Moderator: Joyce Hsu, CAMS-FCI | Speakers: Li Xiaojie, CAMS-Audit, Anna Tsai, CAMS and Jesse Huang
As AML experts have long observed, compliance at any financial organization is everyone’s responsibility. An effective method of reaching that achievement is creating a strong institutional culture of compliance – with support of everyone from senior management to front-line workers. In this webinar, experts detail the fundamental building blocks of a culture of compliance, and provide practical strategies for creating, implementing and maintaining that culture.
Learning objectives include 学习目标：
Gaining senior management backing to establish a culture of compliance as an institutional priority
Integrating compliance culture concepts into risk assessment models to measure whether operational changes are needed
Incentivizing ethical behavior by measuring it in performance reviews