Keeping pace with regulatory change: ensuring business resilience
Presented by
Host: Kevin Roberts - Director, L&G Mortgage Club
About this talk
Join Kevin Roberts, Director of L&G Mortgage Club, as he discusses the need for advisers to assess the key regulatory considerations to ensure they remain fit for purpose in a climate vastly reshaped by the pandemic. Our panel of guests cover regulatory change and the rising costs, the challenges with professional indemnity insurance, systems and processes, directly authorised versus appointed representative.
Panelists:
Robert Sinclair - Chief Executive, Association of Mortgage Intermediaries (AMI)
Sharon Trinder - Compliance Director, Mortgage Advice Bureau
Trevor Quinn-Thomas - Director, HQ Mortgage & Finance Ltd
Paul Fenn - Director of Business Development, Skipton Building Society
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