Regtech in 2016: New Frameworks and Legislations You Need to Know About

Presented by

Brendan Jones (EPC), Philip Rakhou (CLSA), James Ashe-Taylor (Constantine Cannon), Alexandre Gaillard (InvestGlass)

About this talk

The new regulations that have been released have been a cause for worry by many a financial institution. From PSD2 to MIFID II, attend this panel session where our experts will make sure you aren't left in the dust regarding all the new directives that may affect the way you do business. The panel will discuss: • The Difference in Regtech implementation for startup firms and institutional financial firms · In which direction should efforts be implemented to ensure collaboration is best supported between various parties involved and interested in RegTech • Leveraging technology and resources to automate the regulatory process by incorporating regulatory requirements into technology protocols. • In-built review process for continual assessment of data and analytics • Technology awareness of the regulator • Existing regulatory rules, policies and guidance restricting innovation and the adoption of RegTech solutions

Related topics:

More from this channel

Upcoming talks (0)
On-demand talks (191)
Subscribers (21428)
The US Financial Advisors Channel provides Registered Investment Advisors (RIA) and fee-only financial advisors with practice management insights. You can find industry luminaries presenting weekly webinars on topics such as social media, marketing, referrals, engaging the affluent, compliance, life planning, retirement planning, and succession planning. You can attend the webinars at no cost and will be able to submit real-time questions to presenters during the live online events. If you are unable to attend a webinar live, you can also view it afterward on demand.