Compliance Director's Session - 17 June 2022

Presented by

Legal & General - Wayne Holcombe, Rebecca Guillarme, Katie Buhecha, David Brown. Sesame Bankhall Group - Carl Wallis.

About this talk

Please join us on Friday 17 June 2022 for another short, sharp virtual event.  This session takes the opportunity to cover the following agenda points: •    Introduction to the session and setting the scene •    Consumer Duty and Vulnerable Customers update •    Importance of strong access management controls in the context of data protection •    Financial Crime “headwinds”  •    Strategic Partner viewpoint, Carl Wallis from Sesame Bankhall Group: Improving the Appointed Representatives Regime - Consultation Paper CP21/34 These sessions are designed to assist you in verifying your own procedures, to provide an opportunity to ask questions and clarify understanding based on our collective interpretation of FCA requirements.  Once again we hope you'll enjoy this session around what are currently hot topics within our industry.

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