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Compliance Corner

In this session Jeremy Smith and Vicky Pearce from B-Compliant discuss the key compliance topics facing advisers and wealth managers.
Recorded Oct 2 2020 31 mins
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Presented by
Jeremy Smith (B-Compliant) | Vicky Pearce (B-Compliant)
Presentation preview: Compliance Corner

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  • Channel
  • Channel profile
  • The evolution of sustainable investing Recorded: Nov 24 2020 17 mins
    Mike Fox
    Mike Fox, Head of Sustainable Investments, addresses the history and development of sustainable investing, profiles the differences with impact investing and highlights what is meant by sustainable investing at RLAM. Mike also addresses the growing profile of societal goals such as UNSDGs and the similarities and differences with the RLAM sustainable investing team’s investment approach.
  • 2020: Rethinking Climate Recorded: Nov 17 2020 38 mins
    Carlota Garcia-Manas and John Burke
    As we approach five years since the drafting of the Paris Agreement on Climate Change, we examine the climate landscape, and discuss:

    • Trends in emissions and policy - what 2020 has meant for climate, the ramifications of COVID and the delay to COP26 discussions, and what China’s announcement of its commitment to net zero emissions by 2060 means

    • The investment industry’s response to climate change in this unprecedented year

    • Climate risk mitigation and integration across RLAM’s investment strategies

    This live webinar will be hosted by John Burke, Head of Institutional with RLAM's climate expert Carlota Garcia-Manas, Senior Responsible Investment Analyst.
  • Sustainable quarterly update Recorded: Nov 12 2020 5 mins
    Mike Fox
    “Decades can pass when nothing happens and there can be weeks when decades happen”. It’s recently been the latter, following the US presidential election and potential vaccines for covid-19. Mike Fox, Head of Sustainable Investments, addresses the impact on markets and the effects on sustainable investing.
  • Global equity update Recorded: Nov 11 2020 4 mins
    James Clarke
    Senior Fund Manager, James Clarke, outlines the three main themes that have been affecting markets recently; Q3 earnings, US presidential and congressional elections and how potential vaccines may affect sectors impacted by Covid-19. James highlights how stock selection and diversification within funds can help navigate through macro uncertainties.
  • Sustainable investing in a Covid world Recorded: Nov 5 2020 59 mins
    Mike Fox, George Crowdy and Kate Parker
    Sustainable investing against the backdrop of Covid-19 and its potential impact over the next decade, addressing key sustainable themes and how they’ve fared during the pandemic, and looking at the pros and cons of a global approach to sustainable investing and how best to overcome obstacles. The session will be hosted by Kate Parker, Institutional Client Solutions Director, with RLAM's Head of Sustainable Investments, Mike Fox, and George Crowdy, Sustainable Fund Manager.
  • Compliance Corner Recorded: Oct 2 2020 31 mins
    Jeremy Smith (B-Compliant) | Vicky Pearce (B-Compliant)
    In this session Jeremy Smith and Vicky Pearce from B-Compliant discuss the key compliance topics facing advisers and wealth managers.
  • Challenges for treasurers Recorded: Oct 2 2020 34 mins
    Kate Parker, Institutional Client Solutions Director
    Treasurers face unique investment challenges. In this session, Kate Parker focuses on how to implement cash investment strategies when rates are so low, as well as how sustainable investing can fit with longer term investment horizons.
  • From surviving to thriving - insurer fixed income portfolios Recorded: Oct 2 2020 29 mins
    Andrew Epsom, Insurance Client Solutions Director
    Andrew Epsom, RLAM’s insurance investment specialist, looks at how the economic and regulatory environment (particularly ESG integration) for fixed income investing is changing, and provides practical examples of how insurers could change their fixed income approach to be better positioned going forwards.
  • Climate Change and disclosure requirements for asset owners Recorded: Oct 2 2020 31 mins
    Carlota Garcia-Manas, Senior Responsible Investment Analyst
    Carlota Garcia-Manas looks at integrating climate change disclosure requirements for asset owners and how we see the regulatory environment evolving.
  • Government bonds and quantitative easing Recorded: Oct 1 2020 32 mins
    Craig Inches, Head of Rates and Cash
    Craig Inches explains what is happening in the UK gilt market as it absorbs record government issuance and where buying is dominated by the Bank of England, and how this is an environment for more active approaches.
  • High yield liquidity: in at the deep end Recorded: Oct 1 2020 34 mins
    Stephen Tapley, Senior Fund Manager
    Stephen Tapley gives an overview of the availability and sources of liquidity within the High Yield market during the recent market correction, and outlines that substantial parts of the market performed admirably.
  • Future of Sterling Credit Recorded: Oct 1 2020 32 mins
    Paola Binns, Senior Fund Manager
    Paola Binns looks at sterling credit, how the Bank of England has added inefficiency to a market that already offered active investors exploitable opportunities, and the prospects for defaults and income over the next decade.
  • The return of global inflation Recorded: Oct 1 2020 30 mins
    Paul Rayner, Head of Alpha Strategies
    Paul Rayner looks at the myths and reality of the death of inflation, with a focus on what Covid could do to inflation and why inflation markets may be wrong in writing off the risk of any inflation increase.
  • Responsible global equities Recorded: Sep 30 2020 31 mins
    James Clarke, Senior Fund Manager | Carlota Garcia-Manas, Senior Responsible Investment Analyst
    James Clarke and Carlota Garcia-Manas examine how ESG integration and governance have impacted global equity investing, and how these portfolios can help meet developing client needs.
  • Who was responsible? Recorded: Sep 30 2020 27 mins
    Ashley Hamilton Claxton, Head of Responsible Investment
    Ashley Hamilton Claxton looks at corporate behaviour during the crisis. How did companies act, and what do their actions in stressed circumstances tell us?
  • Broadening sustainable Recorded: Sep 30 2020 33 mins
    Rachid Semaoune, Senior Fund Manager
    Rachid Semaoune talks about how sustainable investing translates to fixed income investing, with particular emphasis on global credit.
  • How to go global Recorded: Sep 30 2020 32 mins
    George Crowdy, Sustainable Fund Manager
    George Crowdy on the advantages and disadvantages of taking a global approach to sustainable investing, and how he overcomes the obstacles that this can create.
  • 30 years and counting Recorded: Sep 30 2020 30 mins
    Mike Fox, Head of Sustainable Investments
    Mike Fox looks at sustainable investing at RLAM, what’s changed, and what’s next. In this session we will look at how sustainable investing was impacted by the coronavirus and what impact this could have over the next decade.
  • Keynote speaker Andrew Neil Recorded: Sep 30 2020 62 mins
    Andrew Neil, Journalist
    Keynote speaker Andrew Neil
  • Developing the equity solutions of the future Recorded: Sep 29 2020 28 mins
    Matt Burgess, Head of Passive and Quantitative Equities
    Matt Burgess looks at the future of equity investment. Equities have always been a part of holistic investment solutions. But client needs and demands are more diverse. In this session we look at some of the ways that investors can get what they want from equity exposure.
Royal London Asset Management
Experts in: Fixed Income, Property, Equity, Cash and Sustainable Investing

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  • Title: Compliance Corner
  • Live at: Oct 2 2020 2:00 pm
  • Presented by: Jeremy Smith (B-Compliant) | Vicky Pearce (B-Compliant)
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