Search results Search for: Search Refine your results by duration: Any Under 5 mins Under 20 mins Over 20 mins Sort by: Relevance Views Date Trade Surveillance in Equities and Crypto Markets Speakers: Steve Wilcockson, KX, Charles Gregory, KX, Justin Handsman, KX In a world where the smallest margins represent millions of dollars, attempts to manipulate the market are inevitable. And with few regulations govern... 1 day ago | 49 mins The New Fraud Landscape – What it means for Financial Services John Dalton, Ruben Sooriya Watch as John Dalton, Global Head of KX Financial Service Solutions and Products Strategy and Ruben Sooriya, Managing Principal, Institutions and Comm... 1 year ago | 13 mins The Role of Big Data in Trade Surveillance & Market Compliance Paul Isherwood at Lloyds Banking Group; Vamsi K Chemitiganti at Hortonworks & Shant Hovsepian at Arcadia Data Today’s European financial markets hardly resemble the ones from 15 years ago. The high speed of electronic trading, explosion in trading volumes, the... 6 years ago | 59 mins Surveillance Best Practices for Unified Communications Korrine Kohm CSS, Matis Jasicek Global Relay, Raeywn Danvers Global Relay COVID-19 underscored the importance of messaging and collaboration platforms to business continuity, as organizations worldwide adopted Slack, Microso... 2 years ago | 44 mins Case Study: How to Manage Policies for Business Continuity and Remote Working Agnes Filocha, Deputy Compliance Officer, Amundi Pioneer Distributor, and Donald McElligott, VP Compliance, Global Relay With regulators warning that financial services firms must maintain effective supervision, including recording certain types of communications, having... 2 years ago | 44 mins Understanding Regulation Best Interest (Reg BI) Donald McElligott, VP Compliance, Global Relay; Robert Lavigne, Managing Director, Bates Compliance Effective from June 30th 2020, the US SEC (Securities and Exchange Commission) Regulation Best Interest (Reg BI) rules mean that broker-dealers will b... 2 years ago | 49 mins Augmented & Mixed Reality: Who is Watching Whom? Monique J. Morrow, CTO, Chief Technology Strategist, President & Co-Founder, Humanized Internet A mixed-reality world driven by intelligent systems would have to be observing behavior and sensing physical phenomena continuously in order to provid... 5 years ago | 43 mins How to Manage eTrading in a Compliant and Efficient Way Remington Jarvis (Global Relay), Vincenzo Dimase (Refinitiv) Join Refinitiv, in partnership with Global Relay, for the second episode of the Refinitiv Compliance Archive three-part webinar series which looks at ... 2 years ago | 53 mins Managing Your eCommunications and Business Continuity Plans Remington Jarvis (Global Relay), Donald McElligott (Global Relay) Vincenzo Dimase (Refinitiv) Join Global Relay, in partnership with Refinitiv. In this first episode in our three-part Refinitiv Compliance Archive webinar series, we look at the ... 2 years ago | 55 mins Real-Time Trade Surveillance in Financial Markets Investment Industry Regulatory Organization of Canada (IIROC), Hortonworks, Arcadia Data Who’s winning the deep forensic analysis ‘arms race’ for compliance? Real-time trade surveillance in global financial markets has created a data tsuna... 6 years ago | 62 mins
