The Many Shades of KYC
Now that the immediate implementation deadline of the client focused reforms is in the rear view, it’s time to focus on the long-term. The pursuit of client best interest is an ongoing and evolving journey, not a from a one-and-done exercise. In particular, the process of measuring a client’s risk tolerance, risk capacity, and financial goals can be simplified through innovative new technologies and methodologies. What are some of them? What do you need to know?
Join industry leaders as they discuss how different segments of the wealth management industry have adapted their processes to address the Canadian KYC requirements, and what’s in store for the future.
Andrea Casciato, head of digital investing, BMO InvestorLine
Shawn Brayman, director of financial planning methodology, Morningstar
Susan Silma, head of risk and regulatory business practices, Sun Life Financial Investment Services
Moderator: Ian Tam, director of investment research, Morningstar