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US Wealth Managers

Community information
Welcome to the US wealth managers community on BrightTALK. Join this community to hear industry experts share market, compliance, legal, tax and fund updates and analysis. You can also find helpful tips on financial planning, asset allocation, portfolio management and engaging and retaining high net-worth (HNW) clients.
  • Adhering to international maritime sanctions requirements can be challenging in today’s regulatory landscape. Join Dow Jones Risk & Compliance and experts from HFW and Pole Star for a discussion on best practice in shipping compliance. Learn about regulatory developments -- including the latest UN Security Council communiques on "Sanctions compliance for the maritime transportation sector" -- and leverage case studies on the use of enhanced sanctions data and monitoring tools to mitigate sanctions risk.
  • This webcast is in partnership with Responsible Investor and Northern Trust Asset Management. With guest speaker, EUROSIF's Executive Director, François Passant.

    ‘Regulation’ is one of the main drivers of ESG growth. This webcast will discuss its impact on the changing shape of Environmental, Social and Governance (ESG).

    We will study the global efforts to pass legislation, implement codes of practice and self-regulation, and aim to understand what each of these efforts means for investors as they look towards incorporating ESG criteria in their portfolios – and whether it will push investors to consider ESG when they otherwise might not.