Jeff Horvath, Karnika Yashwant, Tom Selman & Joe Polizzotto
Compliance professionals spent 50% of their time on low-value tasks in 2019, according to Thomson Reuters. As these professionals increase the time they spend on high-value tasks, it is worth asking, "what tools make their work even more efficient?" While firms plan to increase budgets, the expenses will increase due to personal liability and education costs. Still, team numbers will not grow, despite a growing workload. How can compliance professionals get more out of their work in less time?
Join this panel to hear about:
- The effect the right tools can have on your organization
- Tools & technologies streamlining regulatory compliance processes
- Best practices for a remote compliance team
Jeff Horvath, CEO & Co-Founder, DigiPli Inc(Moderator)
Karnika Yashwant, Chairman & Managing Director, KEY Difference Media
Tom Selman, Founder, Former FINRA Executive, Guidance for Broker-Dealer and Investment Advisers, Scopus Financial Group
Joseph Polizzotto, Senior Vice President, Strategy & Client Services, QuisLex, Inc.