Norman Marks on the Convergence of Compliance and Risk

Presented by

Norman Marks, CPA, CRMA, Author, Evangelist and Mentor

About this talk

The ‘Yield’ road sign is a great example of the intersection of compliance and risk. The universal requirement for ‘Yield’ or ‘Give-way’ is defined as the following: The requirement that a driver shall “give way” to other vehicles means that he must not continue or resume his advance or maneuver if by so doing he might compel the drivers of other vehicles to change the direction or speed of their vehicle abruptly. Individuals are left to their own interpretation of this definition, from performing a prolonged stop to accelerating at the sign. Enforcement is difficult. And so it is with the numerous ways that Compliance and Risk must coordinate and collaborate within your organization. Norman Marks is a firm believer in taking a risk management approach to the business objective of operating in compliance with both laws and regulations and society’s expectations, even when they aren’t reflected in laws and regulations. Share your thoughts with Marks on a live webinar, August 14 at 2:00pm EDT when he’ll discuss his point of view about the practical application of the concept of risk appetite and its impact on influencing the day-to-day taking of risk.

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