Retail investors represent one of the biggest opportunities for RIAs and BDs. Reflecting a new demographic, they bring a lower level of investor sophistication, an interest in new financial products, and preference to work with familiar tools. How are firms tapping into this opportunity for business growth?
For more than two decades, Smarsh has provided its clients with industry-leading technology that allows them to manage the risk and see the value in their communications data. Our capture, archiving, supervision and e-discovery solutions enable our customers to focus on innovation and growth, while seamlessly dealing with communications compliance.…