Role of Regulations in shaping the Industry

Presented by

Sandeep Parekh, Finsec Law Advisors

About this talk

Market regulator Securities and Exchange Board of India has ushered in a series of regulations over the past few years to protect the interest of investors, increase transparency and shield the industry from external shocks. Today, the Indian MF industry stands on par with U.S. in terms of best practices. To understand how advisers/mutual fund distributors can build and sustain their practices in an era of strong regulatory oversight and what they can expect going ahead, renowned legal expert Sandeep Parekh of Finsec Law Advisors will throw light on: •The way forward for Mutual Fund Distribution and Registered Investment Advisers. •Role of Self Regulatory Organization in regulating advisers/MFDs. •Indian Fund industry regulations vis-a-vis global peers.

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