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Preparing for SFTR

Presented by UnaVista and Grant Thornton.

Join us at this webinar to learn the key challenges of SFTR, lessons learned from MiFID II and EMIR and how your firm can start preparing whilst we await the final draft RTS from the European Commission.
Recorded Apr 25 2018 46 mins
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Presented by
Rebecca Dean, Associate Dir Grant Thornton; Andrea Ferrise, Compliance Officer UnaVista & Steve Holland, Prod Mgr UnaVista
Presentation preview: Preparing for SFTR
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  • Channel profile
  • SFTR Webinar Series - SFTR Testing and Buy-side Consensus Recorded: Nov 27 2019 61 mins
    UnaVista | LSEG | Delta Capita
    UnaVista and Delta Capita discuss the importance of testing as a way of preparing for reporting obligations under this important upcoming regulation.

    The webinar provides an insight into the market issues today and a detailed exam of industry standards-based testing, the benefits of that approach and a number of best practice examples.

    Key points include:
    • SFTR challenges for the buy-side
    • What is a test pack?
    • Testing approach: traceability and best practices
    • How this benefits the buy-side
    • Q&A

    Our panel of experts also discussed quick polls and answered audience questions during the webinar and at the Q&A session.

    • Host: Marcus Jeffery, Global Head of Pre-Sales, Director, UnaVista at London Stock Exchange Group
    Expert Panel:
    • David Field, Head of Prime Services & Securities Finance, Delta Capita
    • Tom Wieczorek, Managing Director, Global Product Management, UnaVista at London Stock Exchange Group

    The webinar recording is available to you to view on-demand and share via the same link.
  • SFTR Webinar Series – SFTR from the Beginning to the End Recorded: Nov 7 2019 47 mins
    UnaVista | LSEG | MTS | LCH
    In this webinar, we'll be discussing the process around SFTR, from execution through clearing to reporting. We will have a panel of experts from UnaVista, MTS and LCH that come together to explain their approach to SFTR, some of the key challenges as well as solutions that can simplify reporting obligations and reduce the burden on clients’ internal infrastructure.

    • Host: Marcus Jeffery, Global Head of Pre-Sales, Director, UnaVista at London Stock Exchange Group
    Expert Panel:
    • Tom Harry, Product Manager, Regulatory Specialist, MTS at London Stock Exchange Group
    • James Stacey, Regulatory Business Analyst, LCH
    • Catherine Talks, Product Manager, UnaVista at London Stock Exchange Group
  • SFTR Webinar Series - 5 things you should know about your clients Recorded: Sep 11 2019 47 mins
    UnaVista | LSEG, Message Automation | Broadridge Financial Solutions
    As part of their SFTR preparation process, many firms in the industry will need to know more about their clients in order to prepare adequate plans in place ahead of the deadline in advance of this important regulation.

    Having a structured approach can, no doubt, help financial institutions to achieve an effective client outreach process necessitated by new regulatory compliance obligations, such as, in this case, SFTR, ensuring a fully tracked, efficient and client-centric approach to collecting data and documentation.

    In this webinar, UnaVista and Broadridge come together to discuss 5 key components of that outreach that are critical but can sometimes get overlooked, including:

    • How to get the required reference data (LEI, ISINs)?
    • Who will generate UTI?
    • Are they small non-financial counterparties (NFC-)?
    • Do they have a non-EEA reporting obligation?
    • Agreeing on the workflow

    Our panel of experts will also discuss quick polls and answer any audience questions during the live webinar and real-time Q&A session.

    11 September 2019 at 3.00pm London | 4.00pm Paris | 10.00am New York

    Even if you cannot attend on the date, we encourage you to register anyway. The webinar will be recorded and we’ll make the link available to all registrants who are unable to join us live.

    Expert Panel:
    • Catherine Talks, Product Manager, UnaVista | London Stock Exchange Group; and
    • Dean Bruyns, Senior Product Manager, Message Automation | Broadridge Financial Solutions.

    Hosted by: UnaVista | London Stock Exchange Group
  • SFTR Webinar Series - SFTR reporting options for cleared trades Recorded: Jun 27 2019 43 mins
    UnaVista | LSEG, LCH
    Given the complex nature of reporting requirements for security financing transactions and how these relate to cleared trades under SFTR many firms will struggle to prepare for the right level of reporting. There are ways to simplify the process and ensure help is available especially to firms clearing through LCH’s RepoClear that can be offered assisted reporting for SFTR.

    In this webinar, we'll be discussing some of the key factors, challenges and critical issues as well as LCH’s collaboration with UnaVista that will significantly simplify reporting obligations under SFTR for RepoClear members. UnaVista has a proven track record of partnering with the industry to reduce the burden on clients’ internal infrastructure.

    • Host: Mark Husler, CEO, UnaVista at London Stock Exchange Group
    • UnaVista speaker: Tom Wieczorek, MD Global Product Management, UnaVista at London Stock Exchange Group
    • Guest presenter: James Stacey, Regulatory Business Analyst, LCH
  • SFTR Webinar Series – How to prepare your data for reporting Recorded: Jun 18 2019 42 mins
    UnaVista | LSEG, Luxoft
    SFTR Data Preparation, Enrichment and Interoperability

    Given the very manual nature of workflows used for security financing transactions in general and security lending transaction and given the level of detail being required to be reported under SFTR many firms will struggle to obtain the data points needed for reporting. Service providers are offering data enrichment services to help clients navigate the reportable data points.

    Another aspect key to trade matching between TRs is generation and transmission of UTI details between counterparties.

    In this webinar, we discuss some of the key critical issues relevant to SFTR data preparation.

    • UnaVista Host: Marcus Jeffery, Global Head of Pre-Sales, Director, London Stock Exchange at UnaVista
    • UnaVista Presenter: Steve Holland, Product Manager, London Stock Exchange
    • Guest presenter: Geoff Hutton, Regulatory Specialist at Luxoft
  • SFTR Webinar Series – Which collaborative reporting model is right for you? Recorded: Jun 13 2019 57 mins
    UnaVista | LSEG, Kaizen Reporting
    The decision to keep the reporting in house versus delegation will depend on various factors like, type of the firm, size of the firm, number of SFTs traded and firm’s view towards data security. Risk concerns will play an important role considering the sensitive information that is required to be transmitted in a delegation scenario.

    In this webinar, we'll be discussing some of the key factors, challenges and critical issues as well as 'pros and cons' around delegated reporting.

    • Host: Marcus Jeffery, Global Head of PreSales, Director, London Stock Exchange at UnaVista
    • UV presenter: Tom Wieczorek, MD Global Product Management, UnaVista at London Stock Exchange Group
    • Guest presenter: Jonathan Lee, Senior Regulatory Reporting Specialist (SFTR) at Kaizen Reporting
  • Get the SFTR advantage with UnaVista and IHS Markit Recorded: Apr 15 2019 57 mins
    Marcus Jeffery, UnaVista; Catherine Talks, UnaVista; Fabien Romero, IHS Markit and Jonathan Tsang, IHS Markit
    With a proven track-record of providing regulatory reporting solutions in the financial services industry, UnaVista and IHS Markit have teamed-up to help firms prepare more thoroughly for their SFTR reporting obligations.
  • 7 ways to improve your MiFID II reporting Recorded: Sep 12 2018 55 mins
    UnaVista, LSEG
    This webinar reviews the first 9 months of MiFID II transaction reporting, looks at the most common errors, provides insight into the best reporting practices and highlights the regulators and clients perspective
  • SFTR Breakfast Briefing Highlights Recorded: Jul 19 2018 3 mins
    Andrew Dyson, Steven Holland, Tim Martins and Adrian Dale
    The SFTR Breakfast Briefing was organised to help reporting firms understand key issues affecting firms with a reporting obligation. Upon registration, we asked our attendees what they would like to find out from the event.

    The key topics included:
    - The market's state of readiness
    - Reconciliation of life-cycle events
    - Key focus for reporting firms over the next 12 months

    These key topics formed basis of our panel discussion by our expert panellists.

    The event was moderated by Andrew Dyson, CEO of ISLA

    Panellists included:
    - Steven Holland, SFTR Product Manager, UnaVista
    - Tim Martins, Head of Repo and Money Markets, MTS
    - Adrian Dale, Director of SFTR Product Development, IHS Markit
  • Part 1 - SFTR Breakfast Briefing Keynote Recorded: Jul 18 2018 31 mins
    Andrew Dyson, Steven Holland, Tim Martins and Adrian Dale
    Welcome note by moderator, Andrew Dyson.

    Watch the introduction, overview of the event and regulatory update.

    The audience were asked several polling questions including their state of readiness and what module of reporting they were planning to use.
  • Part 2 - SFTR Breakfast Briefing - Panel Discussion Recorded: Jul 17 2018 47 mins
    Andrew Dyson, Steven Holland, Tim Martins and Adrian Dale
    Our expert panellists from UnaVista, IHS Markit and MTS focused on key industry challenges and shared their perspectives on the following topics:
    - The market's state of readiness
    - Reconciliation of life-cycle events
    - Key focus for reporting firms over the next 12 months.

    The event was moderated by Andrew Dyson, CEO of ISLA

    Panellists were:
    - Steven Holland, SFTR Product Manager, UnaVista
    - Tim Martins, Head of Repo and Money Markets, MTS
    - Adrian Dale, Director of SFTR Product Development, IHS Markit
  • Part 3 - SFTR Breakfast Briefing Q & A Recorded: Jul 12 2018 35 mins
    Andrew Dyson, Steven Holland, Tim Martins and Adrian Dale
    The concluding part of the SFTR Breakfast Briefing features more questions from our audience. Watch to find out if the questions resonate with your firm and if the responses by the panellists can provide you with better clarity on current challenges facing your firm.
  • Preparing for SFTR Recorded: Apr 25 2018 46 mins
    Rebecca Dean, Associate Dir Grant Thornton; Andrea Ferrise, Compliance Officer UnaVista & Steve Holland, Prod Mgr UnaVista
    Presented by UnaVista and Grant Thornton.

    Join us at this webinar to learn the key challenges of SFTR, lessons learned from MiFID II and EMIR and how your firm can start preparing whilst we await the final draft RTS from the European Commission.
  • MiFID II: Ask the Experts Recorded: Oct 3 2017 59 mins
    London Stock Exchange Group
    This webinar will give viewers the chance to ask the hard unanswered questions on MiFID II reporting to a panel of experts.

    The webinar agenda will be created by the viewers, send your questions in before the event and we will build the conversation around them. You will also get a chance to ask questions live to the panelists and participate in a series of polls with your peers to benchmark your preparations against the rest of the industry.

    Host
    Leonard Ng - Partner, Sidley LLP

    Expert Panel
    Dan Shepherd – Head of Sales, TRADEcho
    David Nowell – Head of Compliance, UnaVista, LSEG
    Hannah Meakin – Partner, Norton Rose
    Manmeet Rana – Director, Risk Advisory, Deloitte
    Tom Wieczorek – MD Product Management, UnaVista, LSEG
  • MiFIR Webinar Series - the right systems and controls Recorded: Jun 28 2017 52 mins
    LSEG and Kaizen Reporting
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.
  • MiFIR Webinar Series - MiFIR for Buy-Side Recorded: Jun 13 2017 59 mins
    LSEG and EZE Software
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered. In this webinar LSEG and EZE Software will be discussing the following points:

    - Key MiFIR challenges for the buy-side
    - Identifying and acquiring LEIs
    - Personal data reporting requirements
    - MiFIR technical challenges and opportunities 
    - Live Q&A session
  • MiFIR Webinar Series - MiFIR for Wealth Managers Recorded: May 30 2017 45 mins
    LSEG and WMA
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.

    Speakers
    - Ian Cornwall - WMA
    - Tom Wieczorek - UnaVista, LSEG
    - Marcus Jeffery - UnaVista, LSEG
  • MiFIR for APAC firms Recorded: May 17 2017 61 mins
    UnaVista, LSEG and Catena
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.
  • MiFIR Webinar Series - Unified ARM and APA reporting Recorded: Apr 27 2017 47 mins
    LSEG
    Register now for this series of webinars to help educate firms on the different aspects of MiFIR reporting before the January 2018 go-live.

    London Stock Exchange Group and guest speakers will be providing clarity on how MiFIR will affect different industry segments across the most important parts of the regulation. Firms can turn MiFIR into an opportunity to improve their business, register to find out more.

    All sessions will include a live Q&A with the speakers and a chance to get all your questions answered.
  • MiFID II Commodities Positions Reporting Webinar Recorded: Mar 1 2017 37 mins
    Sceaf Berry, UnaVista Regulations Business Analyst
    During our recent "MiFIR: Beyond the Reporting" webinar, we highlighted some of the ancillary parts of MiFID II that firms are looking into in order to stay ahead of the regulatory reporting curve.

    Some of the ancillary reporting obligations have not been talked about much by the industry resulting in firms not knowing enough about how they will be affected by these regulations.

    Join UnaVista at this webinar on Wednesday, 1 March as we shine the light on MiFID II Commodities Positions Reporting.
    You'll learn :
    What requirements you have as part of the commodities position limits regime
    If your firm is subject to commodities position reporting requirements
    If your firm can be exempted from the MiFID II commodities regime
Educational events helping firms reduce operational & regulatory ris
Videos and webinars to help educate firms on the upcoming regulatory reporting requirements

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  • Title: Preparing for SFTR
  • Live at: Apr 25 2018 10:00 am
  • Presented by: Rebecca Dean, Associate Dir Grant Thornton; Andrea Ferrise, Compliance Officer UnaVista & Steve Holland, Prod Mgr UnaVista
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