Robert Cruz, VP, InfoGov Solutions, Smarsh, Marty Colburn, former CTO, FINRA, and Elin Cherry, CEO, Elinphant
The SEC has strengthened their focus on regulatory enforcement as the increase in electronic communications tools change the way financial services organizations do business. Recent statements about social media use, the new federal cybersecurity order, and the emerging reality that firms will continue to operate in a hybrid work model have many concerned about how they can adjust oversight for a new era.
Join us Thursday, September 16 10am PT | 1pm ET for a briefing with experts in financial services and information governance for an update around:
· Recent experience relating to exams and enforcement trends
· How firms are adjusting to expanded use of MS Teams, Zoom and other collaboration tools
· Regulatory challenges enabling a hybrid work force
· Trends and direction in areas such as social media, cryptocurrency, and gamification
We’ll also cover how Smarsh can help firms to stay in front of compliance challenges and what’s next under new SEC secretary Gary Gensler. You won’t want to miss it.
The Summer of Social webinar will be the first briefing in Smarsh's new Regulatory Quarterly Update program - a strategic review of the latest communication retention policies, fines and compliance best practices.