Manage the Risk of Politically Exposed Persons (PEPs) (in Mandarin)

Presented by

Moderator 主持人: 许胧方 (CAMS-FCI) | Joyce Hsu, CAMS-FCI | Speakers 讲者: Matthew Ho, CAMS and Michael Lin, CAMS

About this talk

According to Anti-Money Laundering (AML) and Anti-Corruption regulations, financial institutions must take reasonable measures to determine whether an individual is a Politically Exposed Person (PEP). By placing PEPs into a higher risk model for Enhanced Due Diligence, organizations can protect themselves from being used by money launderers and other harmful activities. But not all PEPs present the same level of risk, it will vary depending on the country of jurisdiction, industry or sector etc. 根据反洗钱和反腐败要求,金融机构必须采取合理措施,确定个人是否是政治公众人物 (PEP)。藉由将 PEPs 置于较高的风险模型中,辅以加强尽职调查,机构可以保护自己不被洗钱者和其他有害活动所使用。但并非所有 PEPs 都存在相同的风险水平,它将因司法管辖权、行业或单位的不同等而有所差异。 Learning Objectives 学习目标 How regulations are changing 法规的变化 Factors contributing to PEP risk – which PEPs may be riskier than others 导致政治公众人物风险的因素——可能比其他人更危险 PEP regime 政治公众人物管理制度 Best practices for optimizing screening and monitoring 优化筛选和监测的最佳做法

Related topics:

More from this channel

Upcoming talks (0)
On-demand talks (83)
Subscribers (76856)
ACAMS web seminars provide a convenient method to meet training requirements and stay on top of AML trends, sanctions updates and regulatory changes, plus ask questions of industry experts.