Looking for Loopholes in SEC Reporting - FinServ Tech Oracles 34

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Presented by

Johna Till Johnson & Jerald Murphy, Nemertes

About this talk

In a recent Wall Street Journal article, the FBI is said to be considering a delay in the reporting of SEC violations for companies whose investigations have national security implications. Johna and Jerry discuss the issues around WHO, WHEN, and HOW you should report SEC violations. With Your FinServ Tech Oracles: • Johna Till Johnson, Nemertes CEO + Founder & Content Committee Chair for the Wall St. Technology Association (WSTA) • Jerald Murphy, Nemertes Senior VP of Research + Consulting FinServ Tech Oracles – a weekly video series for FinServ technologists. We talk about the latest technology trends that affect financial services firms (in our best imitation of the Oracles of Delphi…) Brought to you by Nemertes.
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Nemertes is a research-based advisory and strategic consulting firm that analyzes the business value of emerging technologies. Since 2002, we have provided strategic, client-centric recommendations based on data-driven operational and business metrics to help organizations deliver successful technology transformation to employees and customers. Simply put: Nemertes’ better data helps clients make better decisions. Please note: Nemertes owns the copyright to all content in this channel. You may not use, post, print, or repurpose any of material without the express, written consent of Nemertes. You may retweet or share only that content that Nemertes posts on its social media sites.