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Loss Control Session One: The Landscape of Risk Management for Accounting Firms

In this first of three webinars, we’ll discuss the risk environment in which accounting firm practice, including:
•The areas of practice from which most claims arise
•The statute of limitations on claims
•Who owns engagement files and who should have access to them
•Confidentiality of information and engagement files
•What to do if issued a subpoena

By participating in this session you’ll gain an understanding of:
•The riskier areas of your practice
•Who has rights to access engagement files
•Your obligation to protect confidentiality


This series of three webinars will qualify as 4 hours of CPE for CPAs:

•Each session will include 3 polling questions which makes the CPE credits NASBA eligible when taken live.
•Firms may register as one participant and share the experience in a conference room. Please provide a list of participants and participation dates on firm letterhead to receive CPE.
•Firms that have the ability to handle their own CPE’s will get a certificate of attendance.

Firms may qualify for premium credits:
•Firms that complete all 3 sessions either live or recorded are eligible for premium LC Credit with CPA ProSecure. CPA ProSecure Premium credits apply only when all three sessions have been viewed.
•Firms that are issued NAPLIA certificates do not need to submit additional information to NAPLIA for premium Credit.
•Non CPA ProSecure clients are welcome to attend for CPE’s but premium credits are not guaranteed.
Recorded Nov 19 2015 76 mins
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Presented by
Ralph G. Picardi, Esq.
Presentation preview: Loss Control Session One:  The Landscape of Risk Management for Accounting Firms
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NAPLIA - Professional Liability Insurance
NAPLIA has created this channel of live and recorded webinars which cover a variety of topics hosted by industry leaders with insights on the latest developments in law and risk management issues.

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  • Title: Loss Control Session One: The Landscape of Risk Management for Accounting Firms
  • Live at: Nov 19 2015 6:00 pm
  • Presented by: Ralph G. Picardi, Esq.
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