Videos and webinars to help educate firms on the upcoming regulatory reporting requirements

UnaVista has organised this immersive demo to help firms see first-hand how they can actively monitor for MiFIR transaction reporting data quality issues flagged by regulators like the FCA, AFM (the Netherlands) and CSSF (Luxembourg). Using Data Accuracy, part of UnaVista Analytics, Matthew Vincent and Marcus Jeffery will dive deep into ongoing issues like trading capacity, late reporting, entities in scope of reporting and more.

Demo: How to spot MiFIR reporting errors flagged by regulators (Part 2)

The agenda will cover the following: 
–Introduction to EMIR Refit
–What are the changes expected
–Regulatory challenges
–How to prepare
–Next steps

Preparing for EMIR Refit

Demo: How to spot MiFIR reporting errors flagged by regulators (Part 1)

Join this webinar by BearingPoint RegTech, TRADEcho and UnaVista, LSEG on how firms can create better efficiencies in their regulatory reporting across EU and UK reporting regimes.

Creating a sustainable, robust and efficient regulatory reporting ecosystem

Replay - This webinar is aimed at EU based firms with regulatory reporting requirements. This webinar will look at what Brexit means for regulatory reporting. Our presenters will take you through the factors you need to consider when reporting from the EU to a venue (Turquoise), APA (TRADEcho) and ARM (UnaVista) in a post-Brexit world. 
 - What does Brexit mean for firms based in EU reporting to the UK?
- How to determine where your reporting obligation is
- What do they need to do to prepare
- What the differences across MiFID II, EMIR and SFTR

Presenters: 
- Adam Wood, Head of Europe, Turquoise
- Ben Duckworth, Head of Business Development, TRADEcho
- Tom Wieczorek, MD Product Management, UnaVista

EU Angle – Brexit: What does it mean for regulatory reporting

Replay - This webinar is aimed at EU based firms with regulatory reporting requirements. This webinar will look at what's next for three of the biggest regulations, MiFID II, EMIR and SFTR. 
- What lessons have we learnt from the first go-live of SFTR
- What will EMIR refit entail and how do firms prepare
- What is happening in MiFID transaction reporting, what will MiFID III look like

The panel discussion between UnaVista, BearingPoint and d-fine provides views on the following issues. 

- MiFID II - what will be included in next iteration, MiFID III. How will the FX market be affected
- EMIR - what does the EMIR Refit entail and how can firms prepare
- SFTR - what did we learn from phase 1 of go-live, how can firms in phase 2 adapt.

EU Angle – Future of Reg Reporting: What comes next for MiFID II, EMIR and SFTR

This webinar will provide insights from the 1st SFTR go-live date, lessons learned and useful tips for the Buy-side firms to prepare for their deadline to start reporting under this important new regulation. This will cover: 
- 6 things we have learnt from SFTR go-live 
- What the buy-side need to do to prepare 
- Q&A
Presenters: Catherine Talks (UnaVista | London Stock Exchange), Adrian Dale (ISLA), Alexander Westphal (ICMA)

SFTR lessons learned & tips for the Buy-side

This webinar will give viewers the chance to ask the hard unanswered questions on SFTR reporting to a panel of experts. The webinar agenda will be created by the viewers. Register and we will build the conversation around your questions. You will also get a chance to ask questions live to the panellists and participate in a series of polls with your peers to benchmark your preparations for SFTR against the rest of the industry.

Get your questions answered. Submit a question on this link
https://www2.lseg.com/SFTR-Ask-The-Expert-Question-Submission
 
Host:
• Leonard Ng – Partner, Sidley Austin LLP

Expert Panel:
• David Broadway – Investment Operations Lead at The Investment Association
• James Stacey – Regulatory Business Analyst at LCH 
• Catherine Talks – Product Manager, UnaVista at London Stock Exchange 
• Que Phuong Dufournet-Tran – Director, Trading Services & Analytics, Regulatory Affairs at IHS Markit

SFTR Webinar Series – Ask the Experts

UnaVista and Delta Capita discuss the importance of testing as a way of preparing for reporting obligations under this important upcoming regulation.

The webinar provides an insight into the market issues today and a detailed exam of industry standards-based testing, the benefits of that approach and a number of best practice examples.

Key points include:
• SFTR challenges for the buy-side
• What is a test pack?
• Testing approach: traceability and best practices
• How this benefits the buy-side
• Q&A

Our panel of experts also discussed quick polls and answered audience questions during the webinar and at the Q&A session.

• Host: Marcus Jeffery, Global Head of Pre-Sales, Director, UnaVista at London Stock Exchange Group
Expert Panel:
• David Field, Head of Prime Services & Securities Finance, Delta Capita
• Tom Wieczorek, Managing Director, Global Product Management, UnaVista at London Stock Exchange Group

The webinar recording is available to you to view on-demand and share via the same link.

SFTR Webinar Series - SFTR Testing and Buy-side Consensus

In this webinar, we'll be discussing the process around SFTR, from execution through clearing to reporting. We will have a panel of experts from UnaVista, MTS and LCH that come together to explain their approach to SFTR, some of the key challenges as well as solutions that can simplify reporting obligations and reduce the burden on clients’ internal infrastructure.
     
• Host: Marcus Jeffery, Global Head of Pre-Sales, Director, UnaVista at London Stock Exchange Group
Expert Panel:
• Tom Harry, Product Manager, Regulatory Specialist, MTS at London Stock Exchange Group
• James Stacey, Regulatory Business Analyst, LCH
• Catherine Talks, Product Manager, UnaVista at London Stock Exchange Group

SFTR Webinar Series – SFTR from the Beginning to the End

As part of their SFTR preparation process, many firms in the industry will need to know more about their clients in order to prepare adequate plans in place ahead of the deadline in advance of this important regulation. 

Having a structured approach can, no doubt, help financial institutions to achieve an effective client outreach process necessitated by new regulatory compliance obligations, such as, in this case, SFTR, ensuring a fully tracked, efficient and client-centric approach to collecting data and documentation.

In this webinar, UnaVista and Broadridge come together to discuss 5 key components of that outreach that are critical but can sometimes get overlooked, including:

 • How to get the required reference data (LEI, ISINs)?
 • Who will generate UTI?
 • Are they small non-financial counterparties (NFC-)?
 • Do they have a non-EEA reporting obligation?
 • Agreeing on the workflow

Our panel of experts will also discuss quick polls and answer any audience questions during the live webinar and real-time Q&A session.  

11 September 2019 at 3.00pm London | 4.00pm Paris | 10.00am New York 

Even if you cannot attend on the date, we encourage you to register anyway. The webinar will be recorded and we’ll make the link available to all registrants who are unable to join us live.

Expert Panel: 
 • Catherine Talks, Product Manager, UnaVista | London Stock Exchange Group; and 
 • Dean Bruyns, Senior Product Manager, Message Automation | Broadridge Financial Solutions.

Hosted by: UnaVista | London Stock Exchange Group

SFTR Webinar Series - 5 things you should know about your clients

Given the complex nature of reporting requirements for security financing transactions and how these relate to cleared trades under SFTR many firms will struggle to prepare for the right level of reporting. There are ways to simplify the process and ensure help is available especially to firms clearing through LCH’s RepoClear that can be offered assisted reporting for SFTR.

In this webinar, we'll be discussing some of the key factors, challenges and critical issues as well as  LCH’s collaboration with UnaVista that will significantly simplify reporting obligations under SFTR for RepoClear members. UnaVista has a proven track record of partnering with the industry to reduce the burden on clients’ internal infrastructure.

• Host: Mark Husler, CEO, UnaVista at London Stock Exchange Group 
• UnaVista speaker: Tom Wieczorek, MD Global Product Management, UnaVista at London Stock Exchange Group
• Guest presenter: James Stacey, Regulatory Business Analyst, LCH

SFTR Webinar Series - SFTR reporting options for cleared trades

SFTR Data Preparation, Enrichment and Interoperability

Given the very manual nature of workflows used for security financing transactions in general and security lending transaction and given the level of detail being required to be reported under SFTR many firms will struggle to obtain the data points needed for reporting. Service providers are offering data enrichment services to help clients navigate the reportable data points.

Another aspect key to trade matching between TRs is generation and transmission of UTI details between counterparties.

In this webinar, we discuss some of the key critical issues relevant to SFTR data preparation.

• UnaVista Host: Marcus Jeffery, Global Head of Pre-Sales, Director, London Stock Exchange at UnaVista
• UnaVista Presenter: Steve Holland, Product Manager, London Stock Exchange
• Guest presenter:  Geoff Hutton, Regulatory Specialist at Luxoft

SFTR Webinar Series – How to prepare your data for reporting

The decision to keep the reporting in house versus delegation will depend on various factors like, type of the firm, size of the firm, number of SFTs traded and firm’s view towards data security. Risk concerns will play an important role considering the sensitive information that is required to be transmitted in a delegation scenario. 

In this webinar, we'll be discussing some of the key factors, challenges and critical issues as well as 'pros and cons' around delegated reporting.

• Host: Marcus Jeffery, Global Head of PreSales, Director, London Stock Exchange at UnaVista
• UV presenter: Tom Wieczorek, MD Global Product Management, UnaVista at London Stock Exchange Group
• Guest presenter: Jonathan Lee, Senior Regulatory Reporting Specialist (SFTR) at Kaizen Reporting

SFTR Webinar Series – Which collaborative reporting model is right for you?

With a proven track-record of providing regulatory reporting solutions in the financial services industry, UnaVista and IHS Markit have teamed-up to help firms prepare more thoroughly for their SFTR reporting obligations.

Get the SFTR advantage with UnaVista and IHS Markit

This webinar reviews the first 9 months of MiFID II transaction reporting, looks at the most common errors, provides insight into the best reporting practices and highlights the regulators and clients perspective

7 ways to improve your MiFID II reporting

The SFTR Breakfast Briefing was organised to help reporting firms understand key issues affecting firms with a reporting obligation. Upon registration, we asked our attendees what they would like to find out from the event. 

The key topics included: 
- The market's state of readiness
- Reconciliation of life-cycle events
- Key focus for reporting firms over the next 12 months

These key topics formed basis of our panel discussion by our expert panellists. 

The event was moderated by Andrew Dyson, CEO of ISLA

Panellists included:
- Steven Holland, SFTR Product Manager, UnaVista
- Tim Martins, Head of Repo and Money Markets, MTS
- Adrian Dale, Director of SFTR Product Development, IHS Markit

SFTR Breakfast Briefing Highlights

Replay - Hear from the AFM about what data quality issues they are seeing in firms MiFID II transaction reporting data. What are the most common errors, what are the outliers.
UnaVista will then provide an ARMs view of the data, including tips on how to improve your data quality.

EU Angle – Data Quality: A regulators view of your regulatory reporting

Regulatory

Reporting

Compliance

Financial Services

Transaction Reporting

Regulations

RegTech

Fintech

EMIR

SFTR

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EU Angle – Data Quality: A regulators view of your regulatory reporting

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