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US Wealth Managers

  • Impersonation and Personal Data: Securing and Protecting Financial Services
    Impersonation and Personal Data: Securing and Protecting Financial Services
    Jonathan Williams (Mk2 Consulting Ltd), Rowenna Fielding (Protecture), Sarah Rutherford (FICO) Recorded: Feb 26 2020 59 mins
    Legislation is placing an increasing burden on the financial services industry both to know its customers and to minimise personal data held. How do providers resolve that apparent contradiction and ensure that their accounts are safe, both for consumers and businesses? What are the key approaches and how can financial service providers keep up with the rate of technological progress and criminals?
  • Applying AI and Machine Learning to Fight Fraud at Scale
    Applying AI and Machine Learning to Fight Fraud at Scale
    Julian Wong, VP of Customer Success, DataVisor Recorded: Feb 26 2020 45 mins
    With large-scale data breaches in the news almost every month, financial institutions are becoming increasingly vulnerable to synthetic identity fraud, account takeovers and other types of malicious activity.

    Fraudsters today have access to powerful computing resources and tools, giving them the ability to launch large-scale sophisticated attacks. This has led to an increasing number of businesses turning to more advanced methods for identifying suspicious activity and mitigating risk.

    Tune into this session to learn about new fraud trends and to also find out how AI and big data technology can be applied to uncover new fraud patterns early before they have time to do serious damage.
  • Solving Fraud and Risk Challenges using Machine Learning Threat Detection
    Solving Fraud and Risk Challenges using Machine Learning Threat Detection
    Ron Wise Recorded: Feb 26 2020 27 mins
    Machine learning can help process the enormous volume of data that is overwhelming traditional IT security infrastructure and human researchers. It automates and scales cybersecurity to meet these
    growing challenges.

    Leveraging the capabilities of machine-learning enabled systems is critical for organizations that are highly targeted for cyberattacks. This presentation will examine the benefits machine learning provides to reduce fraud and manage risk.
  • The Future of Financial Services Security
    The Future of Financial Services Security
    Paul Crichard (BT Security), Saso Mickov (Sparkasse Bank), Melike Belli (Cybertonica Ltd), Seema Khinda Johnson (Nuggets) Recorded: Feb 26 2020 57 mins
    Data breaches have risen 480% within Financial Services firms in the UK. With the Financial Services industry being plagued by constant risks and regular threats, professionals need to be at the top of their game to thwart criminals.

    Join this panel where our experts will discuss:
    -What is the current state of Financial Services security?
    -How can organisations prevent and detect threats?
    -What are the key questions FIs should be asking their security teams?
    -Are new regulations doing enough to keep FIs and their customers safe?
  • Transforming Payment Security from a Burden to a Competitive Advantage
    Transforming Payment Security from a Burden to a Competitive Advantage
    Matt McBride, Modo | John Brown, NS8 Recorded: Feb 25 2020 49 mins
    With every transaction, merchants are learning more and more about their customers. And with those learnings come data and lots of it - a breach of that payments data is a nightmare for any merchant. Consumers are trusting you with their sensitive data, and losing that trust also equates to lost business. Is security simply a must-do, or can you turn it into a competitive advantage for your business? Listen in to information security and cybersecurity experts in the payments space as they discuss the minimum requirements as well as the next steps you can take to create a better customer experience while maintaining the highest levels of security.

    Some questions we'll answer:
    - What is the burden on merchants to maintain compliance?
    - How are current security measures causing friction in the payments experience?
    - What are some tokenization options for merchants?
    - What are other measures past the minimum security requirements that will elevate your business?

    Moderator to come*
    Panelists: Matt McBride, CISO at Modo
    John Brown, Solutions Consultant, NS8
  • Payments Strategy is the New Marketing Strategy
    Payments Strategy is the New Marketing Strategy
    Michele Tivey, Co-Founder & CEO, Payometry Recorded: Feb 25 2020 44 mins
    Having a great product and a slick marketing campaign isn’t enough anymore.

    In the age of Uber and order-ahead, customers crave convenience, and payment options and methods help companies attract and keep customers.

    What is your payments strategy?
    Does it involve hardware and software?
    What can you do to be on the cutting edge in payments to assist with customer retention and increase profits?
  • Panel Session: Big Data and AI in Banking
    Panel Session: Big Data and AI in Banking
    Bharat Bhushan | Valentina Kristensen | Richard Price | Marie Measures | Mitesh Soni Recorded: Feb 25 2020 60 mins
    Any process and interaction that can be digitised is being digitised - either for customer convenience or, for operational efficiency and costs. But, what happens when every bank and every possible process is digitised. What next? How can banks differentiate themselves? What role can data and AI play in creating value?

    In this session, we will hear from industry leaders on their views on this topic and pragmatic recommendations on how to get started on this journey.

    Moderated by:
    Bharat Bhushan, CTO Banking & Financial Markets, IBM
    Panelists:
    Marie Measures, CIO, Coventry Building Society
    Richard Price, Sales Director, TIBCO
    Valentina Kristensen, Director, Growth & Communications, OakNorth
    Mitesh Soni, Senior Director - Innovation and Fintech, Finastra
  • Trends in eCommerce, Mobile and Cross-Border Payments
    Trends in eCommerce, Mobile and Cross-Border Payments
    Monique Morrow, Alberto Azevedo and Mehran Zarrebini Recorded: Feb 25 2020 48 mins
    Speakers will present trends in the E-Commerce, Mobile and Cross Border Payment Systems. The speakers will provide examples of these trends and present a view of where the market is going.

    At the end of the webinar, the attendees will have be able to assess opportunities in the payments innovation space.
  • A Practical Data Privacy and Security Approach to FFIEC, GDPR and CCPA
    A Practical Data Privacy and Security Approach to FFIEC, GDPR and CCPA
    Ulf Mattsson, Head of Innovation, TokenEx Recorded: Feb 24 2020 61 mins
    With sensitive data residing everywhere, organizations becoming more mobile, and the breach epidemic growing, the need for advanced data privacy and security solutions has become even more critical. French regulators cited GDPR in fining Google $57 million and the U.K.'s Information Commissioner's Office is seeking a $230 million fine against British Airways and seeking $124 million from Marriott. Facebook is setting aside $3 billion to cover the costs of a privacy investigation launched by US regulators.

    This session will take a practical approach to address guidance and standards from the Federal Financial Institutions Examination Council (FFIEC), EU GDPR, California CCPA, NIST Risk Management Framework, COBIT and the ISO 31000 Risk management Principles and Guidelines.

    Learn how new data privacy and security techniques can help with compliance and data breaches, on-premises, and in public and private clouds.
  • Financial Crime Fighters: A Closer Look at Risks & Best Practices
    Financial Crime Fighters: A Closer Look at Risks & Best Practices
    Salma Sobhy, Compliance Officer, Emirates NBD Recorded: Feb 24 2020 44 mins
    What are the current risks banks are facing regarding financial crimes, and what are the controls that need to be put in place to mitigate those risks? This webinar will take a closer look into best practices that financial institutions can implement to lessen the risk of fraud and protect their customers. You'll discover:

    - The security risks and threats that banks and financial institutions are facing in today's technology landscape
    - Best practices around KYC (Know Your Customer), CDD (Customer Due Diligence), (Enhanced Due Diligence) EDD and Transactions Monitoring that will strengthen data security and reduce potential for fraud
    - And more!
  • AML and KYC: Best practices for the new era of compliance and security
    AML and KYC: Best practices for the new era of compliance and security
    Alex Ford (Encompass), Denisse Rudich (FireDrake Consulting) Recorded: Feb 24 2020 60 mins
    -How to better handle performing client due diligence on an ongoing basis?
    -What are the challenges of the traditional AML/KYC procedures?
    -What can we expect from the AML Directive that comes into force in June of this year?
    -What are the common mistakes FIs make when managing their data?
    -How can Machine Learning and automation help?
  • An Insider's View of the Active Model Portfolios Landscape
    An Insider's View of the Active Model Portfolios Landscape
    Allan Lane, PhD, Algo-Chain | Callan Boyle, Linear Investments | James Churchman, Linear Investments Recorded: Feb 20 2020 60 mins
    Panel:

    Allan Lane, PhD | Founding Partner, Algo-Chain
    Callan Boyle│ Vice President of Fund Investments, Linear Investments
    James Churchman │ Head of Sales, Linear Investments



    You'll learn about
    - The role that Active funds play in the UK's Model Portfolio Landscape and how this market is evolving
    - The types of active products that are selected by DFMs and Financial Advisors and what are the key steps of the due diligence process that goes on behind the scenes
    - Why the management lifecycle of a portfolio comprising active funds might differ from one built using passive funds
  • Disability Inclusion: a strategic ESG perspective for investors
    Disability Inclusion: a strategic ESG perspective for investors
    PRI, AAPD, Illinois State Treasurer & Voya Financial Recorded: Feb 19 2020 54 mins
    This webinar will explore disability inclusion in the workplace as a critical social issue for investors which needs to be examined with a strategic perceptive, mitigating risks and realising the opportunities that disability brings. The speakers will discuss increasing evidence that embracing equality and diversity contributes to the long-term success of corporations, key initiatives such as the Disability Equality Index and the Investor Statement on Disability Inclusion and how investors can not only seek to align their portfolios but also to promote this practice within their own firms.

    Speakers include:

    - Fiona Reynolds, CEO, PRI
    - Ted Kennedy Jr, Chair of the Board of the American Association of People with Disabilities (AAPD) and Member of the Firm in the Health Care and Life Sciences practice, Epstein Becker Green
    - Michael Frerichs, Illinois State Treasurer
    - Paul Gennaro, Senior VP and Chief Brand and Communications Officer, Voya Financial
  • Webinar: Climate risk analytics for sovereign debt markets
    Webinar: Climate risk analytics for sovereign debt markets
    Katie Prideaux, Analytics Product Specialist,Yield Book, Helene Bakhtiar, Sustainable Investment Product, Beyond Ratings Recorded: Feb 19 2020 41 mins
    The Information Services Division of LSEG is pleased to announce that Beyond Ratings, a leading provider of climate risk in fixed income and Yield Book, a leading fixed income analytics platform, have combined their expertise in a flexible and transparent analytics solution.

    Learn how Beyond Ratings’ climate risk and ESG data can be utilized within Yield Book’s Excel Add-In for fixed income markets across 170+ sovereigns in this interactive webinar.

    THE WEBINAR WILL COVER:
    •Demonstration of how to conduct climate risk portfolio analytics on-demand, with transparency into 300+ underlying climate, social and governance-aligned factors through the Yield Book Excel Add-In
    •Create climate-adjusted portfolio and benchmark analytics, including measurement of your portfolio’s current carbon footprint, temperature trajectory and gap to 2-degree scenarios
    •Automation of reports for snapshotting ESG performance, understanding drivers of Sustainability Ratings and fulfilling numerous disclosure frameworks such as TCFD and PRI.

    Interested in the product? Contact sales@yieldbook.com for more information.
  • Innovation, Exponential Technologies & The Benefits of Thematic ETFs
    Innovation, Exponential Technologies & The Benefits of Thematic ETFs
    Allan Lane, PhD, Algo-Chain | Rupert Haddon, First Trust | Gregg Guerin, First Trust Recorded: Feb 13 2020 59 mins
    This week, you'll learn about:

    - How the impact of innovation and technology has reshaped the classification schemes driving sector investing.
    - Why Exponential Technologies might land in your investment portfolio sooner than you think.
    - What are the trends in Thematic Investing that are garnering the most interest from the end investor base.
  • How to grow AuM by creating and delivering better investor experiences, faster
    How to grow AuM by creating and delivering better investor experiences, faster
    Mash Patel, CEO & Founder, Kurtosys Recorded: Feb 12 2020 45 mins
    We all know what’s real. It’s here, now, and very specific. To achieve real growth, you need to meet the needs of modern investors, which can only be done through providing a powerful, fast investor experience.

    In this webinar, Kurtosys CEO & Founder Mash Patel will outline how to create, manage and deliver better investor experiences, faster – to ultimately grow your AuM.

    Register now to learn:
    • How to provide a superior digital investor experience
    • How automation can help you empower your sales and marketing teams
    • How a better investor experience can help you achieve AuM growth
    • How Kurtosys can assist you in achieving this

    Join us on 12 February 2020 at 10am EST/4pm CET.
  • A Deep Dive on Constructing ETF Model Portfolios
    A Deep Dive on Constructing ETF Model Portfolios
    Allan Lane, PhD, Founding Partner, Algo-Chain | Irene Bauer, PhD, Chief Investment Officer, Twenty20 Investments Recorded: Feb 6 2020 59 mins
    You'll learn about:

    What part do Model Portfolios play in the UK's Financial Advisor eco system?
    What are the issues one needs to address if you want to successfully use ETFs on Advisor platforms?
    How to select ETFs for tactical asset allocations based on the latest Macro-Economic data?
  • Kaizen: Regulatory reporting and wealth managers
    Kaizen: Regulatory reporting and wealth managers
    Stephen Wall, Co-Founder, Head of Marketplace & Content, The Wealth Mosaic Recorded: Feb 6 2020 2 mins
    Welcome to the fourth and final video of our video interview series with London, UK-headquartered Kaizen Reporting. Here, we interview Dario Crispini, CEO, who provides us with a view on the status of wealth managers in terms of regulatory reporting.

    Thank you again to Dario for his time in providing this overview.

    More insights from Kaizen to follow soon.....
  • Accessing the Taiwanese equity market via an ESG index
    Accessing the Taiwanese equity market via an ESG index
    Alex Chen, Ph.D., CFA (FTSE Russell), Frank H. Lin (Yuanta Securities) Recorded: Feb 6 2020 35 mins
    With the growing demand, both in Asia and globally, for ESG considerations to be integrated into investment strategies, FTSE Russell has partnered with Taiwan Index Plus Corp. (TIP) to develop the first domestic Taiwan benchmark using the FTSE ESG Ratings and Data model.

    The FTSE4Good TIP Taiwan ESG Index is designed to measure the performance of companies on the Taiwan Stock Exchange that meet the globally recognised ESG inclusion standards used by the FTSE4Good Index Series.

    How can investors access the Taiwanese market while incorporating sustainable investment considerations?

    Join experts from FTSE Russell and Yuanta Securities as they discuss the cutting-edge methodology behind the FTSE4Good TIP Taiwan ESG Index and the potential benefits of investing in the Taiwanese market via an Exchange Traded Fund (ETF).

    Speakers:
    Alex Chen, Associate Director, Research & Analytics, FTSE Russell
    Frank Lin, Senior Manager, Index and Quantitative Investment, Yuanta Securities

    For more information about the index, please visit https://www.ftserussell.com/products/indices/ftse4good

    *** Please note that this webinar is addressed exclusively to professional/institutional investors in Europe and/or jurisdictions where Yuanta Securities' products are approved for distribution. ***
  • Wealth Dynamix: Where is wealth management in its digitalization journey?
    Wealth Dynamix: Where is wealth management in its digitalization journey?
    Stephen Wall, Co-Founder, Head of Marketplace & Content, The Wealth Mosaic Recorded: Feb 4 2020 3 mins
    Welcome to the third video in our new video interview series with Wealth Dynamix. Here, Antony Bream, Managing Director - UK and Americas, provides us with a view on:

    - Where the wealth management industry is in its digitalization journey and whether there has been progress
    - What other industries do they look at to define the digital experience

    Thank you again to Antony for his time and insights.

    More insights to follow soon.....
  • Focus Solutions:Supporting wealth managers in inter-generational wealth transfer
    Focus Solutions:Supporting wealth managers in inter-generational wealth transfer
    Stephen Wall, Co-Founder, Head of Marketplace & Content, The Wealth Mosaic Recorded: Feb 4 2020 4 mins
    Welcome to the tenth video from our video interview series with United Kingdom-headquartered FinTech, Focus Solutions. In this video, we interview Dave Upton, Managing Director, who provides us with a view on the topic of Intergenerational wealth transfer and which aspects of the modern technology toolkit available to wealth managers will be key in helping them stay relevant in this changing environment.

    Thank you again to Dave for his time and insights.

    More insights to follow from Focus soon.....
  • Ways To Improve Customer Experience And Why Live Utility Data Can Help
    Ways To Improve Customer Experience And Why Live Utility Data Can Help
    Chris Kelly - Business Development Director – Gaming Recorded: Jan 30 2020 10 mins
    Delivering a smooth customer onboarding process whilst meeting market regulations can be challenging for all organisations. How can you ensure a great UX whilst adhering to regulations?

    This ‘on-demand’ webinar focuses on ways to improve the onboarding process for your customers using live utility data. Yes, that’s right, utility data.


    Today, online customers, whether they’re looking to set up a gambling account, playing free online games, or making any form of online purchase, expect an easy and pain-free registration process.

    The challenge for many organisations operating within regulated markets is how to meet the needs of their customers whilst ensuring they meet market regulations.

    In this latest webinar, I talk you through the best ways to meet your customers’ needs as well as complying with regulations. I explain why using utility data is the answer.


    Presenter:

    Chris Kelly - Business Development Director – Gaming

    With years of experience in the ID&V space, Chris supports clients with their KYC and AML challenges to define the right solutions which meet the needs of the organisation and its customers. He enables clients to onboard more customers, reduce customer friction whilst increasing conversion rates and reducing costs.
  • Tindeco: Delivering automation and innovation to clients
    Tindeco: Delivering automation and innovation to clients
    Stephen Wall, Co-Founder, Head of Marketplace & Content, The Wealth Mosaic Recorded: Jan 29 2020 5 mins
    Welcome to the sixth video of our new video interview series with Tindeco Financial Services. In this video, we interview Michael Kaimakliotis, CEO of Tindeco who talks to us through what Tindeco means when they talk about delivering automation and innovation to clients.

    Thank you again to Michael for his time and insights.

    More insights from Tindeco to follow soon.....
  • How is Wealth Dynamix supporting current trends in wealth management?
    How is Wealth Dynamix supporting current trends in wealth management?
    Stephen Wall, Co-Founder, Head of Marketplace & Content, The Wealth Mosaic Recorded: Jan 28 2020 3 mins
    In this second video of our video interview series with Wealth Dynamix, Antony Bream, Managing Director - UK and Americas, provides us with an overview of how the firm's solution is set up to help wealth managers meet some of the challenges they face, including:

    - How the Wealth Dynamix solution is set-up to support the current technology trends and developments in wealth management

    -How is Wealth Dynamix integrating other wealth management technologies?

    Thank you again to Antony for his time and insights.

    More insights to follow soon.....
  • Focus Solutions: Technology and improving the client experience –a WM case study
    Focus Solutions: Technology and improving the client experience –a WM case study
    Stephen Wall, Co-Founder, Head of Marketplace & Content, The Wealth Mosaic Recorded: Jan 28 2020 2 mins
    Welcome to the ninth video of our video interview series with United Kingdom-headquartered FinTech, Focus Solutions. In this video, we interview Mike Hearfield, Head of Digital, who provides us with an overview from a client experience project that the firm is working on with a UK wealth management firm.

    Thank you again to Mike for his time and insights.

    More insights from Focus to follow soon.....
  • How AI is Powering the Fight Against Financial Crime
    How AI is Powering the Fight Against Financial Crime
    Charles Delingpole, CEO & Founder ComplyAdvantage Feb 27 2020 1:00 pm UTC 46 mins
    There’s much hype and excitement around how AI and machine learning could transform the world of finance. But a key area of development growing behind the scenes of talking robots and automated assistants is how these new technologies will have a seismic impact on Anti-Money Laundering (AML) and Counter-terror Financing (CTF) back-end compliance processes. AI can dramatically improve AML risk data collection; spotting new risks faster and digging deeper for hidden risks.

    It will also shift customer onboarding & KYC processes from ‘name matching’ to contextual ‘identity matching’ to reduce false positives and false negatives. Unlike other industries, the training data required to make this a reality with machine learning techniques are available today.

    AI-driven compliance will ultimately have an enormous impact on how financial services will work - increasing automation, reducing manual overheads and helping prevent financial crime.


    Presented by Charles Delingpole, CEO & Founder ComplyAdvantage

    Charles Delingpole founded ComplyAdvantage in 2014, and as CEO leads the product development and growth of the company. Charles set up his first company, The Student Room Group, now the world’s largest student discussion forum, when he was 16. After completing his MA in Politics at Trinity College Cambridge, and then an MSc in Management, Strategy and Finance from the LSE, he became an associate at J.P. Morgan Cazenove. He then went on to co-found FinTech firm MarketInvoice, a peer -to - peer financing company which uses customer data to digitise the approach to financial risk analysis.
  • The Rise of Passive Fixed Income: Broad Exposures vs Precision Tools
    The Rise of Passive Fixed Income: Broad Exposures vs Precision Tools
    Allan Lane, PhD, Algo-Chain | Michael John (“MJ”) Lytle, Tabula IM | Jason Smith, CIO Tabula IM Feb 27 2020 4:00 pm UTC 60 mins
    This week, You'll learn about

    -Why there is still scope for innovation in passive products
    -Using passive fixed income ETFs to make precise asset allocations
    -How to use ETFs to access alternative sources of return

    Panel:

    Allan Lane, PhD | Founding Partner, Algo-Chain
    Michael John (“MJ”) Lytle, │ Chief Executive Officer, Tabula Investment Management
    Jason Smith│ Chief Investment Officer, Tabula Investment Management
  • Transforming Compliance with Artificial Intelligence
    Transforming Compliance with Artificial Intelligence
    Elliot Burgess, Head of Product, CUBE Feb 27 2020 6:00 pm UTC 49 mins
    Join our live webinar to learn which elements of AI are driving value for risk and compliance? (i.e. ML, NLP, RPA). Also learn about AI in practice - how regulated financial institutions are utilizing AI today, why
    why AI is the only answer to addressing big data compliance challenges, at scale. We will also go over what happened when RegTech met SupTech – how are regulators are applying AI to ease and accelerate compliance processes.
  • Q1 Global Market Review. Coronavirus contagion – a market assessment
    Q1 Global Market Review. Coronavirus contagion – a market assessment
    Philip Lawlor, managing director, Global Markets Research, FTSE Russell Mar 4 2020 10:30 am UTC 45 mins
    Join Philip Lawlor, managing director, global markets research, for a 30-minute webinar, during which he will discuss the impact of the coronavirus on market returns and gauge its effect on the global economy, the credit cycle and market drivers, such as profits, valuations and factors.
  • Q1 Global Market Review: Coronavirus contagion – a market assessment
    Q1 Global Market Review: Coronavirus contagion – a market assessment
    Alec Young, managing director of Global Markets Research, FTSE Russell Mar 4 2020 4:00 pm UTC 45 mins
    Join Alec Young, managing director, global markets research, for a 30-minute webinar, during which he will discuss the impact of the coronavirus on market returns and gauge its effect on the global economy, the credit cycle and market drivers, such as profits, valuations and factors.

    Key discussion points

    •Economic impact: will it be a “V” or a “U”?
    •What is the status of market valuations?
    •How extreme are sentiment shifts?
  • WealthTech Talks: Technology to support client engagement in wealth management
    WealthTech Talks: Technology to support client engagement in wealth management
    Sharmil Patwa, Founder, Opus Una Mar 18 2020 2:00 pm UTC 60 mins
    Wealth management is a business that has been built on a history of personal relationships, a deep understanding of clients and the allure of personalised service. Historically, however, that model has been highly dependent on individuals, and particularly advisers, while the role of technology in the process of engaging clients has been limited to tools such as CRM and basic client portals. Truly using modern technology tools to support and enhance the process of client engagement is still emerging and fighting for acceptance.

    In a changing and more complex environment, where the expectations of clients are higher, when they are more used to be engaged through technology, content, personalised offerings and more, the wealth management sector must look to further work with new technology-led and enabled ways to support its client engagement. Can the sector remain human-dominated in the way it engages its prospects and clients? Can the adoption of technology enhance the business opportunity?

    Surely, an increased use of technology to support client engagement makes sense as it allows wealth managers new ways to reach and create value from their prospects and clients.

    In this webinar, you will hear from various market expert vendors who can offer the wealth management space new ways of thinking about the opportunity they can access from using technology to enhance the client engagement process. The discussion will consider:

    •What the benefits are of taking a more technology-enabled approach to client engagement
    •How does the wealth manager go about really understanding what the customer requires?
    •Why does this vary from wealth manager to wealth manager?
    •To what extent should we be looking at overhauling the entire experience vs simply digitising it?
    •What are the key challenges and how can they be overcome?