Top 5 Predictions for 2021

Presented by

Marianna Shafir, Elin Cherry

About this talk

Like within every industry, 2020 represented a year of unprecedented disruption for FINRA and SEC-regulated firms. As we discussed in our Enforcement 2020: Highlights from a Regulatory Year Like No Other last month, response to the pandemic, the proliferation of digital communication tools, and the accelerated adoption of RegTech are likely to remain in the regulatory spotlight. So, what does this mean to compliance executives in 2021? Watch our panel of experts as they discuss their Top 5 Compliance Predictions for 2021.

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For more than two decades, Smarsh has provided its clients with industry-leading technology that allows them to manage the risk and see the value in their communications data. Our capture, archiving, supervision and e-discovery solutions enable our customers to focus on innovation and growth, while seamlessly dealing with communications compliance.