Compliance Manager Q&A – The current and future outlook

Presented by

Host: Paul Hopton - Key Relationship Manager, Legal & General Mortgage Club

About this talk

Join our panel of Broker & Lender compliance managers as they share their key practical insights on the issues affecting their businesses practices and how they are building operational resilience to address them. Our panel assess the current compliance environment in the aftermath of both Brexit and COVID, and how they will look to future proof their businesses from a risk and compliance perspective. The Q&A covers a range of specific topics such as lenders case packaging, FCA requirements and fraud concerns, to help other advisers understand the key areas of focus they need to be mindful of. Panelists: Kay Leslie - Compliance Director, HL Partnership Ben Allen - Compliance Director, The Right Mortgage Network Michael Lea-Smith - Fraud Customer and Colleague Education Specialist, Virgin Money
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