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    • 5 THINGS YOU SHOULD BE DOING RIGHT NOW TO BE MiFID II COMPLIANT
      5 THINGS YOU SHOULD BE DOING RIGHT NOW TO BE MiFID II COMPLIANT Andrew Fawcett, MiFID II Product Manager TeleWare Recorded: Sep 26 2017 10:00 am UTC 49 mins
    • The clock is ticking until MiFID II is implemented. January 3rd 2018 is just over 100 days away. How confident are you that your business can comply with the new record-keeping requirements?

      We're working with our customers to help ensure they will meet their MiFID II recording requirements. In this webinar we will share practical advice on how you can be ready on time.

      We will discuss:

      •Market insight into where businesses are in their MiFID II journey
      •What to do about data storage post MiFID II
      •Planning to grow despite more compliance
      •How to tackle the increased record keeping requirements

      The session will be hosted by:
      Vicky Ryder – Microsoft Practice Lead
      Andrew Fawcett – MiFID II Product Manager

      Target audience:
      Senior compliance and IT professionals in businesses impacted by MiFID II.

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    • IR Magazine Webinar - What Mifid II means for IROs
      IR Magazine Webinar - What Mifid II means for IROs IR Magazine and Bloomberg Recorded: Jan 31 2017 4:00 pm UTC 52 mins
    • Tuesday, January 31, 2017
      8.00 am PST / 11.00 am EST / 4.00 pm GMT / 5.00 pm CET
      Duration: 30 minutes

      While the impact of Mifid II remains to be seen, some commentators estimate the research industry in Europe could shrink by a third, with some brokers pulling back from full coverage.

      IROs will likely need to deal with potential changes in research coverage, affecting how investment cases are disseminated and debated among key institutional stakeholders. Some also believe the regulation could affect the provision of corporate access services.

      Join a group of experts for a webinar on the potential impact of Mifid II on research, corporate access and other areas relevant to IR.

      Participants will hear:
      • Background and relevant timelines for this regulation
      • The expected impact of Mifid II on equity research
      • How the new rules could affect corporate access services
      • What IROs should do to prepare for this regulation and its potential impact

      Speakers Include:
      Sarah Jane Mahmud, EU regulatory analyst, Bloomberg Intelligence
      Lyndsay Wright, director of IR, William Hill
      Moderator: Brad Allen, freelance business writer and journalist, IR Magazine

      Short, sharp and packed with expert insight, this webinar will get you up to speed on these critical issues in just 30 minutes. Sign up to BrightTALK to view this essential briefing and be informed of future webinars produced by IR Magazine.

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    • MiFID II: Ask the Experts
      MiFID II: Ask the Experts London Stock Exchange Group Recorded: Oct 3 2017 2:00 pm UTC 59 mins
    • This webinar will give viewers the chance to ask the hard unanswered questions on MiFID II reporting to a panel of experts.

      The webinar agenda will be created by the viewers, send your questions in before the event and we will build the conversation around them. You will also get a chance to ask questions live to the panelists and participate in a series of polls with your peers to benchmark your preparations against the rest of the industry.

      Host
      Leonard Ng - Partner, Sidley LLP

      Expert Panel
      Dan Shepherd – Head of Sales, TRADEcho
      David Nowell – Head of Compliance, UnaVista, LSEG
      Hannah Meakin – Partner, Norton Rose
      Manmeet Rana – Director, Risk Advisory, Deloitte
      Tom Wieczorek – MD Product Management, UnaVista, LSEG

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    • RECORD KEEPING FOR MIFID II:  HOW READY ARE YOU?
      RECORD KEEPING FOR MIFID II: HOW READY ARE YOU? Andy Dunbar, Vicky Ryder Recorded: Sep 14 2017 10:00 am UTC 33 mins
    • With little over 100 days until MiFID II comes into force, investment firms, trading houses, banks and other affected businesses are deep into the research phase of their projects.

      Join our latest webinar for exclusive access to research carried out on behalf of TeleWare to understand how ready businesses really are. Where they see the key challenges and how best to overcome these barriers.

      TeleWare research initiative carried out by Censuswide asked 100 compliance and IT managers about the record keeping aspects of their projects. In this webinar, we will explore the responses and cover ways in which firms can be addressing some of the common challenges.
      We will be discussing:

      * How ready do firms believe they are now and will be by 3rd January 2018
      * What aspects of ‘record keeping, trade reconstruction and surveillance’ within MiFID II are causing most concern?
      * What benefits will MiFID II bring to firms?
      * The technology that is helping firms meet their new MiFID II regulatory requirements

      Hosted by SoftwareONE with guest speakers from compliant recording and analytics specialists TeleWare, this will provide practical insight to help unlock the potential benefits that MiFID II can bring.
      We will be discussing:

      * What impact getting ready for MiFID II is having on businesses
      * What technology is being employed to help with compliance
      * How businesses are planning to create growth despite greater regulation
      * Is everybody going to be ready in time and what happens if not?

      The session will be hosted by:
      Andy Dunbar from SoftwareONE

      We will also be joined by Vicky Ryder from TeleWare

      Read more >
    • MiFID II - are you ready for January 2018?
      MiFID II - are you ready for January 2018? Dan Hedley, Danny Wynn Recorded: Aug 24 2017 1:00 pm UTC 57 mins
    • MiFID II represents a fundamental change for financial markets across a multitude of areas but what does this mean for your business and how might you be affected by the changes due to come into effect in January 2018? In a live webcast, Dan Hedley, Public Policy Director and Danny Wynn, Risk Programme Director at Fidelity International will explore the implications of the new regulations, explaining why we agree with the main principles and highlighting some concerns we believe have yet to be properly addressed.

      Read more >
    • MiFID II Commodities Positions Reporting Webinar
      MiFID II Commodities Positions Reporting Webinar Sceaf Berry, UnaVista Regulations Business Analyst Recorded: Mar 1 2017 3:00 pm UTC 37 mins
    • During our recent "MiFIR: Beyond the Reporting" webinar, we highlighted some of the ancillary parts of MiFID II that firms are looking into in order to stay ahead of the regulatory reporting curve.

      Some of the ancillary reporting obligations have not been talked about much by the industry resulting in firms not knowing enough about how they will be affected by these regulations.

      Join UnaVista at this webinar on Wednesday, 1 March as we shine the light on MiFID II Commodities Positions Reporting.
      You'll learn :
      What requirements you have as part of the commodities position limits regime
      If your firm is subject to commodities position reporting requirements
      If your firm can be exempted from the MiFID II commodities regime

      Read more >
    • UnaVista MiFIR Accelerator Programme
      UnaVista MiFIR Accelerator Programme UnaVista, LSEG Recorded: Oct 6 2015 12:45 pm UTC 55 mins
    • In this webinar we will educate firms on how MiFIR regulation will expand from the current MiFID regime, as well as introduce firms to the UnaVista MiFIR accelerator programme.

      We will be providing all of the details of the new Regulatory Technical Standards (RTS) that ESMA released on Monday 28 September. We will also explain how UnaVista’s MiFIR accelerator programme can help firms get ready in time for go-live.

      UnaVista’s MiFIR Accelerator Programme allows firms to assess their state of readiness and assist in preparations for MiFIR reporting. The programme includes an online tool which allows for the upload of non-production sets of MiFIR data and identifies gaps in content and format, allowing firms to focus on their data readiness initiatives.


      Speakers
      – Tom Wieczorek, Head of Product Management
      – Marcus Jeffery, Head of Pre-Sales
      – David Nowell , Head of Industry Relations and Regulatory Compliance

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    • MiFIR for APAC firms
      MiFIR for APAC firms UnaVista, LSEG and Catena Recorded: May 17 2017 7:00 am UTC 61 mins
    • Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

      London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

      All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.

      Read more >
    • MiFIR Webinar Series - Unified ARM and APA reporting
      MiFIR Webinar Series - Unified ARM and APA reporting LSEG Recorded: Apr 27 2017 2:00 pm UTC 47 mins
    • Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

      London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

      All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.

      Read more >
    • MiFIR: Beyond the reporting
      MiFIR: Beyond the reporting UnaVista, TRADEcho Recorded: Jan 31 2017 3:00 pm UTC 62 mins
    • MiFIR goes live in just over 365 days, leading firms are now moving past trade and transaction reporting and focusing on remaining requirements. UnaVista and TRADEcho invite you to this webinar where we will be talking about the ancillary parts of MIFIR reporting.

      How will your firm address RTS 23 Reference Data Reporting? Are you required to do Commodities Position Reporting? How are you going to acquire LEIs and ISINs for your reporting?

      Find out more on this webinar.

      Read more >
    • Addressing your data integrity for upcoming regulations
      Addressing your data integrity for upcoming regulations UnaVista, LSEG Recorded: May 25 2016 2:00 pm UTC 47 mins
    • Firms are changing the way that they perform reconciliations. The large amounts of regulation affecting firms has placed data integrity high up the priority list. Reconciling across systems internally and externally, whilst having access to the correct reference data sources is an issue.

      In this webinar CEB TowerGroup will present their new research into financial services and why firms are looking differently about how they reconcile their regulatory data.

      UnaVista will provide a regulators perspective on what they look for in reported data, and some insight into how technology can help firms put the correct systems and controls in place. There will then be case study from a large buy-side firm on how they address their data integrity for regulations.

      Agenda
      - CEB Market Analysis 2016 - Gert Raeves, CEB TowerGroup
      - Regulators perspective - Tom Wieczorek, UnaVista, LSEG
      - Technology's role in assisting firms with data integrity - Tom Wieczorek, UnaVista, LSEG
      - Industry case study - Tom Wieczorek, UnaVista, LSEG
      - Q&A

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