SEC Enforcement– Today and Tomorrow– Developments in 2016, Expectations for 2017

Presented by

Bill McLucas, Doug Davison, Marty Wilczynski, Steve Richards

About this talk

In this annual webcast, our panel will analyze key developments in SEC enforcement and notable events from 2016, and will discuss what to look for in 2017. Among other items, the panel will address: •The change in leadership at the SEC and what to expect; •Results of litigation and current issues arising from SEC actions; •Themes from cases involving the FCPA, financial fraud, gatekeepers, market structure, insider trading, and investment management; •Updates on the Whistleblower Program, use of technology, and other ongoing initiatives; Please join panelists Bill McLucas and Doug Davison, securities partners at Wilmer Cutler Pickering Hale and Dorr LLP; and Marty Wilczynski and Steve Richards, Senior Managing Directors with Ankura Consulting as they address these and other developments in SEC enforcement.

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