Search results Search for: Search Refine your results by duration: Any Under 5 mins Under 20 mins Over 20 mins Sort by: Relevance Views Date Navigating the Minefield of Dodd-Frank’s Whistleblower Provisions (2021 Update) F. Joseph Warin, John W.F. Chesley, Greta Williams, Nicole Lee, Sean X. McKessy, Jim Barratt SEC’s Dodd-Frank Whistleblower Program continued to break records in FY 2021. The Office of the Whistleblower (“OWB”) received over 12,200 whistleblow... 5 months ago | 91 mins SEC Enforcement: A Look Back at 2021, and What to Expect in 2022 Bill McLucas, Doug Davison, Marty Wilczynski, Steve Richards In this annual webcast, our panel will discuss the key developments in SEC enforcement matters from 2021, and what lies ahead. Among other items, the ... 5 months ago | 60 mins Navigating the Minefield of Dodd-Frank’s Whistleblower Provisions (2020 Update) F. Joseph Warin, John W.F. Chesley, Courtney Brown, Nicole Lee, Sean X. McKessy, Jim Barratt By any measure, 2020 was another record year for the SEC’s Dodd-Frank Whistleblower Program. The Office of the Whistleblower received over 6,900 whis... 1 year ago | 89 mins SkyStem: Overview of the SEC's Whistleblower Program Nancy Wu, Sales and Customer Support, SkyStem [Live Recording] Join us for an overview of the SEC's Whistleblower Program. Learn about how the program is set up, the extent of damages awarded to d... 3 years ago | 57 mins SkyStem: Overview of the SEC's Whistleblower Program Nancy Wu, Sales and Customer Support, SkyStem [Live Recording] Join us for an overview of the SEC's Whistleblower Program. Learn about how the program is set up, the extent of damages awarded to d... 3 years ago | 57 mins SEC Enforcement: Current Developments and What’s Ahead for 2020 Bill McLucas, Doug Davison, Marty Wilczynski In this annual webcast, our panel will discuss key SEC enforcement issues from 2019, now, and what to expect ahead. Among other items, the panel will ... 3 years ago | 68 mins Engaging on Whistleblowing: The Value for Investors The PRI Effective whistleblowing mechanisms are a key feature of good governance and anti-corruption systems, as well as being reflective of a healthy corpora... 2 years ago | 48 mins Insuring Ambition: Covid-19 Concerns for Crisis Management Insurance Insider In association with Travelers Syndicate, listen to the first episode of a five-part series on Insuring Ambition. This instalment is a podcast formed o... 2 years ago | 44 mins SkyStem: Overview of the SEC's Whistleblower Program Nancy Wu, Sales and Customer Support, SkyStem [Live Recording] Join us for an overview of the SEC's Whistleblower Program. Learn about how the program is set up, the extent of damages awarded to d... 3 years ago | 57 mins Navigating the Minefield of Dodd-Frank’s Whistleblower Provisions (2018 Update) F. Joseph Warin, John W.F. Chesley, Sean X. McKessy, Jim Barratt 2018 was a record-breaking year for the SEC’s Office of the Whistleblower. The Office announced the largest whistleblower award, received the highest... 3 years ago | 97 mins Load more
