Search results Search for: Search Refine your results by duration: Any Under 5 mins Under 20 mins Over 20 mins Sort by: Relevance Views Date Adapting to Win with Actionable Know Your Client Insights - Executive Roundtable Betty Tien, Jason Stipp, Ken Lecuyer Financial advisors are looking for ways to deliver differentiated value to clients without getting slowed down from meeting growing regulatory require... 9 months ago | 59 mins Bridging the Gap between Value and Values Jon Hale, Jason Pereira, and Fate Saghir with moderator Ian Tam In December of 2021, the Investment Industry Regulatory Organization of Canada (IIROC) updated its guidance, encouraging advisors to understand client... 1 year ago | 68 mins Fireside Chat with the OSC regarding Client Focused Reforms Morningstar Canada Client Focused Reforms (CFR) are set to come into effect on December 31st 2021, against the backdrop of another wave of the coronavirus. Advisory firm... 3 years ago | 58 mins The Many Shades of KYC Morningstar Canada The Many Shades of KYC Now that the immediate implementation deadline of the client focused reforms is in the rear view, it’s time to focus on the lon... 2 years ago | 63 mins How Firms are Implementing CFR Requirements Morningstar Canada By the end of this year, advisory firms must comply with the principles-based guidelines around KYC, KYP, and suitability. The deadline to implement t... 2 years ago | 62 mins Morningstar Direct Forum Eric Brignall, Ian Tam, Andrew Carnovale Hear from Morningstar experts about how we can help you use Morningstar Direct to enhance your business and use best practices as you grow. This foru... 2 years ago | 44 mins Leadership change and the outlook for Japan Archie Ciganer, Dan Hurley It was a difficult start to the year for Japan. After outperforming in 2020, the country has disappointed investors in 2021 due to the delayed vaccina... 2 years ago | 44 mins Judge Paul Michel Speaks Out on Patents, Congress and the Supreme Court Part 1 Judge Paul Michel (Retired) The Shield Act is “entirely unnecessary”; the America Invents Act was a missed opportunity; and two recent US Supreme Court decisions were “extremely ... 11 years ago | 6 mins