UnaVista MiFIR Update Webinar

Replay - This webinar is aimed at EU based firms with regulatory reporting requirements. This webinar will look at what Brexit means for regulatory reporting. Our presenters will take you through the factors you need to consider when reporting from the EU to a venue (Turquoise), APA (TRADEcho) and ARM (UnaVista) in a post-Brexit world.
- What does Brexit mean for firms based in EU reporting to the UK?
- How to determine where your reporting obligation is
- What do they need to do to prepare
- What the differences across MiFID II, EMIR and SFTR

Presenters:
- Adam Wood, Head of Europe, Turquoise
- Ben Duckworth, Head of Business Development, TRADEcho
- Tom Wieczorek, MD Product Management, UnaVista

Replay - This webinar is aimed at EU based firms with regulatory reporting requirements. This webinar will look at what's next for three of the biggest regulations, MiFID II, EMIR and SFTR.
- What lessons have we learnt from the first go-live of SFTR
- What will EMIR refit entail and how do firms prepare
- What is happening in MiFID transaction reporting, what will MiFID III look like

The panel discussion between UnaVista, BearingPoint and d-fine provides views on the following issues.

- MiFID II - what will be included in next iteration, MiFID III. How will the FX market be affected
- EMIR - what does the EMIR Refit entail and how can firms prepare
- SFTR - what did we learn from phase 1 of go-live, how can firms in phase 2 adapt.

Replay - Hear from the AFM about what data quality issues they are seeing in firms MiFID II transaction reporting data. What are the most common errors, what are the outliers.
UnaVista will then provide an ARMs view of the data, including tips on how to improve your data quality.

This webinar will provide insights from the 1st SFTR go-live date, lessons learned and useful tips for the Buy-side firms to prepare for their deadline to start reporting under this important new regulation. This will cover:
- 6 things we have learnt from SFTR go-live
- What the buy-side need to do to prepare
- Q&A
Presenters: Catherine Talks (UnaVista | London Stock Exchange), Adrian Dale (ISLA), Alexander Westphal (ICMA)

This webinar will give viewers the chance to ask the hard unanswered questions on SFTR reporting to a panel of experts. The webinar agenda will be created by the viewers. Register and we will build the conversation around your questions. You will also get a chance to ask questions live to the panellists and participate in a series of polls with your peers to benchmark your preparations for SFTR against the rest of the industry.

Get your questions answered. Submit a question on this link
https://www2.lseg.com/SFTR-Ask-The-Expert-Question-Submission

Host:
• Leonard Ng – Partner, Sidley Austin LLP

Expert Panel:
• David Broadway – Investment Operations Lead at The Investment Association
• James Stacey – Regulatory Business Analyst at LCH
• Catherine Talks – Product Manager, UnaVista at London Stock Exchange
• Que Phuong Dufournet-Tran – Director, Trading Services & Analytics, Regulatory Affairs at IHS Markit

UnaVista and Delta Capita discuss the importance of testing as a way of preparing for reporting obligations under this important upcoming regulation.

The webinar provides an insight into the market issues today and a detailed exam of industry standards-based testing, the benefits of that approach and a number of best practice examples.

Key points include:
• SFTR challenges for the buy-side
• What is a test pack?
• Testing approach: traceability and best practices
• How this benefits the buy-side
• Q&A

Our panel of experts also discussed quick polls and answered audience questions during the webinar and at the Q&A session.

• Host: Marcus Jeffery, Global Head of Pre-Sales, Director, UnaVista at London Stock Exchange Group
Expert Panel:
• David Field, Head of Prime Services & Securities Finance, Delta Capita
• Tom Wieczorek, Managing Director, Global Product Management, UnaVista at London Stock Exchange Group

The webinar recording is available to you to view on-demand and share via the same link.

In this webinar, we'll be discussing the process around SFTR, from execution through clearing to reporting. We will have a panel of experts from UnaVista, MTS and LCH that come together to explain their approach to SFTR, some of the key challenges as well as solutions that can simplify reporting obligations and reduce the burden on clients’ internal infrastructure.

• Host: Marcus Jeffery, Global Head of Pre-Sales, Director, UnaVista at London Stock Exchange Group
Expert Panel:
• Tom Harry, Product Manager, Regulatory Specialist, MTS at London Stock Exchange Group
• James Stacey, Regulatory Business Analyst, LCH
• Catherine Talks, Product Manager, UnaVista at London Stock Exchange Group

As part of their SFTR preparation process, many firms in the industry will need to know more about their clients in order to prepare adequate plans in place ahead of the deadline in advance of this important regulation.

Having a structured approach can, no doubt, help financial institutions to achieve an effective client outreach process necessitated by new regulatory compliance obligations, such as, in this case, SFTR, ensuring a fully tracked, efficient and client-centric approach to collecting data and documentation.

In this webinar, UnaVista and Broadridge come together to discuss 5 key components of that outreach that are critical but can sometimes get overlooked, including:

• How to get the required reference data (LEI, ISINs)?
• Who will generate UTI?
• Are they small non-financial counterparties (NFC-)?
• Do they have a non-EEA reporting obligation?
• Agreeing on the workflow

Our panel of experts will also discuss quick polls and answer any audience questions during the live webinar and real-time Q&A session.

11 September 2019 at 3.00pm London | 4.00pm Paris | 10.00am New York

Even if you cannot attend on the date, we encourage you to register anyway. The webinar will be recorded and we’ll make the link available to all registrants who are unable to join us live.

Expert Panel:
• Catherine Talks, Product Manager, UnaVista | London Stock Exchange Group; and
• Dean Bruyns, Senior Product Manager, Message Automation | Broadridge Financial Solutions.

Hosted by: UnaVista | London Stock Exchange Group

Given the complex nature of reporting requirements for security financing transactions and how these relate to cleared trades under SFTR many firms will struggle to prepare for the right level of reporting. There are ways to simplify the process and ensure help is available especially to firms clearing through LCH’s RepoClear that can be offered assisted reporting for SFTR.

In this webinar, we'll be discussing some of the key factors, challenges and critical issues as well as LCH’s collaboration with UnaVista that will significantly simplify reporting obligations under SFTR for RepoClear members. UnaVista has a proven track record of partnering with the industry to reduce the burden on clients’ internal infrastructure.

• Host: Mark Husler, CEO, UnaVista at London Stock Exchange Group
• UnaVista speaker: Tom Wieczorek, MD Global Product Management, UnaVista at London Stock Exchange Group
• Guest presenter: James Stacey, Regulatory Business Analyst, LCH

SFTR Data Preparation, Enrichment and Interoperability

Given the very manual nature of workflows used for security financing transactions in general and security lending transaction and given the level of detail being required to be reported under SFTR many firms will struggle to obtain the data points needed for reporting. Service providers are offering data enrichment services to help clients navigate the reportable data points.

Another aspect key to trade matching between TRs is generation and transmission of UTI details between counterparties.

In this webinar, we discuss some of the key critical issues relevant to SFTR data preparation.

• UnaVista Host: Marcus Jeffery, Global Head of Pre-Sales, Director, London Stock Exchange at UnaVista
• UnaVista Presenter: Steve Holland, Product Manager, London Stock Exchange
• Guest presenter: Geoff Hutton, Regulatory Specialist at Luxoft

The decision to keep the reporting in house versus delegation will depend on various factors like, type of the firm, size of the firm, number of SFTs traded and firm’s view towards data security. Risk concerns will play an important role considering the sensitive information that is required to be transmitted in a delegation scenario.

In this webinar, we'll be discussing some of the key factors, challenges and critical issues as well as 'pros and cons' around delegated reporting.

• Host: Marcus Jeffery, Global Head of PreSales, Director, London Stock Exchange at UnaVista
• UV presenter: Tom Wieczorek, MD Global Product Management, UnaVista at London Stock Exchange Group
• Guest presenter: Jonathan Lee, Senior Regulatory Reporting Specialist (SFTR) at Kaizen Reporting

With a proven track-record of providing regulatory reporting solutions in the financial services industry, UnaVista and IHS Markit have teamed-up to help firms prepare more thoroughly for their SFTR reporting obligations.

This webinar reviews the first 9 months of MiFID II transaction reporting, looks at the most common errors, provides insight into the best reporting practices and highlights the regulators and clients perspective

The SFTR Breakfast Briefing was organised to help reporting firms understand key issues affecting firms with a reporting obligation. Upon registration, we asked our attendees what they would like to find out from the event.

The key topics included:
- The market's state of readiness
- Reconciliation of life-cycle events
- Key focus for reporting firms over the next 12 months

These key topics formed basis of our panel discussion by our expert panellists.

The event was moderated by Andrew Dyson, CEO of ISLA

Panellists included:
- Steven Holland, SFTR Product Manager, UnaVista
- Tim Martins, Head of Repo and Money Markets, MTS
- Adrian Dale, Director of SFTR Product Development, IHS Markit

Welcome note by moderator, Andrew Dyson.

Watch the introduction, overview of the event and regulatory update.

The audience were asked several polling questions including their state of readiness and what module of reporting they were planning to use.

Our expert panellists from UnaVista, IHS Markit and MTS focused on key industry challenges and shared their perspectives on the following topics:
- The market's state of readiness
- Reconciliation of life-cycle events
- Key focus for reporting firms over the next 12 months.

The event was moderated by Andrew Dyson, CEO of ISLA

Panellists were:
- Steven Holland, SFTR Product Manager, UnaVista
- Tim Martins, Head of Repo and Money Markets, MTS
- Adrian Dale, Director of SFTR Product Development, IHS Markit

The concluding part of the SFTR Breakfast Briefing features more questions from our audience. Watch to find out if the questions resonate with your firm and if the responses by the panellists can provide you with better clarity on current challenges facing your firm.