Search results Search for: Search Refine your results by duration: Any Under 5 mins Under 20 mins Over 20 mins Sort by: Relevance Views Date Adapting to Win with Actionable Know Your Client Insights - Executive Roundtable Betty Tien, Jason Stipp, Ken Lecuyer Financial advisors are looking for ways to deliver differentiated value to clients without getting slowed down from meeting growing regulatory require... 9 months ago | 59 mins Naviguer dans les défis et les possibilités du CFR - French Canada Edition Morningstar Canada Les Réformes orientées client (ROC) doivent entrer en vigueur le 31 décembre 2021. Non seulement les sociétés de conseils devront continuer à adapter ... 2 years ago | 34 mins Bridging the Gap between Value and Values Jon Hale, Jason Pereira, and Fate Saghir with moderator Ian Tam In December of 2021, the Investment Industry Regulatory Organization of Canada (IIROC) updated its guidance, encouraging advisors to understand client... 1 year ago | 68 mins Practical Data Integrity (FDA Title 21 CFR Part 11 & EU Annex 11) Amin Gholiha, Principal Advisor, Data Ductus In this webinar our pharmaceutical and medical device industry expert Amin Gholiha walks you through parts of EU Annex 11 and FDA Title 21 Part 11 and... 3 years ago | 80 mins LME and Argus: Spotlight on CFR Taiwan steel scrap – the supply side Alberto Xodo Following the Argus and LME webinar on 15 July that focused on the demand side of the equation for steel scrap, this new webinar will look at the pers... 2 years ago | 67 mins "Assessing the Impact of Web-Based Attacks" - a CFR exam topic Stacey McBrine, CISSP, CASP, CFR, CEI, CEH, ECSA, CHFI, CCNA, CCSI The second part of this webinar will cover the topic "Assessing the Impact of Web-Based Attacks" from the "Analyzing Attacks on Computing and Network ... 6 years ago | 62 mins How Firms are Implementing CFR Requirements Morningstar Canada By the end of this year, advisory firms must comply with the principles-based guidelines around KYC, KYP, and suitability. The deadline to implement t... 2 years ago | 62 mins CMMC 2.0 Update: The Future of DoD Cybersecurity 24By7Security, Inc As we approach the finalization of rulemaking in early/mid-2024, it's crucial for organizations not to delay assessing their compliance with the Cyber... 5 months ago | 61 mins Morningstar Direct Forum Eric Brignall, Ian Tam, Andrew Carnovale Hear from Morningstar experts about how we can help you use Morningstar Direct to enhance your business and use best practices as you grow. This foru... 2 years ago | 44 mins Fireside Chat with the OSC regarding Client Focused Reforms Morningstar Canada Client Focused Reforms (CFR) are set to come into effect on December 31st 2021, against the backdrop of another wave of the coronavirus. Advisory firm... 3 years ago | 58 mins Load more