Inside the SEC Enforcement Division: The Important Changes Ahead

Presented by

George Curtis, Pam Parizek, and David Seide

About this talk

On April 28, 2009, KPMG Forensic is sponsoring a webcast entitled "Inside the SEC Enforcement Division: Current and Former SEC and DOJ Prosecutors Discuss Important Changes Ahead" that will feature George Curtis, the Deputy Director of the SEC's Division of Enforcement. Curtis, Pam Parizek of KPMG Forensic, and David Seide of the law firm Curtis, Mallet-Prevost, Colt & Mosle LLP will lead a discussion on the extraordinary challenges now posed to the financial markets and individual investors, the steps being taken by the SEC's Division of Enforcement to address them, and the significant impact these changes will have now and in the future. The panel will discuss initiatives now being carried out at the SEC under the new leadership of Mary Schapiro and Robert Khuzami with respect to both key internal processes and the Enforcement Division's fundamental priorities. The panel will also explore how these initiatives will impact regulated entities and their executives, as well as their advisers such as attorneys and auditors. The implications for "gatekeepers" and the challenges for corporate management that must now navigate heightened scrutiny in areas such as the FCPA, international issues, and overall compliance and monitoring will all be discussed. Please join George Curtis, Pam Parizek, and David Seide as they address these topics as well as your questions in a free, one-hour webcast. The webcast will be moderated by Securities Docket's Bruce Carton.

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