2021 Regulatory Roundup and Year Ahead: Hybrid Work, DeFi and Crypto Compliance

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Presented by

Robert Cruz, VP of Information Governance, Smarsh and Brian Rubin, Partner & Amanda Oliveira, Associate, Eversheds Sutherland

About this talk

2021 was a year that sent shock waves through the financial services industry. Hybrid work, the pervasive use of electronic collaboration tools and the rush to pursue retail investors with digital assets all led to regulatory enforcement actions that were first-of-their-kind. New data, new technology, and work-from-anywhere has many firms asking how can they best prepare for what’s to come in 2022. Join us on December 14, 2021, at 10am PT/1pm ET for our 2021 Regulatory Roundup webinar featuring enforcement experts Brian Rubin, Partner, and Amanda Oliviera, Associate from Eversheds Sutherland, along with Robert Cruz, VP, Information Governance, Smarsh. They will dive into the lessons learned from 2021 and share their outlook for 2022. They will discuss: 2021 Enforcement Themes from the SEC and FINRA How the regulatory focus on digital communications changed in 2021, and potential record keeping rule modernization will impact firms in 2022 How firms can respond to the continued regulatory focus on Outside Business Activities (OBA) What to expect in 2022, and how your firm can stay out of the crosshairs

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For more than two decades, Smarsh has provided its clients with industry-leading technology that allows them to manage the risk and see the value in their communications data. Our capture, archiving, supervision and e-discovery solutions enable our customers to focus on innovation and growth, while seamlessly dealing with communications compliance.