Permission to launch: tips for applying to the FCA for new or varied permissions

Presented by

Thomasina McGuigan (Seccl’s Head of Compliance) and Dan Marsh (Seccl’s Head of Customer)

About this talk

If you’re a financial advice or investment management firm looking to launch their own platform, or a fintech looking to get to market with a new investment proposition, the chances are you may need to apply for new or varied permissions from the FCA. Data from the FCA shows that as many as 20% of these applications are rejected. To help you become part of the 80%, Seccl’s Head of Compliance will be giving her guidance on how to produce a robust submission…

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