SEC Enforcement: Key Developments in 2011

Presented by

Andrew Vollmer, Douglas Davison, Marty Wilczynski

About this talk

The SEC announced record enforcement results in 2011 and featured its work in bringing insider trading cases and CDO cases against broker-dealers and investment advisers. Many other notable items occurred during the year, including: --Supreme Court decisions on elements of fraud cases. --Auditor regulation issues. --Developments in the SEC enforcement process. --Developments in the settlement process. Please join panelists, Andrew Vollmer and Douglas Davison, securities partners at Wilmer Cutler Pickering Hale and Dorr LLP, and Marty Wilczynski, Senior Managing Director – Forensic Litigation at FTI Consulting, Inc., as they address these and other developments in SEC enforcement during a free, one-hour webcast.

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