Navigating Regulatory Compliance for Information Governance

Presented by

Lynn Molfetta and Lee Fairey

About this talk

How to solve the top 3 information governance challenges for financial services Information governance got way more challenging in recent years. Escalating volumes of financial services regulation, and complexities linked to the intersecting worlds of records, data, privacy and security, have put age-old manual processes and outdated systems to the test. The frequency and severity of enforcement fines proves that many financial institutions are failing to deliver on compliance. Join this 30-minute review, with information governance specialists Lynn Molfetta and Lee Fairey, to learn how to solve today’s top three challenges: 1.Navigating the regulatory landscape 2.Setting the right policy and controls 3.Distributing and implementing policy and controls enterprise-wide, to ensure compliance Featuring: Lynn Molfetta. An experienced financial services information governance specialist, Lynn has been responsible for global records management at American Express, Citi and Deutsche Bank, in a career spanning more than 30 years. With a focus on enforcing compliance and reducing legal and regulatory risk, Lynn has specialist expertise in IT Strategy, Management, Corporate Governance, Risk Management, and Business Development. Lee Fairey. Prior to his current role as Head of Customer Success at CUBE, Lee gained 15 years first-hand experience managing information and technology risk at a variety of financial institutions, including RBS, Barclays, BNY Mellon, BNP Paribas and Citi. Lee’s specialist expertise includes the application of regulatory technology (RegTech) to capture regulatory intelligence and manage regulatory change for information governance.

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Knowing about regulatory change is one thing. Having the regulatory intelligence and analytical capabilities to understand the impact of regulatory change on your business is a very different matter. It may take days or even weeks to re-evaluate your compliance status and remediate non-compliant gaps, especially when you are a financial institution operating in multi-jurisdictional, multi-state, and cross-border environments. CUBE leverages AI-driven technology to automate the capture of global regulatory data, alert you to regulatory changes that pose a compliance risk to your business, pinpoint all policies, procedures, controls and records that are affected, and enable rapid remediation.