Search results Search for: Search Refine your results by duration: Any Under 5 mins Under 20 mins Over 20 mins Sort by: Relevance Views Date Senior Managers & Certification Regime (SMCR): Lessons learnt from Banking Dan Ridler, Director, BCS Consulting The FCA and PRA and confirmed that they will be extending SMCR from the current scope, which is limited to just deposit taking entities, to the remain... 5 years ago | 49 mins A Framework for Managing SMCR Sam Abadir, Lockpath The Senior Manager and Certification Regime changes the urgency and approach for organizational compliance. Those managing specific functions within ... 4 years ago | 42 mins SMCR Compliance Lockpath SMCR Compliance is a two-fold challenge. See how the Lockpath Platform is the solution you need for SMCR Compliance. 4 years ago | 2 mins Better RCSAs: How banks are leveraging peer data Peter Irvine, Commercial Research | Rupal Patel, Network Engagement | James Mackonochie, Product Financial services risk and control environments have been massively challenged over the past decade due to a combination of the financial crisis, pan... 2 years ago | 45 mins SM&CR implementation checklist: avoiding the challenges that banks faced Dan Ridler, Director, BCS Consulting The FCA and PRA and confirmed that they will be extending SMCR from the current scope, which is limited to just deposit taking entities, to the remain... 5 years ago | 45 mins SM&CR: how to accelerate and de-risk your implementation Dan Ridler, BCS Consulting Senior Managers & Certification Regime (SM&CR) goes live on 9th December 2019 for FCA solo-regulated firms. BCS Consulting have supported vast numbers... 4 years ago | 41 mins SM&CR: delivering effective regulatory training to achieve ongoing compliance Dan Ridler, Managing Director, BCS Consulting During the webinar we will discuss the challenge faced by almost 48,000 solo regulated firms of training their staff on Senior Managers & Certificatio... 3 years ago | 45 mins The Senior Managers and Certification Regime: Reflections on the first two years Robbie Sinclair & Sarah Hitchins The Senior Managers and Certification Regime (SMCR) has been in force for just over two years. Within that period, firms have experienced a number of ... 5 years ago | 59 mins SM&CR: how to accelerate and de-risk your implementation Dan Ridler, BCS Consulting Senior Managers & Certification Regime (SM&CR) goes live on 9th December 2019 for FCA solo-regulated firms. BCS Consulting have supported vast numbers... 4 years ago | 42 mins Looking towards 2021: Regulation, Rules, & Responsibility Nick Pratt, Roelfien Kuijpers, Eoin Motherway, Ken Owens Funds Europe’s Technology and Operations Editor Nicholas Pratt and a panel of experts discuss their views on the most urgent regulatory rules and resp... 2 years ago | 51 mins
