The Growing Impact of Corporate Investigations:Trends in SEC and DOJ Enforcement

Presented by

Rex Homme, Catherine Moreno

About this talk

Internal investigations have become a much higher-stakes issue for companies of all sizes. The SEC filed a record high number of enforcement actions in 2016. In recent years, the U.S. Department of Justice has expanded its interest in internal investigations from the “what” and “why” to also include an emphasis on “how” companies conduct them. Now, the two agencies are more actively coordinating on investigations involving accounting fraud and FCPA issues. In a panel discussion, Rex Homme of StoneTurn and Catherine Moreno of Wilson Sonsini will focus on the impact of heightened scrutiny on corporate compliance programs, best practices for responding to government inquiries and how to avoid enforcement actions. Topics to be covered include: -- Data Analytics and Fraud Detection -- Recognizing “New” Types of Fraud * Vendor, supplier and procurement fraud * CEO fraud and other cyber scams -- Developing a Response Plan

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