Name: Direct Indexing: Emerging Technology to Deliver Streamlined Tax Management
Start: 2023-06-08T13:40:00Z
End: 2023-06-08T13:40:50.000Z
Location: BrightTALK
Rating: 0

The following topics will be covered during this webcast:

T+1 Readiness:
- Compliance Update
- Considerations
- ID Confirm Reports and Enhancements
- Trade Reports
- Foreign Exchange Impact
- Margin Impact

SEC and FINRA Exam Priorities for 2024:
- Overview
- AML Observations from the SEC and FINRA
- Trade Surveillance
- FINRA CAT CAIS
- Fraud

Regulatory and Compliance

Topics covered during the webcast include:
- Asset Movement Fraud Trends
- Options Risk and the Increased Interest in Zero-Dated Options
- Impact of T+1 on Procedures

The countdown to T+1 settlement is on, and BNY Mellon’s Pershing would like to help you prepare for the big event. Join us for a special webcast featuring Bob Walley, Principal for Financial Services at Deloitte, who is leading the effort with SIFMA for industry readiness. Bob will be on hand to address your questions on how to prepare for the T+1 transition.

T+1 Ask the Expert

Sponsor Introduction: Dreyfus (John Tobin, Chief Information Officer, Dreyfus)
One on One with Earvin “Magic” Johnson (Moderator: Jim Reynolds, Founder, Chairman and Chief Executive Officer, Loop Capital and Magic Johnson, Basketball Legend, Chairman and Chief Executive Officer, Magic Johnson Enterprises)
Closing Remarks (Jim Crowley, Chief Executive Officer, BNY Mellon | Pershing and Emily Schlosser, Chief Operating Officer, BNY Mellon | Pershing)

Keynote Session 4

Moderator: Jay Chu, Vice President, Wealth Solutions, BNY Mellon | Pershing
Rafael Benrey, CFA, CAIA, Co-Chief Investment Officer, Investment Placement Group
Roque Calleja, Managing Director, Head of BlackRock Alternatives Distribution for LATAM, BlackRock
Wes Sturdevant, Managing Director, Head of Enterprise Solutions LATAM, iCapital

The Outlook for Private Markets in Latin America

Opening Remarks (Natalie Sunderland, Global Head of Marketing and Communications, BNY Mellon)
Now, Next, and Beyond: The Future of Wealth Management (Moderator: Ben Harrison, Head of Wealth Solutions, BNY Mellon | Pershing, Rashmi Badwe, Executive Vice President, Chief Operating Officer, Wealth Management, TIAA, Rush Benton, Senior Director, Strategic Growth, CAPTRUST, Brian Hamburger, Founder, MarketCounsel/Hamburger Law Firm, Liz Nesvold, President, Cresset Capital and Penny Phillips, Co-Founder and President, Journey Strategic Wealth)

Keynote Session 3

Moderator: Dounia Brown, Vice President, Wealth Solutions, BNY Mellon | Pershing
Maria-Kristina Hayden, Chief Executive Officer and Founder, OUTFOXM, Inc

Shall We Play A Game? Venture Beyond Compliance with Non-Technical Cyber

Moderator: Matt Forester, Managing Director, BNY Mellon | Pershing
Tony Crescenzi, Portfolio Manager, Market Strategist, PIMCO
Kevin McCreadie, CFA, Chief Executive Officer and Chief Investment Officer, AGF Management Limited
Sonia Meskin, Head of U.S. Macro, BNY Mellon

Free Money: Interest Rates, Debt, Deficits and Demographics

Moderator: Amber DeLeo, CFA, Vice President, BNY Mellon | Pershing
Shaheen Contractor, CFA, Senior ESG Research Strategist, Bloomberg Intelligence
Stephanie Hill, Head of Index, BNY Mellon
Lenore Reiner, Senior Responsible Investment Strategy Specialist, Calvert / Eaton Vance Distributors, Inc.

Then vs. Now – The Evolution of Sustainable Investing

Moderator: Marianna Lopert-Schaye, Head of Digital Partnerships and Investments, BNY Mellon
Mark Evans, Chief Executive Officer, Conquest Planning
Robert Madej, Chief Executive Officer, PureFacts

It Takes a Tech Village

Opening Remarks (Christina Townsend, Head of Relationship Management, BNY Mellon | Pershing)
Sponsor Introduction: Apollo Global Management (Joe Moran, Managing Director, Apollo Global Management) A Conversation with Jay Clayton (Moderator: Carol Massar, Anchor, Bloomberg Businessweek TV and Radio Jay Clayton, Non-Executive Chair of Apollo Global Management and Former Chair of the SEC)
Power of Perspective: Fireside Chat with BNY Mellon CEO Robin Vince (Moderator: Alicia Levine, Head of Investment Strategy and Equity Advisory Solutions, BNY Mellon Wealth Management and Robin Vince, President and Chief Executive Officer, BNY Mellon)

Keynote Session 2

Moderator: Evan LaHuta, Managing Director, Wealth Solutions, BNY Mellon | Pershing
Dennis Moseley-Williams, Author, Entrepreneur, Client Experience Expert

Three Serious Shifts for Growing Your Practice

Moderator: Amit Khanna, Vice President, ETFs and Alternative Investments, BNY Mellon | Pershing
Tony Destro, CFA, CAIA, Vice President, BNY Mellon | Pershing
Michael Grayson, Portfolio Manager, First Trust Capital
Chetan “Zim” Patel, Senior Vice President and Account Manager, PIMCO

Best Practices for Integrating Alternative Investments in Client Portfolios

Moderator: Kiran Nair, Director, Technology Product Management Integration, BNY Mellon | Pershing
Craig Iskowitz, Founder and Chief Executive Officer, Ezra Group LLC
Sandeep Kumar, Managing Director | US Wealth Management Technology Consulting Leader, Ernst & Young
Christopher Napoli, Industry Principal, Financial Services, Snowflake

Tech Forward: Is Your Firm Ready to Leverage Emerging Tools?

Moderator: Cece Marshall, Vice President, Wealth Solutions, BNY Mellon | Pershing
Mark Bruno, Managing Director, Wealth Management Informa
Jennifer Kirksey, Managing Director, Tolleson Wealth Management
John Lawton, Principal, Chief Executive Officer and Financial Advisor, BLB&B Advisors LLC

The War for Talent in Wealth Management

Moderator: Elizabeth Lyndon, Director and Head of Client Relationships, Service and Operations, BNY Mellon | Pershing Institutional Solutions
Joanna Berg, CFA, Director, Sr. Alternative Investments Strategist, BNY Mellon
Matt Brown, Founder, Chief Executive Officer and Chairman, CAIS
Gina Sanchez, Chief Executive Officer, Chantico Technology 
Richard Williams, Managing Director and Head of Advisor Solutions Group, Sanctuary Wealth

Why Alts? Why Now? Alternatives Strategies for Today’s Market Conditions

Moderator: Joel P. Bruckenstein, CFP®, President, Technology Tools for Today (T3) 
Sarah Chain, Managing Director, Head of Digital Product, BNY Mellon | Pershing X
Verity Larsen, Chief Executive Officer & Principal Consultant, Versoft Consulting
Julia Stuart, Director of Client Service, Retirement Planners of America

The Power of Your Tech Stack: Elevating the Advisor and Client Experience

Moderator: Joel Hempel, Managing Director, BNY Mellon | Pershing X
Stephanie Hill, Head of Index, BNY Mellon
Alyssa Palermo, Head of Relationship Management, BNY Mellon | Pershing X
Vijay Vaidyanathan, Ph.D., Head of Portfolios and Direct Indexing, BNY Mellon | Pershing X

Direct Indexing: Emerging Technology to Deliver Streamlined Tax Management

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Direct Indexing: Emerging Technology to Deliver Streamlined Tax Management

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