PCAOB Enforcement: The Nuclear Option for Small & Mid-Sized Firms

Presented by

Michael MacPhail, Brent Baker

About this talk

This webcast featuring two former SEC enforcement officials examines a subject that is of quickly growing importance: enforcement by the Public Company Accounting Oversight Board (PCAOB). The webcast will cover a range of key topics, including: • Regulatory Framework: Origins of PCAOB’s Authority and Status of Legal Challenge • Inspections: Characteristics and Appropriate Responses • Enforcement Investigations: Characteristics and Strategic Considerations • Litigation Issues • Insurance Coverage Disputes • Implications for Accountants and Clients

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