Over the course of 2019, shifts in communication technology and the regulatory landscape delivered several significant changes to the financial services industry. Emerging mobile, social and collaborative technologies create huge risks for companies trying to keep up with the regulated landscape.
Join Elin Cherry from Elinphant, L.L.C. with Robert Cruz and Marianna Shafir from Smarsh as they cover:
- Key themes that emerged from FINRA enforcement actions in 2019
- How social, mobile, and collaborative communications impacted 2019 activities
- What we can expect from regulators in 2020