Operation Efficiency vs Regulatory Precision – Are the Two Mutually Exclusive?

Presented by

Sarah Peaston, Director, Regulatory Governance Consulting Limited

About this talk

Post trade execution operations’ processing flows have experienced a technology evolution over the past two decades and have been significantly streamlined, often to the lowest common denominator. When we consider this against the often highly intricate regulatory processing requirements, what do we find? During this session we will consider: − Operational processing efficiencies − Regulatory precision requirements − Whether the two strategies crossover and easily co-exist or − Whether operational efficiency and regulatory precision are mutually exclusive?
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