Miles Kelly, Sougata Datta, & Vasu Sampath, DocuSign
In April 2016, the Department of Labor (DOL) released its final rule regarding financial and fiduciary disclosures. This rule significantly expands the definition of fiduciary, spanning financial advisors as well as plan sponsors, funds, and producers who provide incentives to advisors. The rule has far-reaching impacts on business, compliance, and operations/technology and the April 2017 compliance deadline is coming up quickly. For companies not already working on their response strategy, time is rapidly running out.
View this webinar to learn how DocuSign can help you:
- Satisfy the final rule requirements by automating disclosures with a tamper-proof audit trail
- Delight clients and brokers by providing a greatly improved customer experience
- Meet critical DOL deadlines with rapid implementation