derivatives – in particular, what effect will Mifid II have in the EU?

    Where are we on substituted compliance/equivalence as between the US and the EU?

    Will Brexit and/or the new Trump administration have any effect on the international framework for derivative regulation?
  • Introducción a la Suite de Comercio de Openbravo para minoristas especializados
    Introducción a la Suite de Comercio de Openbravo para minoristas especializados Xavier Places, Product Marketing Director en Openbravo Recorded: Feb 16 2017 58 mins
    La Suite de Comercio de Openbravo es una solución de gestión multicanal para minoristas especializados de tamaño medio y grande que buscan avanzar en su estrategia omnicanal. Desde una solución de tienda a un completo ERP minorista, ofrece una excelente relación calidad-precio y mayor flexibilidad de adopción, en las propias instalaciones o en la nube en Amazon Web Services.
  • KYC in the online age
    KYC in the online age Panel Discussion featuring: UK Cabinet Office, CurrencyFair, IOX & Mitek Recorded: Feb 16 2017 47 mins
    Financial institutions from all over the world are facing increasingly strict regulations regarding the verification and authentication of their customers’ identity. The imminent enforcement of the 4AMLD and the publication of the 5AMLD will nothing but add pressure on the financial services industry.

    To keep a competitive edge and still be compliant with the latest Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations, banks, prepaid card operators, digital currency processors, exchanges, and wallets are being compelled to embrace the digitalisation of traditionally cumbersome processes such as customer due diligence and ongoing authentication.

    Aiming to simplify KYC in this ever-changing regulatory environment, and optimizing the digital channels for further security and convenience, financial institutions need to successfully achieve this change within their policies, procedures, business models, and technology infrastructures.

    During this webinar, our panel of experts will provide answers to the following questions:

    •Are the technologies to underpin digital identity verification reliable and robust enough for financial institutions to rely on them?

    •Are customers prepared to go down the digital route?

    •Can financial institutions strike the right balance between rock-solid compliance, and smooth, easy, digital customer experience?

    •How are financial institutions coping with the challenges posed by the latest regulatory updates?

    Join us for this panel discussion with our expert speakers:

    Don Thibeau, Chairman & President, The Open Identity Exchange (OIX)
    Fintan Byrne, Head of Risk & Chief Compliance Officer, CurrencyFair
    Sarah Clarke, General Manager - Identity, Mitek
    David Rennie, Identity Assurance Programme, UK Cabinet Office
  • Introduction to the Openbravo Commerce Suite Solution for Specialty Retailers
    Introduction to the Openbravo Commerce Suite Solution for Specialty Retailers Vanessa Hodgkinson Recorded: Feb 16 2017 48 mins
    The Openbravo Commerce Suite is a multi-channel retail management solution for mid-size to large specialty retailers looking to advance their omnichannel strategy. From Store solution to complete Retail ERP, it offers excellent value for money and greater adoption flexibility, either On Premise or in the Cloud in Amazon Web Services.
    Openbravo Commerce Suite features a powerful web- and mobile-ready POS with a broad set of assisted sale capabilities as well as support for store and headquarters operations such as inventory management, financials and analytics.
    These functionalities are delivered through an intuitive, user-friendly and productivity-enhancing web interface – all built on a highly flexible technology platform that allows the solution to be tailored to any retailer-specific need.
  • Bricks Vs. Clicks Part 2: Analysis & Insights
    Bricks Vs. Clicks Part 2: Analysis & Insights Ben Conwell & Garrick Brown Recorded: Feb 15 2017 64 mins
    Hear Ben Conwell; our eCommerce Fulfillment Practice Group Expert (and former Amazon N. American Operations Real Estate Director) and Garrick Brown; our Head of Retail Research for the Americas, explore the impact of the holiday shopping season and eCommerce, and relevant trends and data points affecting what’s in store for supply chain and brick-and-mortar retail in 2017.
  • Introduction to the Openbravo Commerce Suite Solution for Specialty Retailers
    Introduction to the Openbravo Commerce Suite Solution for Specialty Retailers Vanessa Hodgkinson Recorded: Feb 9 2017 1 min
    The Openbravo Commerce Suite is a multi-channel retail management solution for mid-size to large specialty retailers looking to advance their omnichannel strategy. From Store solution to complete Retail ERP, it offers excellent value for money and greater adoption flexibility, either On Premise or in the Cloud in Amazon Web Services.
    Openbravo Commerce Suite features a powerful web- and mobile-ready POS with a broad set of assisted sale capabilities as well as support for store and headquarters operations such as inventory management, financials and analytics.
    These functionalities are delivered through an intuitive, user-friendly and productivity-enhancing web interface – all built on a highly flexible technology platform that allows the solution to be tailored to any retailer-specific need.
  • MiFIR: Beyond the reporting
    MiFIR: Beyond the reporting UnaVista, TRADEcho Recorded: Jan 31 2017 62 mins
    MiFIR goes live in just over 365 days, leading firms are now moving past trade and transaction reporting and focusing on remaining requirements. UnaVista and TRADEcho invite you to this webinar where we will be talking about the ancillary parts of MIFIR reporting.

    How will your firm address RTS 23 Reference Data Reporting? Are you required to do Commodities Position Reporting? How are you going to acquire LEIs and ISINs for your reporting?

    Find out more on this webinar.
  • Rise to the GST Challenge in Indian Retail
    Rise to the GST Challenge in Indian Retail Hari Madhavan - Director ERP Practice - Promantia Global Consulting LLP (& Geoff Nairn) Recorded: Jan 31 2017 33 mins
    The Goods and Service Tax (GST) will radically reform India’s economy creating a common Indian market for goods and services, and bringing important benefits for retailers. For example, manufactured goods could become cheaper, logistics and inventory costs will fall, and the obstacles to e-commerce in India created by state restrictions and levies will reduce. GST has to be implemented by September 16 2017 at the latest, so time is running out for retailers that have not yet embarked on a strategy to make their practices and systems compliant with the new GST regime.
  • The Softer Side of IT: Cultivating hard-to-find soft skills in today's workforce
    The Softer Side of IT: Cultivating hard-to-find soft skills in today's workforce Experis and Right Management Recorded: Jan 17 2017 60 mins
    IT leaders are increasingly uncovering the value of soft skills within their workforce. They’re telling us that soft skills—specifically communication and collaboration skills—can be as important as some technical competencies. What is causing increasing demands for soft skills in IT talent? How do IT leaders assess the soft skills of new recruits? Can these skills be developed in existing employees?

    During this webinar, you’ll hear experts from Experis and Right Management discuss the need for improved soft skills within today’s IT workforce and how IT leaders can ensure their workforce has the skills required to succeed in today’s world of work.

    By participating in this webinar, you will:
    Understand the increasing importance of communication and collaboration skills in IT roles today
    Gain greater insight from workforce experts about how to assess new IT recruits for soft skill proficiency
    Learn best-practice strategies for developing communication and collaboration skills within your team

    * NOTE: This event qualifies for 1 CPE credit.
    Experis is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org. Should this course need to be cancelled or rescheduled by Experis, a 24-hour notice will be provided. For more information regarding administrative policies such as complaint and refund, contact Learning & Development at 414-319-3400.
  • SDG Webinar Series: SUSTAINABLE CITIES & COMMUNITIES
    SDG Webinar Series: SUSTAINABLE CITIES & COMMUNITIES Responsible-Investor.com May 3 2017 1:00 pm UTC 60 mins
    Responsible Investor presents a series of four webinars focused on the SDGs (Sustainable development Goals).

    This second webinar in the series will focus on how investors can make cities and human settlements inclusive, safe, resilient and sustainable.

    The SDGs - officially know as "Transforming our world: the 2030 Agenda for Sustainable Development" – are 17 aspirational Global Goals.

    They have generated unprecedented interest from investors, companies and policy-makers and could be a pivotal moment for responsible investment.

    Responsible Investor is proud to present a series of webinars dedicated to the SDGs that will drill down into some of the key issues and highlight the main points.

    The SDGs could be a game-changer for responsible investment.

    SDG Webinar Series:

    APR 19 - SDG Webinar Series: OVERVIEW
    MAY 03 - SDG Webinar Series: SUSTAINABLE CITIES & COMMUNITIES
    MAY 10 - SDG Webinar Series: GENDER EQUALITY
    MAY 17 - SDG Webinar Series: ZERO HUNGER
  • Social in financial services: opportunity to engage or regulatory nightmare?
    Social in financial services: opportunity to engage or regulatory nightmare? Patrick Barnert, Qumram, Joy Macknight, The Banker, David Bruno, UBS, Courtney McQuade May 3 2017 2:00 pm UTC 60 mins
    There is no doubt that social media is a valuable engagement platform for any business. So why have financial services firms been so slow to engage with customers via this channel?

    In this webinar we will discuss:
    * What is the truth about social media in financial services: do customers really want it, and if so, what for?

    * How are banks and other financial institutions reacting?

    * Is the use of social media for two-way communication in financial services a reality today?

    * What are the compliance and risk challenges associated with social media usage; how can they be mitigated?

    * Which financial institutions are leading the way?

    * Should banks build their own social platforms to avoid compliance and control issues?
  • Privilege: Shifting Sands, Protecting Information in Cross-Border Investigations
    Privilege: Shifting Sands, Protecting Information in Cross-Border Investigations Satindar Dogra (Partner, London) and Adam Lurie (Partner, Washington D.C.), Linklaters LLP May 3 2017 3:00 pm UTC 75 mins
    With cross-border enforcement on the rise, companies must consider what information, if any, to provide to various regulators. But that’s only the start of the challenge. Having decided to provide information, companies must carefully consider how to protect their privileged and otherwise protected information, including information subject to data protection law.

    This GIR Live webinar will break down these challenges as well as looking at various strategies that companies can take to protect that which is privileged or protected when interacting with regulators around the world.

    In the GIR Live style, the webinar will aim to be highly conversational and will include time for a question and answer session with the presenters.

    Issues to be addressed include:
    •How to protect privilege and data privacy during an internal investigation in response to a regulator.
    •How to interact with regulators while preserving privilege and data protection rules.
    • How do legal privileges and data privacy protections vary between key jurisdictions?
    •How does increasing cross-jurisdictional cooperation between regulators impact these considerations?
    •What recent developments should practitioners should be aware of?
  • SDG Webinar Series: GENDER EQUALITY
    SDG Webinar Series: GENDER EQUALITY Responsible-Investor.com May 10 2017 1:00 pm UTC 60 mins
    Responsible Investor presents a series of four webinars focused on the SDGs (Sustainable development Goals).

    This third webinar in the series will focus on how investors can achieve gender equality and empower all women and girls.

    The SDGs - officially know as "Transforming our world: the 2030 Agenda for Sustainable Development" – are 17 aspirational Global Goals.

    They have generated unprecedented interest from investors, companies and policy-makers and could be a pivotal moment for responsible investment.

    Responsible Investor is proud to present a series of webinars dedicated to the SDGs that will drill down into some of the key issues and highlight the main points.

    The SDGs could be a game-changer for responsible investment.

    SDG Webinar Series:

    APR 19 - SDG Webinar Series: OVERVIEW
    MAY 03 - SDG Webinar Series: SUSTAINABLE CITIES & COMMUNITIES
    MAY 10 - SDG Webinar Series: GENDER EQUALITY
    MAY 17 - SDG Webinar Series: ZERO HUNGER
  • Bottom-line Savings through Contract Compliance and Cost Recovery
    Bottom-line Savings through Contract Compliance and Cost Recovery George Albarelli, RAS Director, and Bill Consolie, Practice Leader-Construction Services, both of Experis Finance May 10 2017 4:00 pm UTC 60 mins
    During this session, we will discuss how identifying risks and weaknesses in the procurement and contract process can result in reduced costs, recovered savings and corporate governance. You will learn how to identify differences between the contracted commercial teams and what is actually invoiced by vendors using a proven four-phased approach, data mining and other techniques to accentuate manual efforts. You also will discover how to embed controls and recover real dollars through an in-depth review of your procurement process and contracts.

    This webinar features George Albarelli, Director of Risk Advisory Services, and Bill Consolie, Global Practice Leader of Construction Services. They will:

    •Provide background and perspective on procurement contract compliance efforts
    •Demonstrate how to identify contract risks and weaknesses in the procurement and contract process
    •Introduce processes that could reduce overpayments
    •Share how to imbed controls and recover real dollars

    In addition to the above, the presenters will highlight specific aspects of contract compliance as it relates to construction. Specifically, they will emphasize:
    •Cost recovery
    •Risk mitigation
    •Cost avoidance
    •Cash management / cash flow

    Presented by George Albarelli, RAS Director, and Bill Consolie, Practice Leader-Construction Services, both of Experis Finance.
  • MiFIR for APAC firms
    MiFIR for APAC firms UnaVista, LSEG and Catena May 17 2017 7:00 am UTC 60 mins
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.
  • SDG Webinar Series: ZERO HUNGER
    SDG Webinar Series: ZERO HUNGER Responsible-Investor.com May 17 2017 1:00 pm UTC 60 mins
    Responsible Investor presents a series of four webinars focused on the SDGs (Sustainable development Goals).

    This fourth webinar in the series will focus on how to invest in food security, nutrition and sustainable agriculture..

    The SDGs - officially know as "Transforming our world: the 2030 Agenda for Sustainable Development" – are 17 aspirational Global Goals.

    They have generated unprecedented interest from investors, companies and policy-makers and could be a pivotal moment for responsible investment.

    Responsible Investor is proud to present a series of webinars dedicated to the SDGs that will drill down into some of the key issues and highlight the main points.

    The SDGs could be a game-changer for responsible investment.

    SDG Webinar Series:

    APR 19 - SDG Webinar Series: OVERVIEW
    MAY 03 - SDG Webinar Series: SUSTAINABLE CITIES & COMMUNITIES
    MAY 10 - SDG Webinar Series: GENDER EQUALITY
    MAY 17 - SDG Webinar Series: ZERO HUNGER
  • MiFIR Webinar Series - MiFIR for Wealth Managers
    MiFIR Webinar Series - MiFIR for Wealth Managers LSEG and WMA May 30 2017 2:00 pm UTC 60 mins
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.
  • GDPR vs Trump vs Brexit vs Privacy Shield – how can you protect your data?
    GDPR vs Trump vs Brexit vs Privacy Shield – how can you protect your data? FRA’s co-founders; Toby Duthie, Frances McLeod and Greg Mason May 30 2017 2:30 pm UTC 75 mins
    With Safe Harbor being invalidated, EU-US Privacy Shield and Swiss-US Privacy Shield (“Shield”) yet to be tested, the outcome of Brexit being unknown, General Data Protection Regulation (“GDPR”) coming into effect next year, and the Trump administration putting a spin on all the above – the uncertainty surrounding the current regulatory environment will inevitably add complexity to the issue of data transfers, especially in the context of investigations and disputes – and, by extension eDiscovery.

    As regulatory investigations and related processes frequently span several years, strategic decisions made today around data transfers will have important ramifications down the line. Do you know where your/your client’s data currently is hosted and if it is being held in accordance with the various and, at times, conflicting data privacy laws? If the answer is 'no', significant reputation and even financial implications could develop.

    This GIR Live webinar will break down the current data protection laws and set out some considerations and practical guidelines to minimize risk exposure for companies and professional services firms dealing with cross-border investigations and litigation. In the GIR Live style, the webinar will aim to be highly conversational and will include time for a question and answer session with the presenters.

    Issues to be addressed include:

    • Data privacy and adequate protection
    • Safe Harbor vs Privacy Shield vs GDPR
    • The Trump administration
    • How to manage conflicts of law in a global investigation – practical tips from real life case studies
  • MiFIR Webinar Series - MiFIR for Buy-Side
    MiFIR Webinar Series - MiFIR for Buy-Side LSEG Jun 13 2017 2:00 pm UTC 60 mins
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.
  • MiFIR Webinar Series - the right systems and controls
    MiFIR Webinar Series - the right systems and controls LSEG and Kaizen Reporting Jun 28 2017 2:00 pm UTC 60 mins
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.
  • MiFIR Webinar Series - Surveillance made easy
    MiFIR Webinar Series - Surveillance made easy LSEG Jul 18 2017 2:00 pm UTC 60 mins
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.