Search results Search for: Search Refine your results by duration: Any Under 5 mins Under 20 mins Over 20 mins Sort by: Relevance Views Date Addressing the Challenges of Transactional Email with Secure Email Relay Craig Temple, Senior Product Marketing Manager and Alex Fryback, Product Manager Not all business emails are generated by people; in fact, most emails are transactional, generated by applications. Securing these messages, especiall... 4 months ago | 31 mins Addressing the Challenges of Transactional Email with Secure Email Relay Craig Temple, Senior Product Marketing Manager and Alex Fryback, Product Manager Not all business emails are generated by people; in fact, most emails are transactional, generated by applications. Securing these messages, especiall... 8 months ago | 31 mins Cloud or On-Premise: Updating Assumptions on Secure Certificate Management Tim Callan, Chief Compliance Officer at Sectigo & Jason Soroko, CTO of PKI at Sectigo Recent cyber threats like the PetitPotam relay attack on Microsoft, the SolarWinds supply chain compromise, and countless others have put a bright spo... 1 year ago | 60 mins Expert Insight: A Look Ahead with Chip Jones Chip Jones, EVP Compliance, Global Relay; Donald McElligott, VP Compliance, Global Relay Last year, despite pivoting to remote working due to COVID-19, financial firms demonstrated their ability to remain efficient, productive, and complia... 2 years ago | 32 mins Where is the data? Workplace Investigations in the New World of Messaging Bo Nelson, Global Relay, Robert Kelso and Phil Knox, Forensic Pursuit Cases involving bullying, harassment, corporate data leaks, and intellectual property theft committed via workplace communication, and more recently a... 2 years ago | 45 mins Financial Services Compliance: The Hidden Dangers of a No-Texting Policy Matis Jasicek, Regional Director; Donald McElligott, VP Compliance; Jill Lee, Community Specialist at Global Relay Mobile phone usage is at an all-time high. Texting has become essential for financial services firms to engage effectively with clients, and boost loy... 2 years ago | 33 mins The Compliance Officer's Guide to Financial Services Policy Management Donald McElligott, VP Compliance, Global Relay Join this webinar to learn best practice approaches to building and refining financial services eComms policies. Presented as a workshop for Complian... 2 years ago | 36 mins FINRA Regulatory Update: New Rules & Prior Initiatives Donald McElligott, VP Compliance, Global Relay According to a study by global law firm Eversheds Sutherland, FINRA fines have fallen for three years in a row. While that means firms might have some... 3 years ago | 21 mins SEC Advertising Rules: Guidance on Proposed Amendments Don McElligott, VP Compliance, Global Relay; Max Mejiborsky, Senior Consultant, NRS On November 4, 2019 SEC issued a set of proposed amendments to its advertising, for the first time since the rules were adopted in 1961. Join this w... 3 years ago | 29 mins REG BI -120 Days On Donald McElligott, VP Compliance, Global Relay; Hank Sanchez and Robert Lavigne, Managing Directors, Bates Compliance In 2019, the US SEC (Securities and Exchange Commission) passed the Regulation Best Interest (REG BI) rule that bound broker-dealers by law to put the... 2 years ago | 43 mins Load more
