Broker-Dealers on Social Media: Understanding the Risks

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Presented by

Roman Tobe, Product Marketing Manager

About this talk

Regulations put broker-dealers squarely in the spotlight of various risks and responsibilities. FINRA and the SEC govern marketing communications and advertising practices when communicating with the public. Additionally, the cybersecurity threat landscape is evolving and is one of the primary operational risk’s firms face today. Join Proofpoint to hear the latest in advertising regulations and the cybersecurity threat landscape. Learn how your firm can protect its people and data on social media. Watch this webinar and learn: - The requirements of advertising regulations on social media - The latest trends in cyber threats facing broker-dealers - How Proofpoint can help protect your firm from today’s risks
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Proofpoint, Inc. is a leading cybersecurity and compliance company that protects organizations’ greatest assets and biggest risks: their people. With an integrated suite of cloud-based solutions, Proofpoint helps companies around the world stop targeted threats, safeguard their data, and make their users more resilient against cyber attacks. Leading organizations of all sizes, including 85 percent of the Fortune 100, rely on Proofpoint for people-centric security and compliance solutions that mitigate their most critical risks across email, the cloud, social media, and the web.